Evaluating Physico-Mechanical Behaviour of Pyrethrum Using Principal Component Analysis and Response Surface Modeling for Optimal Design and Performance of Precision Harvesters ()
1. Introduction
Pyrethrum (Chrysanthemum cinerariaefolium L.) is grown for its daisy-like and whorled white ray of flowers with a yellow centre head containing natural pyrethrin insecticide. The botanical pyrethrin is competitive with synthetic insecticides due to its selective toxicity and lower environmental hazards [1]. Mature pyrethrum flowers contain 94% of pyrethrin, while 6% is contained in other parts of the plant [2]. The complex physio-morphological structure of the crop demands selective harvesting because only the mature achenes within the flower head contain the pyrethrin [3], making it the only prime target during harvesting. As such, only the mature flowers are picked during harvesting for further separation and processing. Furthermore, as a perennial ratoon crop, pyrethrum produces flower-bearing stalks that mature at different stages, complicating mechanized harvesting. Variations in growth, ratooning, stalk maturity, and various flower blooming stages jeopardise the optimal design of precision harvesters. Small and medium-scale pyrethrum harvesting has thus been performed manually through hand picking, as illustrated in Figure 1.
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Figure 1. Handpicking for selective harvesting of mature pyrethrum flowers.
Although much literature is available on the occurrence and accumulation of pyrethrin in mature flowers, there is only a limited understanding of the morphological factors of the pyrethrum plant and how they would influence the design of mechanized precision harvesters. According to [4], studying biophysical-mechanical, morpho-mechanical, and rheological parameters of complex plant materials is pertinent for accurate simulations and agricultural process equipment design. A database of actual morphological and physico-mechanical properties of the pyrethrum plant and flowers is critical in guiding the modern design for precision harvesters. However, empirical methods utilized by olden day engineers become time-consuming and increase development costs. As such, morpho-physical, rheolo-mechanical, crop dimensions and geometry, conveyance and flow characteristics have been the thrust of all precision harvesting machinery designers [4] [5]. For instance, plant mechanical properties shearing force (ѵ) shear strength (τ) and tensile stress (σ) are necessary for the design of cutting and shear parts, conveying surfaces, threshing units and plucking mechanisms and for determination of cutting angles, speed and velocities, energy requirements and wear resistance [6]-[10]. At the same time, physio-morphological crop parameters provide essential criteria for the mechanical design of harvester structure and the key components of the entire crop-machine interaction interface [4]. For instance, stem diameter and moisture content influence static and dynamic cutting forces [11]. Among other biophysical-mechanical properties of crops, cutting forces, shear strength, and picking forces influence energy requirements during harvesting and can guide the selection of force response units and operational parameters [12]. Other factors affecting the design of field crop harvesting machines include crop moisture content at harvest, stem diameter, shear strength, cutting speed, and bulk volumetric feed rates [13]-[15]. Previous researchers have reported morpho-physical structure, rheological and mechanical properties of other field crops for design and development of mechanized harvesters including sunflower [16], barley [17], paddy rice [18], wheat [19] [20], carrots [21] [22], green leafy vegetables [23] and fruits such as tomatoes [24] [25], chillies [26], and strawberry [27]. However, critical bio-physical, morpho-mechanical, and rheological parameters of mature pyrethrum plants and flowers that would guide the design of precision harvesters are missing in the literature.
Due to variations in the stages of growth and ratooning, stalk maturity, flower head ripening stages, and the complex morphological architecture, mechanizing the morphological parameters for designing medium and small-scale mechanized precision harvesters is challenging. Further, the Morphological and physio-mechanical plant characteristics of mature pyrethrum stalks are variable within the fields, thus complicating process design and the selective mechanism of precision harvesting. Therefore, pyrethrum harvesting resorts to manual selection and hand picking of mature flowers, which is currently the most time and labor-consuming operation in pyrethrum production [28] [29]. Furthermore, manual handpicking during harvesting exposes workers to allergic health hazards associated with pyrethrin [30]. Owing to scanty literature on developing precision pyrethrum harvesters, this study examines pyrethrum flower (Figure 2) and plant parameters relevant for precision design and performance optimization of small-scale mechanized pyrethrum harvesters.
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Figure 2. Pyrethrum flower parameters for design of precision harvesters.
The study aims at establishing morphological parameters, viz, mature stalk height (MSH), shoot diameter (SD), shoot internode length (SIL), floral diameter (FD), floral head diameter (FHD), floral peduncle length (FPL), flower canopy width (FCW), and floral peduncle diameter (FPD). Bio-physical properties included, moisture content (MC), bulk density (ρb), Porosity (Ф) of, actual density (ρt), bulk porosity (ε), unit floral mass (MIF) wet floral unit volume (Vf), dry floral volume (Vd), Volumetric coefficient of expansion (Ψv), sphericity (φ) and biomass repose angle (θ) while rheolo-mechanical properties included shear strength (τ), tensile strength (σ), plucking force (Fp), repose angle (θ), kinetic friction (μK), and static friction modulus (μS), compressed density (ρc), cutting resistance force (Rc), compressed density (ρc) and mechanical compressibility (ć). Therefore, the study was designed to (i) characterize the morphological, physico-mechanical, and rheological properties of mature pyrethrum stalks and flowers across diverse Kenyan field sites, (ii) apply principal component analysis (PCA) to reduce dimensionality and identify key plant traits influencing harvester design; (iii) employ response surface methodology (RSM) to develop predictive models of critical harvesting parameters; and (iv) translate these analytical findings into practical engineering insights for optimizing small-scale precision pyrethrum harvester components.
2. Materials and Methods
2.1. Experimental Sites and Sampling Design
Field investigations were conducted in the pyrethrum fields of Lanet in Nakuru county (0˚19'29.66'' S, 36˚12'21.19'' E), Moiben in Uasin Gishu county (0˚34'15.8'' N, 35˚18'31.1'' E), and Turi in Kericho county (0˚16'28.7'' S, 35˚46'30.9'' E) in Kenya, as shown in Figure 3.
Figure 3. Map of the study areas and sampling sites.
