Design of the Saitama Cardiometabolic Disease and Organ Impairment Study (SCDOIS): A Multidisciplinary Observational Epidemiological Study ()
1. Introduction
Over the past few decades, the incidence of cardiometabolic diseases and disorders affecting the liver, kidney, pancreas, heart, and lung, for example, have been increasing in Western and Asian countries, including Japan [1-10]. Numerous factors, including abnormal body weight (obesity, overweight, or underweight) [11-13] and unfavorable lifestyle factors (e.g., infrequent exercise and overeating) have been attributed to the development and progression of cardiometabolic diseases, such as type 2 diabetes, hypertension, and dyslipidemia, which ultimately increase the risks of organ failure and mortality. However, the mechanisms underlying the associations between these risk factors and diseases are still poorly understood, and potential treatments or early interventions, such as pharmacotherapy and dietary modifications, have not been fully examined. Therefore, many community-based studies, including in Japan, have already been conducted to address these issues [14-17].
In 2011, we implemented a new research program, the Saitama Cardiometabolic Disease and Organ Impairment Study (SCDOIS). This multidisciplinary observational epidemiological study focused on specific cardiometabolic diseases and related fields of internal medicine, as well as apparently unrelated fields such as orthopedics, otolaryngology, ophthalmology, and the possible effects of daily lifestyle factors, such as eating behavior and sleep duration. In this research program, we retrospectively identified apparently healthy subjects who underwent a regular medical check-up, based on the results of their medical checkups. Then, in cross-sectional and longitudinal studies, we have been examining the incidence, prevalence, causality, and the clinical relevance of certain conditions, diseases, or other apparently ordinary parameters.
2. Methods
2.1. Study Design
A series of studies started in 2011 and involves the collaboration of three institutions in Saitama prefecture, Japan: Josai University, Jichi Medical University, and Saitama Health Promotion Corporation. The protocol conforms to the Declaration of Helsinki, and was approved by the Ethics Committee of Josai University and Jichi Medical University, and by the Ethics Committee of Saitama Health Promotion Corporation. Written informed consent was obtained at the time of the checkup from all subjects.
The observational study, without any specific interventions, consists of data recorded during annual medical checkups of asymptomatic people living or working in Saitama Prefecture, a suburb of Tokyo, Japan (Figure 1). Historically, forestry and agriculture were the major industries in Saitama. However, Saitama has since evolved from a predominantly agricultural prefecture into an industrial economy, with a total population exceeding 7 million people [18]. Since 1997, Saitama Health Promotion Corporation, a public interest corporation, has supported the health of people, including children and adolescents, living or working in Saitama Prefecture, mainly by conducting medical checkups [19]. Since 2000, approximately 100,000 - 200,000 people every year un-
Figure 1. Saitama Prefecture (indicated in black) is located near Tokyo, in Japan.
dergo medical checkups organized by Saitama Health Promotion Corporation. Data for all the subjects who have undergone these checkups have been accumulated digitally in a central database managed by Saitama Health Promotion Corporation. More than half of the subjects underwent the same checkup in the following year. However, about one-quarter to one-third of the subjects, particularly women, did not undergo a checkup in the following year for a variety of reasons, including moving house, resignation or change of jobs, childcare, or family commitments, which has decreased the number of evaluable subjects included in the longitudinal study. This loss of subjects to follow-up, is not specific to the checkups organized by Saitama Health Promotion Corporation [20,21]. Indeed, many Japanese individuals undergo mandatory medical checkups provided by the company that they work for, or they visit a local healthcare center.
2.2. Subjects
Using the central database, we retrospectively identified men and women aged 20 - 85 years who underwent medical checkups between 1999 and 2008, and who met the specific eligibility criteria based on the results of their medical checkups (Figure 2). After identifying and retrieving the subjects from the database, the corresponding investigators prepare their own databases and start to review and analyze the data.
