Existence and Multiplicity of Solutions for Double Phase Problems with Indefinite Weight in ()
1. Introduction
In this paper, we study the following double phase problem with indefinite weight:
(1.1)
where
,
,
,
,
,
,
are nonnegative continuous functions, and
is a continuous function with quasicritical growth.
In recent years, quasilinear elliptic equations with nonstandard growth conditions have been widely applied in fields such as nonlinear elasticity, non-Newtonian fluids, strongly anisotropic materials, and phase transition theory. The study of such problems has long been an important direction in the fields of nonlinear partial differential equations and variational analysis, see [1]-[9]. Among various problems with nonstandard growth, the double phase operator initially introduced and systematically investigated by Zhikov has attracted considerable attention, as it can characterize composite materials with both p-growth and q-growth behavior in [10]-[13]. In 1986, he introduced the energy functional
(1.2)
which serves as a prototype for functionals whose ellipticity behavior changes according to the vanishing set of the coefficient
, we refer the reader to [14] [15]. This model describes strongly anisotropic materials, where the modulation coefficient
determines a composite material with two distinct power hardening exponents
and
. In this context, Zhikov discovered a gap phenomenon with further mathematical applications in homogenization theory.
Li et al. [16] investigated ground states for nonlinear Schrödinger equations in
:
weakened the standard Ambrosetti-Rabinowitz super-linear condition and relaxed the superlinear conditions of nonlinearities to guarantee ground states via Nehari manifold arguments. Later, Alves and Souto [17] further studied Schrödinger equations with weighted nonlinearity
and potentials vanishing at infinity in
:
where
, the potentials
and
are nonnegative continuous functions, and the nonlinearity
satisfies the quasicritical growth condition. They proved the existence of positive ground state solutions via Hardy-type inequalities and variational arguments. However, the above works only deal with linear Laplace operator and nonnegative weight functions, and ignored the nonstandard growth induced by double phase diffusion.
Ge et al. [18] investigated double phase equations on bounded domains:
where
,
and
, they derived the existence of infinitely many solutions via the fountain theorem, dual fountain theorem and Krasnoselskii’s genus theory. Furthermore, researchers have investigated double phase elliptic problems with indefinite weights in
, and establish the existence and multiplicity of solutions.
Liu and Dai [19] studied multiplicity results for double phase problems in
:
where
,
,
,
. After weakening the Ambrosetti-Rabinowitz condition, they obtained positive and negative ground state solutions as well as one sign-changing solution with a single sign transition. Meanwhile, they established the existence of infinitely many solutions for even functionals.
Motivated by the above analysis, we discuss the existence and multiplicity results for the problem (1.1). Our primary difficulty of the problem (1.1) is the loss of compactness in
. To overcome this, we establish the compactness by applying the Alves’s some proof and complete relevant verification with Hardy-type inequalities together with variational methods. Furthermore, we establish the existence of infinitely many solutions via the symmetric mountain pass theorem.
Let us now state the precise hypotheses to problem (1.1) and the main results. Throughout of this paper, we suppose that the potential
satisfy the following conditions:
(I)
and
.
(II) If
is a sequence of Borel sets such that
, for all
and some
, then
(K1)
(III) One of the below conditions occurs:
(K2)
or there is
such that
(K3)
Related to the function
, we assume the following conditions:
(f1)
if (K2) holds,
or
if (K3) holds.
(f2)
has a quasicritical growth, that is
(f3) the cap
is a non-decreasing function in
and its primitive
is super-p-power at infinity, that is
Now, we present the main results of this paper.
Theorem 1.1 Suppose that
satisfies (f1)-(f3) and
, then problem (1.1) possesses a positive ground state solution.
Theorem 1.2 Suppose that
satisfies (f1)-(f3) and
, and that
, then problem (1.1) admits infinitely many solutions with negative energy values.
This paper is organized as follows. Section 2 lists necessary preliminary results. Section 3 is devoted to prove the energy functional of problem (1.1) satisfying the Cerami condition, further obtain the existence of a positive solution. In Section 4, we prove the existence of infinite many solutions by the symmetric mountain pass theorem.
2. Preliminary Results
This section first introduces some notations, and proves that the space
is a separable and uniformly convex Banach space. Similar to reference [20], the space
is given by
endowed with the norm
where
the space
is defined as the completion of
under the norm
, see Proposition 2.18(ii) of [21]. Furthermore, we will prove that
is compactly embedded into the weighted Lebesgue space
Next we present the energy functional associated with problem (1.1) is given by
for all
. Thanks to the regularity assumptions imposed on
, we obtain
, and its Gateaux derivative is
It is easy to check that critical points of
are weak solutions of problem (1.1). Once that we intend to find positive solution, we will assume that
Accordingly, there is a sequence
such that
(2.1)
where
is the mountain pass level given by
and construct the set
The above sequence is the so-called Cerami sequence for
at level
, arguing as in Willem [22].