Mature pyrethrum flower stalks were randomly identified and tagged from a completely randomized experimental net plot measuring (100 × 100 m2) isolated in 4 quadrants of the field sites measuring 40,000 m2 with triplications. The sample size was established from a random sampling technique using Equation (1) [31] [32].
(1)
where n, N, and α are the sample size, total population, and significance levels (0.05), respectively.
2.2. Determination of Morphological Parameters
Dimensions of seven morphological parameters, including MSH, SD, SIL, FD, FHD, FPL, and FPD, were established for each of the 10 plants in the field using digital vernier and measuring tape (Figure 4). Each of the readings was then summed up to establish the average values for each parameter in each quadrant and the entire field.
Figure 4. Measurement of various pyrethrum flower stalk dimensions.
2.3. Determination of Bio-Physical Properties of Pyrethrum Stalks
Crop samples were collected in the respective isolations above and referenced for laboratory and testing of moisture content (MC), bulk density (ρb), and Porosity (Ф) of mature pyrethrum flowers.
2.3.1. Determination of Moisture Content of Mature Pyrethrum Stalks
Moisture content (MC) of mature pyrethrum flower stalk influences its size, volume, shear stiffness and strength, plucking energy, and cutting force. Pyrethrum flowers were isolated from each experimental site and placed in airtight containers to prevent moisture fluctuations. In the laboratory, three samples from each experimental site were sequentially placed on the biomass sample pans and placed in a controlled moisture balance drying chamber until there was no further drop in weight. The procedure was triplicated to obtain average results. Thereafter, MC was established as a percentage of total pyrethrum stalk weight using Equation (2) [33] [34].
(2)
where miw is the initial floral unit mass and wf is the final constant mass of pyrethrum stalk after drying.
2.3.2. Determination of Bulk Density and True Density
Flower mass and compressed densities impact crop handling component designs of pyrethrum harvesters by influencing volumetric performance, flexibility, or weight reduction of handling components. The bulk density (ρb) of pyrethrum flower stalk sample was determined as the ratio of the weighted mass of the sample (ms) to its total hectoliter tester volume (vh) using Equation (3) [35].
(3)
The actual density (ρt) of pyrethrum flower stalks was determined using a pycnometer density cup of 61 g with a calibrated volume of 50 ml that was cleansed, filled with flower stalks, placed in an analytical electronic balance (0.0001 g), and its weight recorded after stabilizing, with triplications. The ρt of pyrethrum flower stalk samples was then determined as the ratio of weighted sample mass to its total pycnometer displacement volume using Equation (4) [33] [36].
(4)
where msc is the total weight of the sample and pycnometer density cup, while mc and vc are the weight and volume of the pycnometer, respectively.
2.3.3. Determination of Bulk Porosity
The bulk porosity (ε) of the pyrethrum flower biomass superficially affects bulk density, the amount of flower biomass handled, harvesting feed rate, material flow, and efficiency of conveying cut material. Pyrethrum ε was defined by the fraction of the spaces within the bulk flower stalk, not occupied by the flowers. From the electronic balance and the pycnometer displacement method, the ε of flowers was determined using Equation (5) [35] [37].
(5)
2.3.4. Floral Unit Volume
The floral unit volume (Vf) affects the component space and size design for accurate separation and precision handling during selective flower-biomass harvesting. The volume (Vf) of pryrethrum flowers was established by relating the unit mass (m) of flowers used in the computation of true density using Equation (6) [35].
(6)
where m is the unit wet mass of pyrethrum flowers measured using an electronic balance with 0.001 g sensitivity.
2.3.5. Volumetric Coefficient of Expansion
Volumetric coefficient of expansion (Ψv) of pyrethrum impacts precision harvester component dimensions and cutting forces. Higher Ψv induces higher cutting forces potentially requiring the design of a high-strength cutting potentially requiring the design of a high-strength cutting mechanism. Volumetric coefficient of expansion (Ψv) of pyrethrum was determined using Equation (7) [35].
(7)
where Vd is the experimental dry unit volume of the flower.
2.3.6. Determination of Sphericity
The degree to which irregularly shaped pyrethrum flower stalks resemble a sphere impacts their flowability behavior on contact equipment surfaces. It also determines friction resistance, interlocking and surface adhesion interactions, and the final design of cutting and conveying surfaces. Higher sphericity values (closer to 1) improve flowability, while lower values result in difficult flow handling. Pyrethrum floral sphericity (φ) was determined by relating equivalent diameter with floral head length (L) using Equation (8) [38].
(8)
2.3.7. Repose Angle of Flower Biomass
The dynamic angle of repose (θ) on a surface enables assessment of the interaction between pyrethrum flower biomass with different angular surfaces, providing insights into their handling, transport, and flow properties, and giving valuable information to the design of precise transportation, conveying, and handling mechanisms. A fixed base (piling method) was used to determine θ for pyrethrum. Mature stalks containing the flower heads were poured into a conical heap; the height (h) of the free surface and the base diameter (d) of the formed cone pile were measured. The θ for pyrethrum was thereafter computed using Equation (9) [33].
(9)
where h is the height of the free surface (cm), and d is the cone pile diameter (cm).
2.4. Mechanical Properties of Pyrethrum Plant
Crop samples were collected in the above-referenced isolates for laboratory and testing of 6 rheological-mechanical parameters. These included shear strength (τ), tensile strength (σ), static friction modulus (μS), compressed density (ρc), and mechanical compressibility (ć). Because some of the mechanical tests, such as tensile tests, cannot be utilized to test all types of crop stalk samples, clamp stretching methods for mechanical tests of biological plant materials was designed and improvised as recommended for crop-specific applications [4] [39] [40].
2.4.1. Determination of Tensile Strength and Plucking Force
Tensile force is a fundamental parameter for determining the tension forces required to break the flower component from stalks during precision plucking in mechanized pyrethrum harvesters. Both tensile strength (σ) and plucking force (FP) influence the physico-mechanical properties of pyrethrum flowers that affect harvesting components. A custom-built measurement apparatus was developed, using a high-precision digital electronic measurement (±0.001 kg), mounted vertically for plucking stress measurement, integrated with three structural plates (upper, middle, and base) supported by a square hollow section tube for stem stability during loading. Pyrethrum stems of various diameters and containing flowers of different sizes were coupled at the tensioning end of the load cell using a diameter rubber ring, for consistent and repeatable gripping, and subjected to uniform tensile load. At the same time, the yielding force was recorded by the locking load cell to establish σ and thereafter decoupled.