At the medical check-up by Saitama Health Promotion Corporation, all subjects were required to complete a questionnaire recording their medical history (including history of hypertension, hyperlipidemia, diabetes, and cardiovascular disease) and lifestyle characteristics, including eating behaviors, type of job, work duration,
Figure 2. Flow-chart used to identify subjects meeting the criteria for specific analyses.
sleep duration, smoking status, alcohol intake, and frequency of regular exercise (Table 1). The questionnaire was based on a questionnaire developed by the Japanese Ministry of Health, Labour and Welfare for the nationwide Specific Health Checkups and Specific Health Guidance, which started in 2008 [22]. We also included other questions (up to 10 questions) to examine lifestyle factors and eating behaviors. All of the questions are listed in Table 1. Unfortunately, data for income were not recorded in our study, although we acknowledge that socioeconomic status and educational levels may influence or confound the development and progression of many diseases [23-25].
2.3. Eligibility Criteria for Research Studies
Subjects with unstable vital signs, emergency diseases, serious diseases (e.g., advanced cancer or serious infection), pregnancy, being treated in hospital, or undergoing hemodialysis did not undergo the medical checkups. Subjects suspected of having cancer based on the results of their checkups were excluded from the study. However, patients with a history of severe diseases (e.g., prior myocardial infarction, angina, stroke, renal disease, or lung disease) were included if the diseases were stable and well controlled. Additional eligibility criteria were also applied by the investigators depending on the aim of and the target population included in individual studies/analyses.
2.4. Lifestyle Factors and Behavioral Patterns
The lifestyle factors assessed in this series of studies are summarized in Table 1. In the questionnaire, all subjects were asked to select the most appropriate response from a list of prepared responses that categorized the factor into two or more groups. For example, it was reported that eating speed and skipping breakfast were associated with obesity and type 2 diabetes [26-30]. Some of the questions focusing on eating behaviors have not been validated against established validated questionnaires, so such studies will be needed in the future.
In terms of cardiometabolic disease and organ disorders, we intend to evaluate the self-reported clinical characteristics of the subjects, as these factors may be important confounders in multivariate analyses.
2.5. Measurements
The objective measurements are listed in Table 2. Anthropometric, laboratory tests, blood pressure, urinalysis, and other tests were carried out in the early morning. Height and weight were measured objectively (cm and kg) to one decimal place using a digital electronic scale, while wearing light clothing without shoes. Waist circumference was measured (cm) to one decimal place at the height of the navel level after a slight expiration. Body mass index (BMI) was calculated as weight (kg)/ height squared (m2). Body fat mass was estimated by
Table 1. Self-reported clinical characteristics.
bioelectric impedance analysis to determine whether fat mass or muscle mass were determinants of high body weight. Serum parameters were measured using standard methods on Hitachi autoanalyzers (Hitachi, Tokyo, Japan) at Saitama Health Promotion Corporation.
While the chest X-ray test was carried out in all subjects, pulmonary function tests were not performed in the checkup. Therefore, we are unable to determine the presence of chronic obstructive pulmonary disease or restrictive lung disease. Indeed, this procedure is useful to detect cancer in regular checkups. However, we did not follow subjects who were diagnosed with cancer in these studies.
2.6. Obesity, Underweight, and Malnutrition
Generally, underweight is defined as a BMI of <18.5 kg/m2, normal weight as 18.5 - 24.9 kg/m2, overweight as 25.0 - 29.9 kg/m2, and obesity as ≥30 kg/m2. Although the BMI ranges for normal weight and over weight are quite broad, the prevalence of underweight and obesity are generally very low in Asian populations, including in Japan. Therefore, in analyses focusing on the relationship between BMI and other factors, the subjects were often divided into six BMI categories (≤18.9, 19.0 - 20.9, 21.0 - 22.9, 23.0 - 24.9, 25.00, 26.9, ≥27.0 kg/m2). We also defined low body weight as a BMI of <19.0 kg/m2, normal BMI as 19.0 - 24.9 kg/m2, and overweight as BMI ≥25.0 kg/m2. This division of BMI was based on the proposal by the World Health Organization that the BMI cutoff values for overweight and obesity for Asian populations should be lower (i.e., ≥23.0 kg/m2 and ≥27.5 kg/m2, respectively) than in Western populations [31]. In Japan, since the proportions of subjects classified as underweight (i.e., <18.5 kg/m2) or obese (i.e., ≥30.0 kg/m2) are very low (<5.0%) [32,33], we often round up the low and high BMI cutoffs to 19 and 27 kg/m2. Nevertheless, before examining the associations between BMI categories with specific clinical conditions or diseases, the overall relationship was first confirmed using BMI as a continuous factor.