2.4.2. Determination of Shear Strength
Pyrethrum shear strength (τ) guides the determination of cutting forces and mechanisms and is a critical parameter in designing and optimizing the performance of precision harvesting systems. The upper limits of τ provide the maximum shear stress that the flower peduncle and floral stalk base of pyrethrum can withstand before shear failure during harvesting [41]. The τ of pyrethrum stalks is a critical characterization variable for mechanized precision harvesting. Multiple flower samples (n ≥ 5) from all the sites were obtained, and flower peduncle diameters were measured using a micrometer and mounted in a horizontal shear fixture of a shear blade. Shear force was then induced by the Load cell at a constant speed of 5 mm/min until failure. The failure point peak force and cross-sectional area (A) at failure were established, and the τ was calculated using Equation (10) [41].
(10)
where τ, F, and A are the shear strength (N·Nm−2), Force at failure point (N), and the shear plane Area (m2), respectively.
2.4.3. Determination of Net Shear Force, Shear Stress and Specific Shear
Energy
A quasi-static pivoted double shear scissor test rig was constructed using a pivoted scissor-shear mechanism coupled with a calibrated tension thread to measure the effective shear force (σn) resisted by pyrethrum stalk to cutting force at a 45˚ sharpened edge angle. Shear force (FT) for all the isolated flower stalks was obtained, and the average force was determined by measuring FT and scissor mechanism force (Fα) and used to compute effective σn using Equation (11) [4] [19] [42].
(11)
where σn, FT, and Fa are the net/effective shear force (N), measured shear force (m.g) in N, and the scissor force (N) divided by 2, respectively, m being the mass and g is 9.81 m/s2. The Fa was computed as half of the scissor geometry reaction force using Equation (12) [19] [42].
(12)
The respective shear stress (Ss) and specific shear energy (SEs) were then determined using Equation (13) and Equation (14) [4] [19] [42].
(13)
(14)
where Ss and Fs are the shear stress and force at failure, while As, SEs, and SE are the respective sample notch area (m2), shear, and specific shear energies at failure (kN∙m).
2.4.4. Determination of Cutting Resistance Force
The shear cut method was used to obtain the cutting resistance force (RC) of pyrethrum flower stalks by pulling a digital scale to read the cutting load of the shear-cut-scissor mechanism, as shown in Figure 5. The cutting load is converted to force by multiplying by g. The cutting resistance was then calculated using Equation (15) [43].
(15)
where Rc is the cutting resistance force (N), W is the measured weight (kg), CA is the cutting arm (m), SD is the shoot stem diameter and FA is the force arm.
Figure 5. Schematic determination of pyrethrum stalk cutting resistance forces.
2.4.5. Determination of Static Friction Modulus
The static friction modulus coefficient (μS) of pyrethrum flowers guides the selection criterion of crop-machine interaction surfaces and their flow and durability assessment. The μS of pyrethrum flowers was determined for four different surface materials: galvanized sheet, stainless steel (grade 304), rubber, and plywood. The flowers were aligned parallel to the direction of motion during testing. A four-sided plywood container, measuring 1.00 m × 0.35 m × 0.40 m and open at both ends, was used for the experiment. The tangent of the inclination angle was measured using a graduated scale, and μS was calculated using Equation (16) [37].
(16)
where μS and β are the static friction coefficient and the inclination angle respectively.
2.4.6. Compressed Density and Mechanical Compressibility
The compressed density (ρc) of pyrethrum flower-stalks determines bulk flower flow in compressed feedstock states and was calculated using the relationship in Equation (17) [37]
(17)
where mf and Vt are the flower mass and true volume occupied by the flowers. Further, the mechanical compressibility (ć) defined as the change in bulk density upon consolidation force was established as the ratio of change in volume under compression of bulk flower material using Equation (18) [44].
(18)
where Vo and ρo are the initial volume and bulk density, while Vc and ρc are the final compressed volume and bulk density of the flower-stalk sample, respectively.
2.5. Statistical Analysis
2.5.1. Multivariate Correlation
Correlation analysis was performed to establish the presence or absence of statistical relationships between morpho-physical and rheological-mechanical variables of pyrethrum. Spearman’s rank correlation was used to assess monotonic associations between mechanical harvesting force and morphological characteristics. This non-parametric measure is appropriate when data violate normality assumptions and are prone to outliers [45] [46]. Scatterplots were established to determine non-linearities and monotonic trends [47], using the ccomputation function cor(), in R, with method set to “spearman”, and exact p-values were obtained via 10,000 permutation resamples to improve inference stability. Tied ranks were handled automatically, and significance levels were assessed at α = 0.05, while Spearman’s rank correlation coefficient was determined using Equation (19) [48]-[50]. All computations were performed in statistical software R (v4.4).
(19)
where di is the difference between the ranks of each observation.
2.5.2. Principal Component Analysis
Principal Component Analysis (PCA) was employed to reduce the high dimensionality of measured pyrethrum traits and identify the most influential variables for mechanized harvesting. PCA is widely applied in agricultural engineering to reduce trait complexity and extract latent factors that underpin plant-machine interactions, thereby enabling more targeted design decisions [51] [52].
The PCA was adopted to explore the multivariate dynamics of diverse sets of morphological, mechanical, and physical traits measured in floral biomass. PCA is a mathematically robust, unsupervised machine learning method for identifying dominant patterns in high-dimensional data. It provides a set of uncorrelated latent variables (principal components) that explain the most variance, enabling compression, visualization, and preprocessing for downstream tasks. PCA analysis aimed to reduce dimensionality, identify patterns of trait association, and provide insights relevant to design considerations of mechanized harvesters. First, the covariance matrix was computed using Equation (20) [53].
(20)
where, X is the centered data matrix with n observations and s variables. The eigenvalue problem solved using Equation (21) [53].
(21)
where λ is the Lagrange multiplier of the eigen vector v. The eigenvectors vi are the principal axes, while the eigenvalues λi indicate the explained variance. The principal component was finally obtained using Equation (22) [54].