Central obesity and visceral obesity were also evaluated in terms of waist circumference, as these may be more strongly associated with metabolic abnormalities, than is BMI [34-36]. Estimated body fat, as assessed by bioelectric impedance analysis, also contributes to the assessment of body composition [37-39].
Obesity is a global pandemic that particularly affects Western countries, whereas low body weight or underweight are more prevalent in Asian populations, including Japan [8,26,40]. Numerous clinical studies have shown that low body weight, like obesity, is also associated with increased mortality, based on a Uor J-shaped relationship between BMI and mortality [11-13]. In this context, we have evaluated the associations of obesity and low body weight with metabolic abnormalities and severe diseases, such as kidney disease.
Although underweight predisposes to malnutrition, low BMI does not always reflect malnutrition. Therefore, to evaluate the nutritional state, we also measured the levels of albumin and total protein, as these reflect overall nutrition status [41-43], together with body weight.
Regarding body height, several studies have provided evidence that a decrease in body height over time can reflect osteoporosis and other diseases, such as impaired lung function [44,45]. Therefore, we intend to investigate the relationship between decreases in body height and various diseases or disorders.
2.7. Cardiovascular Diseases
Resting electrocardiography and chest X-rays were conducted in all subjects aged ≥40 years old. Arrhythmia (e.g., atrial fibrillation, and premature atrial or ventricular contraction) and findings associated with possible ischemia or infarction (e.g., Q, ST, or T wave abnormalities) were assessed. It is also possible to diagnose left ventricular hypertrophy based on electrocardiography and blood pressures.
Hypertension was defined as arterial systolic blood pressure ≥ 140 mmHg and/or diastolic blood pressure ≥ 90 mmHg measured in the morning of the checkup. Blood pressure was measured in seated subjects with the arm placed at heart level. Elevated blood pressure was determined as systolic blood pressure ≥ 130 mmHg and/ or diastolic blood pressure ≥ 85 mmHg according to the Adult Treatment Panel (ATP)-III criteria [1].
2.8. Metabolic Diseases
Metabolic diseases, such as diabetes, prediabetes, and dyslipidemia, were classified using results of laboratory tests according to appropriate clinical guidelines [1,46, 47]. Metabolic syndrome (MetS) was defined according to the Japanese Society of Internal Medicine [48] as the presence of central obesity (waist circumference ≥ 85 cm for men and ≥90 cm for women) plus two or more of the following three abnormal components: 1) high-density lipoprotein cholesterol (HDL-C) < 40 mg/dl or triglyceride ≥ 150 mg/dl; 2) fasting plasma glucose (FPG) ≥ 110 mg/dl; and 3) systolic blood pressure ≥ 130 mmHg or diastolic blood pressure ≥ 85 mmHg.
MetS was also diagnosed using ATP-III criteria [1] using the following cutoff limits: 1) systolic blood pressure ≥ 130 mmHg or diastolic blood pressure ≥85 mmHg; 2) triglyceride ≥ 150 mg/dl; 3) low HDL-C < 40 mg/dl for men and < 50 mg/dl for women; 4) FPG ≥ 100 mg/dl; and 5) waist circumference ≥ 90 cm for men and ≥ 80 cm for women. Subjects meeting three or more of these criteria were defined as having MetS. We took ethnic-specific values for waist circumference into consideration. The number of ATP-III MetS components was evaluated as an index of the degree of metabolic abnormalities. If the subjects were receiving medication for any component of MetS, they were determined to have that component.
Diabetes was defined as fasting plasma glucose ≥ 126 mg/dl or glycosylated hemoglobin (HbA1c) ≥ 6.5% (National Glycoprotein Standardization Program units (NGSP)) according to American Diabetes Association criteria [47], or treatment with oral hypoglycemic drugs or insulin. Most of the patients with diabetes in this study were considered to be type 2 diabetes because this is much more prevalent (90% - 95%) than type 1 diabetes [47], although the diagnosis was not confirmed. HbA1c was measured in Japan Diabetes Society (JDS) HbA1c units, and was converted to NGSP units using the formula HbA1c (%) (NGSP) = 1.02 × HbA1c (JDS) (%) + 0.25%, considering the relational expression of HbA1c (JDS) (%) measured by the previous Japanese standard substance and measurement methods [49].