(22)
where PC1 is the direction of maximum variance in the data and w1 is the eigenvector of Σ with the largest eigenvalue.
3. Results and Discussion
3.1. Prevalence and Distribution of Morpho-Physical and Rheolo-Mechanical Variables
The distribution and range of occurrence of all morphological and physio-mechanical pyrethrum variables pertinent to the design of precision harvesters are shown in Figure 6. The pattern of frequency distribution generally revealed a bell-shaped curve, indicating a normally distributed range of all pyrethrum plant variables for generalized adoption in further analysis that guides the design of precision harvesters. Higher frequencies indicated greater prevalence in all fields, while lower frequencies suggested that the variable was less common.
Figure 6. Distribution of morpho-physical and rheolo-mechanical traits of pyrethrum across sites.
3.2. Multivariate Correlation among Pyrethrum Plant Variables
Correlation analysis of relationships among pyrethrum plant variables is shown in the correlation matrix (Figure 7). The FD with Ф and Vd with Ψv had the most significant negative correlation (−0.98). At the same time, Vf with MIF demonstrated the highest positive correlation (0.91), while MIF with SIL, ρt with MIF, θ with FHD, θ with ρt, τ with FD, and Ψv with ε, respectively, did not correlate (0.0).
3.3. Principal Component Analysis and Evaluation
The PCA revealed five principal components (PCs) with eigenvalues greater than one, as shown in Table 1, which cumulatively explained 70.96% of the total variance in the pyrethrum biophysical-mechanical properties. This suggests that a substantial proportion of the original trait variability can be interpreted using a limited number of uncorrelated axes, thus simplifying and reducing trait analysis and visualization for machinery design.
Figure 7. Multivariate correlation among mature pyrethrum plant variables.
Table 1. Principal components explaining the variance of pyrethrum parameters.
PC |
Eigenvalue |
% Variance |
Cumulative % |
PC1 |
3.200* |
26.667 |
26.667 |
PC2 |
1.693* |
14.108 |
40.775 |
PC3 |
1.285* |
10.709 |
51.483 |
PC4 |
1.232* |
10.265 |
61.748 |
PC5 |
1.105* |
9.211 |
70.959 |
PC6 |
1.039* |
8.659 |
79.617 |
PC7 |
0.641 |
5.344 |
84.961 |
PC8 |
0.581 |
4.844 |
89.806 |
PC9 |
0.507 |
4.222 |
94.027 |
PC10 |
0.352 |
2.934 |
96.961 |
PC11 |
0.271 |
2.255 |
99.217 |
PC12 |
0.094 |
0.783 |
100.000 |
*Eigenvalues greater than one indicate PCs explaining the dataset variance.
The scree plot explained the variance in the pyrethrum plant as visualized in Figure 8. The first principal component (PC1) accounted for 26.67% of the total variance and exhibited high positive loadings for mature stalk height (MSH), internode length (SIL), floral head diameter (FHD), and peduncle length (FPL). These traits are closely associated with plant size, architecture, and structural biomass, indicating that PC1 primarily captures variations in plant growth form and above-ground biomass. The strength and significance of these traits on PC1 also suggest a high correlation, implying potential redundancy that can be exploited. The strong loadings for stalk height, internode length, and peduncle length in PC1 underscore the importance of plant architecture as a critical determinant of harvester geometry. These traits directly influence the required gathering width, finger or blade clearance, and cutting height adjustments of the harvesting unit. In practical terms, taller plants with longer internodes necessitate adjustable reel or cutter-bar positioning to minimize unharvested biomass and reduce cutting losses. PC2 explained 14.11% of the variance and was characterized by strong loadings for the coefficient of static friction (μS), cutting force (CF), and picking force (PF). These traits reflect the resistance encountered during mechanical manipulation and harvest, highlighting PC2 as an axis of harvestability and material handling variation. Identifying this component is particularly valuable for designing and selecting floral varieties optimized for mechanical harvesting, where lower cutting and picking forces are desirable. The contribution of cutting force, plucking force, and friction coefficients in PC2 reflect their strength in the forces encountered during detachment and conveyance. These parameters inform the selection of blade sharpness, motor torque, speed, and conveyor material, ensuring the harvester can overcome resistance without damaging flowers or consuming excessive energy. The third principal component (PC3), contributing 10.71% to the total variance, also featured a prominent loading for the coefficient of friction and for a variable associated with floral canopy weight (FCW). This suggests an axis combining frictional and mass-related properties, possibly relevant in scenarios where material movement or mechanical sorting is involved. Traits such as CF and PF showed moderate negative contributions to this component, suggesting inverse relationships that warrant further investigation in the context of mechanical processing. PC4 accounted for 10.27% of the variance and had its highest loading from repose angle (θ), which indicates flowability and material stability when heaped. Alongside a moderate loading from peduncle diameter (FPD), this component reflects variations in bulk material behaviour and pile stability. Such traits are essential in the design of post-harvest handling and storage systems, where physical behavior under static and dynamic conditions influences efficiency and safety. The fifth principal component (PC5), which explained 9.21% of the variance, was dominated by moisture content (MC) and included contributions from repose angle. This axis likely represents moisture-dependent physical behavior, such as compressibility and storage dynamics. High moisture levels influence floral compressibility, degradation rates, and the suitability of biomass for long-term storage or processing, making this component especially relevant to post-harvest engineering and preservation, such as the design of drying units and temporary storage systems integrated into the harvester.
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Figure 8. Scree plot of principal components explaining variance of pyrethrum traits.
Further analysis revealed different contributions of variables in PC1 and PC2, as shown in Figure 9 alongside Table 2. Mature stalk height and internode length were well-represented in PC1, whereas the coefficient of friction showed high representation in both PC2 and PC3. Repose angle and moisture content had strong representations in PC4 and PC5, respectively. These findings confirmed the dominant influence of certain traits on specific components. At the same time, they validated the interpretation of the components to reinforce the importance of these traits in determining the physical and mechanical behaviour of floral biomass for the design of precision harvesters.
Qualitative representation into the principal components revealed varying degrees of qualitative contributions of variables into PC1 and PC2, as shown in Figure 10. The arrow’s length shows the representation quality. In contrast, the colour shows the contribution of the variables along PC1 and PC2.
Figure 9. Variable contribution to principal components.
Table 2. Variable contributions to principal components (%).
Variable |
Dim.1 |
Dim.2 |
Dim.3 |
Dim.4 |
Dim.5 |
MSH |
19.368 |
0.984 |
2.245 |
3.745 |
6.801 |
FPL |
13.420 |
5.834 |
6.417 |
0.103 |
5.247 |
FD |
9.207 |
15.150 |
0.050 |
4.683 |
1.751 |
FHD |
14.244 |
1.711 |
5.550 |
0.475 |
10.970 |
FPD |
9.789 |
10.331 |
0.024 |
8.181 |
0.581 |
FCW |
9.681 |
0.703 |
30.213 |
0.000 |
6.237 |
SIL |
17.294 |
3.650 |
2.847 |
4.156 |
0.045 |
μS |
0.513 |
19.811 |
36.933 |
3.232 |
2.323 |
CF |
5.461 |
16.546 |
5.414 |
7.685 |
0.237 |
PF |
0.088 |
19.686 |
6.199 |
4.575 |
1.268 |
MC |
0.045 |
0.366 |
3.921 |
13.931 |
53.822 |
θ |
0.891 |
5.229 |
0.188 |
49.233 |
10.717 |
Qualitative contributions of all variables revealed variations in qualitative contribution (cos2) to principal components. The PCA effectively categorized complex interrelationships among morpho-physical and mechanical properties of floral biomass into five principal components (Table 3). These components highlight key plant trait groupings relevant to mechanization and post-harvest handling. PC1 captures size and architectural traits, PC2 and PC3 represent mechanical resistance and frictional properties, while PC4 and PC5 encompass flowability and moisture-related behaviour. The insights from this analysis guided the trait prioritization in developing precision harvest and processing equipment and enhancing post-harvest management strategies for floral pyrethrum biomass. Table 3 presents the quality of representation of each variable across the first five principal components (PCs) derived from Principal Component Analysis (PCA), as measured by squared cosine (cos2) values. These values indicate how well the variance of each original variable is captured by a given component, with higher values signifying more substantial alignment. Notably, the first principal component (Dim.1) accounts for considerable variation in morphological traits such as mature stalk height (MSH; 0.620), flower peduncle length (FPL; 0.429), flower head diameter (FHD; 0.456), and stalk internode length (SIL; 0.553), suggesting that Dim.1 predominantly captures structural plant characteristics. In contrast, traits such as flower canopy width (FCW), mean static coefficient of friction (μS), cutting force (CF), and plucking force (PF) show stronger associations with Dim 2 and Dim 3, indicating that these components encode mechanical and compositional properties rather than size.
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Figure 10. Contribution of variables in the first and second dimensions of PCs.
Moisture content (MC) and repose angle (θ) exhibit minimal representation in the leading components but dominate in Dim 5 (0.595) and Dim 4 (0.606), respectively. This observation suggests that while these traits are integral to understanding cutting dynamics, they encapsulate unique variance orthogonal to that captured by earlier PCs. The divergence in representation highlights the multidimensionality of the underlying trait space and affirms the need to retain later components to preserve explanatory power for these specialized variables. Consequently, the PCA structure underscores precise partitioning between morphological, mechanical, and cutting-related dimensions, providing a robust foundation for trait-informed modelling and optimization in crop mechanization systems.
The individual PCA plot, Figure 11, complements this trait decomposition by illustrating how each simulated observation projects onto the principal component space defined by the dominant trait dimensions. In the biplot of PC1 versus PC2, individuals are dispersed along gradients primarily defined by structural traits such as mature stalk height and flower head diameter, with precise spatial separation that reflects underlying morphological variability. Meanwhile, individuals positioned along PC2 exhibited variability driven more by frictional and mechanical traits, including cutting and plucking forces. This spatial organization offers critical insight into how simulated plant architectures cluster in trait space, validating the biological realism of the process and providing a visual anchor for linking individual plant configurations to specific optimization objectives, particularly those targeting efficient machine-crop interaction.
Table 3. Quality of representation of pyrethrum variables (cos2) into the dimensions of PCs.
Variable |
Dim.1 |
Dim.2 |
Dim.3 |
Dim.4 |
Dim.5 |
MSH |
0.620 |
0.017 |
0.029 |
0.046 |
0.075 |
FPL |
0.429 |
0.099 |
0.082 |
0.001 |
0.058 |
FD |
0.295 |
0.256 |
0.001 |
0.058 |
0.019 |
FHD |
0.456 |
0.029 |
0.071 |
0.006 |
0.121 |
FPD |
0.313 |
0.175 |
0.000 |
0.101 |
0.006 |
FCW |
0.310 |
0.012 |
0.388 |
0.000 |
0.069 |
SIL |
0.553 |
0.062 |
0.037 |
0.051 |
0.000 |
μS |
0.016 |
0.335 |
0.475 |
0.040 |
0.026 |
CF |
0.175 |
0.280 |
0.070 |
0.095 |
0.003 |
PF |
0.003 |
0.333 |
0.080 |
0.056 |
0.014 |
MC |
0.001 |
0.006 |
0.050 |
0.172 |
0.595 |
θ |
0.028 |
0.089 |
0.002 |
0.606 |
0.118 |
Figure 11. Individual plot of the data points.
3.4. Surface Response Models
Response Surface Methodology (RSM) was selected to model and optimize the nonlinear relationships between critical harvesting forces and plant characteristics. RSM has proven effective in predicting and optimizing biological and engineering processes where multiple interdependent variables influence mechanical performance [55]. For instance, the second-order surface response model explains well the bending, shearing, and compressive forces that occurred during mechanical picking of pyrethrum flowers, as shown in Figure 12. The second-order regression model revealed the relationship between picking force, cutting force, and mechanical compressibility and offered a deeper understanding of the complex mechanical interactions occurring during flower detachment. While the first-order models failed to capture meaningful relationships, evidenced by low R2 (0.03) and non-significant predictors, the second-order model reveals a more nuanced curvilinear relationship (Equation (23)). Such rheolo-mechanical curvilinearities aligned well with the known nonlinear behaviour of biological tissues under mechanical forces during harvesting [23] [56] [57]. The surface response model is shown in Equation (23) as a second-order quadratic.