Low-density lipoprotein-cholesterol (LDL-C) was calculated using the Friedewald formula [50]. Non-highdensity lipoprotein cholesterol (non-HDL-C) was also considered in relation to atherosclerotic diseases because non-HDL-C levels are independent of triglyceride levels and the postprandial state [51,52]. Furthermore, several clinical studies have shown that non-HDL-C levels were more closely associated with cardiovascular outcomes than were LDL-C levels [53]. Therefore, we examined whether non-HDL-C levels were associated with cardiometabolic diseases or unfavorable lifestyle factors.
2.9. Gastroenterology
Serum pepsinogen (PG) levels, a precursor of pepsin, provide an indication of the presence of intestinal metaplasia, cancer, and atrophic gastritis [54-56]. Reduced ghrelin production was also reported to be associated with the extent of atrophic gastritis [57], mostly because of Helicobacter pylori infection [58]. As the gastric hormone ghrelin influences appetite and food intake [59,60], we examined the relationships of serum PG I and the PG I/II ratio with various metabolic factors. In fact, it was reported that the serum PG I/II ratio is significantly correlated with albuminuria in patients with type 2 diabetes [61].
2.10. Liver Disease
Liver dysfunction is assessed based on the serum levels of the hepatic enzymes aspartate aminotransferase (AST), alanine aminotransferase (ALT), and γ-glutamyltransferase. Of these enzymes, ALT is considered to be most specific for liver dysfunction, and is closely associated with the presence of non-alcoholic fatty liver disease (NAFLD) [62]. However, hepatic enzyme levels sometimes remain within the normal ranges [63,64].
Unfortunately, we did not performing imaging studies (e.g., ultrasound, computed tomography, or magnetic resonance imaging) to assess abdominal organs. Therefore, we cannot diagnose fatty liver, including NAFLD, or its more severe condition, non-alcoholic steatohepatitis. However, because elevated hepatic enzymes, especially ALT, are strongly associated with type 2 diabetes, MetS, and NAFLD [62,65], we intend to examine the relationships between elevated hepatic enzymes and metabolic disorders or related conditions.
Additionally, as liver cirrhosis is associated with impaired glucose metabolism, we determined several liver fibrosis scores, including the AST/ALT ratio [66], FIB-4, and AST to platelet ratio index (APRI), as follows:
FIB-4 = age (years) × AST/platelet count (109/l) × ALT1/2 [67];
APRI = [(AST/the upper limit of normal of AST = 35) × 100]/platelet count (109/l) [68].
Additionally, as some subjects had hepatitis B or hepatitis C infection, we performed studies in this subgroup, by comparing the fibrosis scores with other parameters associated with liver and cardiometabolic diseases in these subjects.
We also measured total bilirubin, lactate dehydrogenase, and alkaline phosphatase, which are associated with hepatic function and other systems, including bone and muscle mass. These factors were examined by themselves and as possible confounding factors.
2.11. Serum Amylase Level
Serum amylase levels were measured during checkups. Abnormal serum amylase levels reflect pancreatic or salivary gland dysfunction. The clinical relevance of elevated serum amylase levels has been extensively studied in the context of acute pancreatitis, in particular [69-72]. Meanwhile, low serum amylase is considered as a crude marker for diffuse pancreas destruction secondary to pancreatic diseases, such as advanced chronic pancreatitis [73,74]. In our previous study, low serum amylase, defined as a serum amylase < 60 IU/l, was observed in 25% of asymptomatic individuals and was associated with MetS, diabetes, and NAFLD determined by ultrasound [75,76]. These findings suggest that low serum amylase, which is a theoretical surrogate marker for pancreatic exocrine insufficiency, is associated with endocrine disorders and metabolic abnormalities, indicating a possible pancreatic exocrine-endocrine relationship in certain conditions. Further studies exploring the mechanism behind these associations will be conducted.