(23)
where ε accounts for the random error in the model and Equation (23) can be expressed in Equation (24),
(24)
Figure 12. Surface response of plucking, cutting, and mechanical compressibility forces of pyrethrum flowers.
The quadratic term for cutting force (x2) is statistically significant (p = 0.0006), suggesting that the relationship between cutting force and picking force is not simply additive but shaped by increasing or diminishing returns at higher force levels. This observation is particularly relevant in biomechanical studies of plant material, where force-displacement relationships rarely follow a straight line. For instance, [58] emphasized that biological materials such as stems, leaves, and flowers exhibit nonlinear responses due to viscoelasticity, cellular structure, and moisture content. This significant quadratic term likely reflects the existing complexity, possibly indicating that beyond a certain cutting force threshold, increases no longer translate proportionally to picking force due to tissue rupture or fibre alignment. On the other hand, neither the linear nor the quadratic terms for mechanical compressibility were statistically significant. However, their inclusion in the model improved the overall explanatory power (R2 = 0.38) compared to the linear model (R2 = 0.03), as shown in Table 4. These findings suggest that while compressibility alone may not predict picking force effectively, its interaction with cutting force (though non-significant at p = 0.43) contributes to a more robust model fit. In practical terms, this reinforces the idea that picking force cannot be understood as a function of cutting force or compressibility in isolation, but rather as a dynamic outcome of how these mechanical properties interact. This dynamic interplay is consistent with the literature in postharvest and agricultural engineering. According to [59], separation forces during harvesting often depend on the combined cutting resistance, compressive deformation, and tissue cohesion, which vary significantly with floral morphology and maturity. Thus, a second-order model is well-suited to capture the bending, shearing, and compressive forces that co-occur during mechanical picking. This model provides an engineering basis for selecting appropriate blade torque and plucking unit force while accounting for compressibility effects on the onboard temporal storage systems. This ensures efficient flower detachment without excessive tissue damage or unnecessary energy use.
Table 4. Cutting force model coefficients and performance metrics.
Model coefficients |
Performance metrics |
Intercept |
SE |
t.Stat |
p-value |
n |
DoF |
RMSE |
R2 |
R2 adj. |
F. Stat |
p-value |
β0 |
−125.38 |
496.31 |
−0.25263 |
0.80207 |
40 |
37 |
1.85 |
0.38 |
0.288 |
4.16 |
0.00467 |
β1 |
50.309 |
71.986 |
0.69887 |
0.48939 |
|
|
|
|
|
|
|
β2 |
801.39 |
4332 |
0.18499 |
0.85433 |
|
|
|
|
|
|
|
β3 |
234.23 |
296.26 |
0.79061 |
0.43465 |
|
|
|
|
|
|
|
β4 |
−21.824 |
5.7997 |
−3.7629 |
0.00063539 |
|
|
|
|
|
|
|
β5 |
−3301 |
9583.2 |
−0.34446 |
0.73263 |
|
|
|
|
|
|
|
3.5. Surface Response Models of Bulk Volumetric Coefficients
Figure 13 shows the relationship between dry floral volume, volumetric expansion coefficient, and dry unit flower volume. The models revealed an incongruent relationship between the volumetric expansion coefficient and dry flower volume. Such an effect revealed that flowers with higher expansion potential during hydration can undergo more shrinkage upon drying, resulting in smaller final volumes. These findings align with tissue mechanics and shrinkage kinetics and behaviour in floral structures during dehydration and desiccation [60] [61]. Further, the positive correlation of unit floral volume to volumetric expansion coefficients aligns with bulk biological materials theories, where larger floral structures retain more absolute mass and structural integrity after drying, yielding higher final volumes [62] [63].
Figure 13. Surface response of volumetric handling coefficients.
The first-order regression model evaluating the volume of dry flowers (z) as a function of the volumetric expansion coefficient (x) and unit floral volume (y) is shown in Equation 25. The coefficients and performance metrics of the model are shown in Table 5. The models demonstrated a statistically robust and highly predictive relationship. Both independent variables are highly and significantly associated (p < 0.001) with the dependent variable, where x (p = 2.93e−41) and y (p = 2.28e−14) showed a strong negative and positive relationship, respectively. The model accounted for 99.3% of the volume of dry flowers (R2 = 0.993), with a very low root mean squared error (RMSE = 0.0183), suggesting a near-perfect linear fit. This observation indicates that the model performs exceptionally well in capturing the variations in floral drying outcomes during handling. Further, the strong predictive fit informs the design of hopper capacity and compression units, ensuring smooth handling of floral biomass during harvesting and transport.
(25)
Table 5. Bulk volume pyrethrum handling model coefficients and performance metrics.
Model coefficients |
Performance metrics |
Intercept |
SE |
t. stat |
p-value |
n |
DoF |
RMSE |
R2 |
R2 adj. |
F. Stat |
p-value |
(β0) |
4.2664 |
0.3089 |
13.813 |
3.531e−16 |
40 |
37 |
0.0183 |
0.993 |
0.993 |
2.58e+03 |
1.81e−40 |
x (β1) |
−3.8308 |
0.0536 |
0.0536 |
2.928e−41 |
|
|
|
|
|
|
|
y (β2) |
0.90098 |
0.0748 |
12.046 |
2.276e−14 |
|
|
|
|
|
|
|
3.6. Cutting Force vs Moisture Content and Mature Stalk Height
Figure 14 shows the variation of cutting force (CF), with mature stalk height (MSH) and moisture content (MC) of mature pyrethrum stalks. The surface response regression revealed a first-order linear model expressed using Equation (26).
(26)
where ε accounts for the random error in the model and Equation (26) can be rewritten into Equation (27).
(27)
where z denotes the dependent variable (cutting force), and x and y represent the independent variables, specifically MC and MSH, respectively.
Figure 14. Response surface of cutting force, mature stalk height, and moisture content of pyrethrum.
The coefficients and performance metrics of the model are shown in Table 6. The model fitted 40 data points, with 37 degrees of freedom remaining for the error term, indicating the subtraction of three parameters (intercept, x, and y) from the total sample size. The root mean squared error (RMSE) is approximately 0.229, reflecting the residuals’ average magnitude. The coefficient of determination, R2 = 0.226, suggests that about 22.6% of the variation in the dependent variable z can be explained by the linear effects of x and y. The adjusted R2, which penalizes the inclusion of additional predictors, is slightly lower at 0.184, highlighting modest explanatory power. The F-statistic for the model is 5.41, with an associated p-value of 0.00868. The p-value is less than 0.05, and the response surface model is statistically significant, performing better than a constant-only model, implying that at least one of the predictors contributes meaningfully to explaining the z factor.
Individual regression coefficients indicated that the intercept (β0) is estimated at −0.0233 with a standard error of 3.1323 and a t-statistic of −0.0074, leading to a p-value of 0.9941. The result is not statistically significant and indicates that whenever both x and y are zero, the predicted mean of z is essentially zero. However, the reliability of this estimate is extremely low. The x (β1) coefficient is 0.0447 with a standard error of 0.0465, and the resultant t-statistic is 0.9605 while the p-value is 0.3430, suggesting that x is not a statistically significant predictor of z at the 5% level. In contrast, the y coefficient (β2) is −0.00155 with a standard error of 0.000475, and the corresponding t-statistic is −3.2653 while the p-value is 0.00236, which is statistically significant at the 1% level. These findings indicate a strong negative association between MSH and cutting force, implying that for every unit increase in MSH, there was an expected decrease of approximately 0.00155 units in cutting force, holding MC constant. A similar effect was reported in literature [64].
The regression model is statistically significant overall, as evidenced by the F-test (p = 0.00868), affirming that it explains a non-negligible proportion of the variability in the cutting force compared to a model with no predictors. Only y (MSH) exhibits a statistically significant influence on z (cutting force), demonstrating a meaningful negative linear relationship among the individual predictors. Neither x (MC) nor the intercept contributed significantly within this linear framework. Nevertheless, the relatively low R2 (22.6%) implies that the model accounts for a limited share of the total variability in z, indicating that additional variables or nonlinear terms may be necessary to improve the predictive performance of the surface response model. Therefore, this model can guide blade height adjustment and energy input in connection with crop moisture status, ensuring efficient cutting while minimizing excessive power demand.
Table 6. Response surface model coefficients of MSH, Moisture content, and cutting force.
Model coefficients |
Performance metrics |
Intercept |
SE |
t. stat |
p-value |
n |
DoF |
RMSE |
R2 |
R2 adj. |
F. Stat |
p-value |
(β0) |
−0.0233 |
3.1323 |
−0.0074 |
0.9941 |
40 |
37 |
0.229 |
0.226 |
0.184 |
5.41 |
0.00868 |
x (β1) |
0.0447 |
0.0465 |
0.9605 |
0.3430 |
|
|
|
|
|
|
|
y (β2) |
−0.00155 |
0.00047 |
−3.2653 |
0.00236 |
|
|
|
|
|
|
|
3.7. Surface Response Model of Mature Stalk Height, Flower
Canopy Width and Stalk Internode Length
The surface response model of mature stalk height (MSH), flower canopy width (FCW) and stalk internode length (SIL) is shown in Figure 15 alongside the model coefficient in Table 7. The surface response revealed important plant structural and morpho-physical development patterns for designing precision harvesting machinery. Although FCW did not significantly predict stalk height in the current model, its biological role should not be dismissed. Plant architecture studies have shown that canopy structure can affect light interception, influencing photosynthetic capacity and growth efficiency, and thus the MSH, biomass accumulation, and overall plant height over time [65]. Therefore, while the immediate statistical contribution of FCW to stalk height may appear limited, its indirect physiological impact may be more pronounced under different environmental or genetic contexts. Thus, the surface response model supports a strong association between internode length and mature stalk height and is consistent with literature across multiple plant species. The role of FCW on MSH, although not very significant compared to internode length, as shown in Figure 15, its indirect role in precision harvesting remains plausible.
![]()
Figure 15. Surface response model of MSH, FCW, and SIL of pyrethrum.
The surface response model coefficient and performance (Table 7) indicated that internode length is a statistically significant predictor for mature stalk height (p = 0.0147). In contrast, flower canopy width shows a positive but statistically non-significant relationship (p = 0.1015). The coefficient estimates further elucidate the nature of the relationships. The intercept, estimated at approximately 244.93, is highly significant (p = 0.0035), indicating this study’s baseline value of MSH. These findings align with studies that emphasized the role of internodal elongation in overall plant height in precision handling during harvest. For instance, in [66] and [67], variations in internode length and elongation patterns of bamboo species and maize, respectively, affected mature plant height and yield in foxtail millet [68]. These findings indicate internode characteristics are central to stalk elongation and overall plant height in diverse plant taxa and affect precision harvesting. The surface response coefficient of determination (R2) is 0.278, indicating that approximately 27.8% of the variability in mature stalk height is explained by FCW and SIL. The adjusted R2, which accounts for the number of predictors, is slightly lower at 0.238, reflecting a minor penalty for inclusion of variables relative to the number of observations. The root mean squared error (RMSE) is 68.6, which measures average prediction error in the same units as the response variable. Thus, the model supports a strong association between internode length and mature stalk height, and is consistent with literature across multiple plant species, and can be considered an essential aspect in the design of precision harvesters. This relationship informs the design of gathering units and cutter-bar clearance, indicating that internode length should be prioritized when setting stalk entry dimensions. The response surface model is expressed as (Equation (28)), and the parameters are indicated in Table 7.
(28)
Table 7. Surface response model of MSH, FCW, and SIL of pyrethrum.