2.12. Kidney Disease
Over the last few decades, kidney diseases, especially chronic kidney disease (CKD), has become increasingly prevalent worldwide, and cardiometabolic diseases are associated with the progression of kidney disease and increased risk of mortality [77-79]. CKD is usually characterized by persistent proteinuria and reduced kidney function [77]. In our study, proteinuria was assessed by dipstick urinalysis with fresh single-spot urine specimens. The results were recorded qualitatively as none (−), trace (−/+), +1, +2+, +3, and +4 or greater. Proteinuria was defined as +1 or greater (i.e., 2-5), whereas none (−) or trace (−/+) were considered to be normal. However, depending on the study conditions, trace proteinuria was also analyzed as a separate class of proteinuria to examine its possible association with cardiometabolic factors. Hematuria and urinary glucose, which were assessed by dipstick urinalysis, were also investigated in association with certain diseases and conditions.
Kidney function was assessed by the estimated glomerular filtration rate (eGFR). eGFR was calculated using the Modification Diet in Renal Disease study equation for Japanese subjects [80], as follows:
eGFR (ml/min/1.73m2) = 194 × serum Cr − 1.094 × age − 0.287 (× 0.739 if female)
where Cr = serum creatinine concentration (mg/dl).
Unfortunately, the urinary albumin excretion, and the urinary albumin to creatinine ratio, specific gravity, and other sediments, were not determined in this study.
The most common risk factors for CKD include diabetes, hypertension, cardiovascular disease, and family history of CKD [81]. The Kidney Disease: Improving Global Outcomes (KDIGO) initiative defines CKD as kidney damage (proteinuria and/or hematuria in our study) or decreased eGFR (<60 mL/min/1.73m2) lasting ≥3 months, irrespective of the cause [82]. We examined the possible associations of CKD, proteinuria, or reduced eGFR with cardiometabolic factors and other lifestyle factors.
2.13. Systemic Inflammation
Chronic inflammation is thought to play a crucial role in the development and progression of complications and diseases such as cardiovascular disease and cancer [83- 85]. Subtle systemic inflammation can be detected by highly sensitive system to measure circulating C-reactive protein (CRP), which is associated with central obesity, type 2 diabetes, MetS, and cardiovascular events [86-88]. Serum CRP concentrations were in this study were measured using an automated high-sensitivity immunoassay.
The white blood cell count is also associated with obesity, metabolic disorders, and atherosclerotic diseases [89-91]. Therefore, we investigated the association between systemic inflammation (CRP and white blood cell count) and cardiometabolic factors, while considering other clinical confounders.
Other Diseases and Disorders
1) Anemia Anemia substantially deteriorates the status of existing organ failure [92-94]. Anemia, as assessed by reduced hemoglobin or red blood cell count, will be examined in relation to cardiometabolic conditions, such as CKD and diabetes, because anemia can aggravate the pathophysiology of such diseases [94-96]. In addition, it is possible to determine the cause of anemia by assessing the mean corpuscular volume, mean corpuscular hemoglobin, and mean corpuscular hemoglobin concentration.
2.14. Hearing Dysfunction
Hearing function is examined using an ordinary audiometer in each medical checkup. Advancing age is commonly associated with gradual hearing loss, often known as presbycusis or age-related hearing loss [97-99]. However, the severity of age-related hearing loss varies, even among elderly people [99]. Previous studies have suggested that dyslipidemia, diabetes, and smoking may be associated with sensory hearing loss [100-105]. Therefore, some investigators have proposed that cardiovascular and atherogenic diseases are involved in the pathogenesis of hearing loss. As hearing loss significantly impairs the quality of life of the individual, understanding the underlying mechanism is vital in terms of public health, particularly if hearing loss could be prevented or modified by lifestyle interventions or pharmacotherapy. Therefore, we will examine the associations of hearing loss at 1000 and 4000 Hz with cardiovascular risk factors and lifestyle factors. Hearing loss on the right and left sides was defined as the pure-tone average >25 dB hearing level at 1000 and 4000 Hz.
2.15. Visual Impairment
Visual impairment can have adverse consequences for health and wellbeing. In the past few decades, the prevalence of visual impairments has been increasing worldwide [106-109], particularly among older people [106]. Surveys from 39 countries showed that people aged ≥ 50 years accounted for 65% and 82% of visually impaired and blind individuals, respectively [108]. Some causes of visual impairment include refractive errors, cataract, diabetic retinopathy, and glaucoma. Therefore, we will investigate the potential associations of visual impairment, as assessed by a visual acuity test, with cardiometabolic risk factors and lifestyle factors.
2.16. Data Analysis
In analyses conducted to date, the data were expressed as means ± standard deviation, or medians with interquartile range. Linear trends in clinical parameters across ordered categories were examined by one-way or two-way analysis of variance (ANOVA), or the Cochran-Armitage test. Significant differences in the prevalence rates of categorical parameters across the ordered categories were examined by χ2 tests. Multivariate logistic regression models were used to examine the association between each category and the specific condition/disease of interest in cross-sectional and longitudinal studies. When the proportions of conditions or diseases were very low (e.g., less than 5%), odds ratios will be expressed as relative risks in the longitudinal study [110]. Odds ratios and relative risks of six BMI categories and cardiometabolic factors for proteinuria were calculated, relative to reference categories, without or with adjustment for relevant confounding factors.
In the longitudinal studies, survival analysis and cumulative hazard proportional incidence of the disease/ condition of interest in each categorized group were examined by the Kaplan-Meier method and the log-rank test. Cox proportional hazards model was used to examine the risk of the disease/condition, after controlling for survival time and relevant confounding factors.
Statistical analyses were performed using SAS (SAS, Inc., Cary, North Carolina, USA), IBM-SPSS 18.0 (SPSS Inc., Chicago, IL, USA), or Statview 5.0 (SAS Institute Inc). All P values were two-sided and P < 0.05 was considered statistically significant.
3. Discussion
This article has described the background, rationale, purpose, and methods being used in a series of retrospective observational studies of the SCDOIS. Some strengths and limitations associated with the design of the study should be mentioned. As the database contains subjective and objective data, it is possible to examine the associations of these factors with specific diseases or conditions, with adjustment for multiple potential confounding factors, especially in cross-sectional analyses. Furthermore, observational follow-up of subjects without specific interventions will allow us to observe the natural course of these diseases and conditions, based on changes in objective and subjective parameters in longitudinal analyses. As the checkups were mandatory, irrespective of studies, the data analysis bear no additional costs or require further tests. Additionally, the subjects are not expected to experience any adverse effects by participating in the study.
Although the design of the study allows for a combination of cross-sectional and longitudinal analyses, the available number of subjects available for longitudinal analyses will continually decrease because of loss to follow-up, which may be due to family commitments, attending checkups provided by the employer or a local healthcare center, or moving out of the area.
A potential cause-effect relationship can be predicted, based on the results of longitudinal analyses. However, as no interventions were conducted, the precise causality and mechanism may remain unknown, even after adjusting for relevant confounding factors. Additionally, most subjects were apparently healthy without serious symptoms and disease at the initial checkup, although some subjects may have an increased risk for developing a serious disease in the future. Therefore, the expected prevalence of specific diseases is often very low, which seems to limit the statistical analysis. Furthermore, additional studies performed in other regions or countries will be required to confirm the findings observed in this study, and to explore the potential mechanism, because SCDOIS is not intended to examine the incidence of specific conditions or diseases.
Our ultimate goal is to help detect abnormal conditions relating to cardiometabolic diseases and organ impairment at an earlier stage of the disease course than is currently possible, and to determine the potential mechanism and therapies for these conditions, based on the results of annual medical checkups. We also hope to provide further clinical relevance or support for conventional and routine tests performed in routine medical check-ups. To achieve these goals, we have accumulated a huge amount of data from medical checkups that are commonly to assess an individual subject’s clinical status, but have rarely been used for the purpose of public health and multidisciplinary medical research.
Abbreviations
ATP: Adult Treatment Panel;
BMI: Body Mass Index;
CKD: Chronic Kidney Disease;
CRP: C-Reactive Protein;
eGFR: Estimated Glomerular Filtration Rate;
FPG: Fasting Plasma Glucose;
HbA1c: Glycosylated Hemoglobin;
HDL-C: High-Density Lipoprotein Cholesterol;
MetS: Metabolic Syndrome;
NAFLD: Non-Alcoholic Fatty Liver Disease;
NGSP: National Glycohemoglobin Standardization Program;
PG: Pepsinogen;
SCDOIS: Saitama Cardiometabolic Disease and Organ Impairment Study.
NOTES
Acknowledgments and funding: None.
Grant support: None.
#Corresponding author.