Model coefficients |
Performance metrics |
Intercept |
SE |
t.stat |
p-value |
n |
DoF |
RMSE |
R2 |
R2 adj. |
F. Stat |
p-value |
(β0) |
244.93 |
78.468 |
3.1214 |
.0034843 |
40 |
37 |
68.6 |
0.278 |
0.238 |
7.11 |
0.00244 |
x (β1) |
0.23401 |
0.13934 |
1.6794 |
0.10151 |
|
|
|
|
|
|
|
y (β2) |
4.2784 |
1.672 |
2.5589 |
0.014725 |
|
|
|
|
|
|
|
3.8. Surface Response of Cutting Force, Moisture Content vs
Picking Force
Figure 16 shows the surface response surface model of cutting force (CF) vs moisture content (MC) and picking force (FP) of pyrethrum. A downward curvilinearly open parabola characterized the relationship, and the optimal response model was quadratic and can be expressed using Equation (29).
(29)
Table 8 indicates that the model exhibits strong explanatory capacity, with an R2 of 0.892 and an adjusted R2 of 0.876, indicating that the model accounts for nearly 89.2% of the variability in the response. The overall model fit is statistically significant, as confirmed by an F-statistic of 56.3 and a p-value of 1.79 × 10−15. Additionally, the RMSE of 0.0894 demonstrates high precision in the model’s residual estimates. Inspection of the individual regression coefficients reveals that most predictors, including the linear terms x and y, the interaction term x*y, and the quadratic term x2, are not statistically significant at the 5% level. The only exception is the quadratic term for y (y2), which is highly significant (p ≈ 1.14 × 10−17) and has a negative coefficient. Further, the quadratic relationship provides a basis for calibrating blade speed and plucking force mechanisms under varying moisture regimes, preventing flower damage while maintaining detachment efficiency.
![]()
Figure 16. Surface response model of cutting, plucking forces, and moisture content of pyrethrum flowers.
Table 8. Surface response coefficients of cutting Force, moisture content, and plucking force of pyrethrum.
Model coefficients |
Performance metrics |
Intercept |
SE |
t.stat |
p-value |
n |
DoF |
RMSE |
R2 |
R2 adj. |
F. Stat |
p-value |
(β0) |
−72.4 |
105.86 |
−0.68395 |
0.49864 |
40 |
34 |
0.0894 |
0.892 |
0.876 |
56.3 |
1.79e−15 |
x (β1) |
2.2228 |
3.0871 |
0.72002 |
0.47644 |
|
|
|
|
|
|
|
y (β2) |
0.16465 |
0.53506 |
0.30772 |
0.76017 |
|
|
|
|
|
|
|
x*y |
0.0088 |
0.0078427 |
1.1229 |
0.26936 |
|
|
|
|
|
|
|
x2 |
−0.0171 |
0.022511 |
−0.76007 |
0.45245 |
|
|
|
|
|
|
|
y2 |
−0.04964 |
0.0030381 |
−16.338 |
1.1448e−17 |
|
|
|
|
|
|
|
3.9. Shear Strength, Moisture Content, and Floral Diameter
Figure 17 shows an asymmetric curvilinear response surface of shear strength (τ), moisture content (MC), and floral diameter (FD). The MC increased from approximately 66.5% to 69.5%, with a notable decline in τ, reaching a minimum approx. 68.8%, after which the τ slightly rises curvilinearly. This trend indicates a quadratic relationship between moisture content and shear strength, where intermediate moisture levels correspond to reduced shear strength. Studies of other biological materials by [69] described a similar effect. The non-linearity between shear strength, moisture content, and FD reflects how variations in internal water content can alter the mechanical integrity of the plant materials. As the flower diameter increases from 28 mm to approximately 40 mm, shear strength increases. The shape of the response surface also indicates that this effect is not uniform across all moisture levels, highlighting the significance of the interaction between the two variables.
The interaction between MC and FD is particularly evident in the twisting of the response surface and the non-parallel contour lines at the base. This observation indicates that the effect of one variable on shear strength depends on the other variable’s level. Evidently, the lowest τ values are observed at high MC at the lowest FDs, underscoring the synergistic nature of these factors in the design of precision harvesting components. Previous studies evaluated other biological plant materials’ hardness, breaking force, and τ and reported similar observations in response to MC [69] [70]. This model can be applied to optimize blade edge sharpness and cutting angle, ensuring that the harvester’s cutting unit matches τ thresholds across all flower sizes and moisture levels.
Figure 17. Response surface model of shear strength, moisture content, and pyrethrum floral diameter.
4. Conclusions and Future Research Works
4.1. Conclusions
The following conclusions were drawn from this study.
Mature stalk height of pyrethrum increases with floral canopy width and internode length.
Cutting force followed a linearly increasing trend with reduced stalk height and moisture content.
Cutting and picking forces are quadratically correlated with pyrethrum’s mechanical compressibility and moisture content.
The correlation between shear strength, moisture content, and floral diameters of pyrethrum is curvilinearly quadratic.
The lowest shear strength of pyrethrum occurred at high moisture contents at the lowest floral diameters.
Second-order quadratic curvilinear surface response models characterize and effectively optimize pyrethrum mechanical parameters to design precision harvesting components.
All bio-physical-mechanical characteristics of pyrethrum were highly significant (p < 0.01), underscoring their critical role in the design of precision harvesting components.
The study provides a foundational insight for designing mechanized precision harvesters to reduce drudgery and health hazards associated with laborious handpicking.
4.2. Future Research Works
Future studies need to focus on the varietal differences and genetic variations among pyrethrum and their influence on morphological and physio-mechanical properties that would affect the applicability of the developed models. Unlike static laboratory and field measurements, dynamic machine-crop interactions under real harvesting conditions can introduce additional complexities over and above morphological variabilities. As such, further work should prototype harvester trials and validate these findings across different environments to enhance the generalized utilization of the results.
Author Contributions
A. M. and F. M.: Research conceptualization, Methodology, Field investigations, Machinery preparation, Experimental design, Data collection, Data curation, Data Analysis, Interpretation, Software, Formal analysis, Modeling, Validation, Database, Writing the original manuscript, Comprehensive revision, and Final editing and manuscript structure. S. M.: Research administration, Resources, Supervision, and Research mentorship.
Acknowledgement and Funding
This research received operational support from the Kenya Education Network Trust (KENET), the National Research and Education Network (NREN) of Kenya, KENET/ENG/2025/1.
Data Availability Statement
Datasets utilized in this study can be made available by the corresponding author on reasonable request.
Permission for Land Studies
The authors declare that all the field sampling and machinery investigations on land observed local rules and regulations.