Now, we are ready to show our main results of continuous embedding theorem, see the reference [23] for more details.
Lemma 2.1 Let
, and
. Then, the embedding
↪
is continuous.
As a consequence of Lemma 2.1 and Sobolev embedding in
and
for
, we have the following embedding result.
Lemma 2.2 Let
,
. Then, the embedding
↪
↪
is continuous, for any
. Moreover, the embedding
↪
↪
is continuous.
Next, we present some properties of space
.
Lemma 2.3 The space
is a separable and uniformly convex Banach space.
Proof. We first verify that
is complete. Let
be a Cauchy sequence in
, then for any
, there exists
such that if
, we have
(2.2)
By the definition of
, we know that
By the completeness of
, there exists
such that
in
, we can extract a subsequence
such that
a.e. in
as
. Therefore, by the Fatou’s Lemma and (2.2), we obtain
which implies that
. Let
, then we get
that is
in
. Hence, the space
is complete.
Next, we prove that
is uniformly convex. Fix
, let
with
and
. For
, by the following inequality (see [24])
we have
(2.3)
Then we have
Taking
, we obtain that
For
, let
. We can write
(2.4)
In view of (2.4) and the reverse Minkowski inequality (see [24] Theorem 2.13), we deduce
(2.5)
By the following inequality (see [24])
it follows from (2.5) that
Then we have
Taking
, we can get
Hence, the space
is uniformly convex.
Finally, we show that
is separable in four steps.
Step 1: We establish the basic density property. The space
is dense in
, i.e., every element in
can be approximated by mollifiers:
That is, for any
, there exists a sequence
such that
Step 2: Proof of separability. Consider the map
, defined by
where
, and
. Then
is an isometric embedding of
into the product space
. Since
, each of the weighted Lebesgue spaces
,
, and
is separable. Therefore their product is separable. Any subspace of a separable metric space is separable, and hence X is separable. The uniform convexity follows from the uniform convexity of
,
, and
together with the fact that the norm
is equivalent to the product norm. This completes the proof.
3. Existence of Nontrivial Solutions
Proposition 3.1 (Hardy-type inequality) Assume that
hold. Then,
is compactly embedded in
for all
if (K2) holds. If (K3) holds,
is compactly embedded in
.
Proof. The proof will be made into two parts, we first derive the conclusion under condition (K2), then handle the case for (K3).
Suppose (K2) holds. Fix
, for any
, there exist
and
such that
(3.1)
Hence,
(3.2)
where
and
If
is a sequence such that
in
, then there exists a constant
satisfying
this implies that the sequence
is bounded. On the other hand, let
the last inequality implies that
showing that
. Therefore, by virtue of (K1), there exists
such that
(3.3)
Now, (3.2) and (3.3) lead to
(3.4)
Since
and
is a continuous function, Sobolev embeddings imply that
(3.5)
Combining (3.4) and (3.5), we have
(3.6)
which gives
We now assume that (K3) holds. First of all, it is important to observe that for any fixed
, the function
attains its minimum value
, where
Hence,
Combining the last inequality with (K3), for any
, there exists
sufficiently large, such that
(3.7)
which implies
If
is a sequence such that
in
, there is
such that
consequently,
(3.8)
Since
and
is a continuous function, the Sobolev embeddings yield
(3.9)
Combining (3.8) and (3.9), we obtain
which implies
Thus, we completes the proof of the proposition.
The following lemma provides a key step for establishing the boundedness of the Cerami sequence given in (2.1).
Lemma 3.2 Assume that
satisfies (f1)-(f3) and
. Let
be a sequence such that
in
. Then
and
Proof. We start the argument under condition (K2). Given fixed
and
, there is
, the assumptions (f1)-(f3) yield that
(3.10)
By Proposition 3.1,
then there is
such that
(3.11)
Since
is bounded in
, there is
such that
Combining the last inequalities with (3.10) and (3.11),
(3.12)
Now, if (K3) holds, we employ the repeating the same arguments explored in the proof of Proposition 3.1. For sufficiently small
, taking
large enough such that
Hence,
From (f1) and (f2), there are
verifying
where
. Thus, for any
, we have the following estimate
with
and
Once that
is bounded in
, there is
such that
Thereby,
where
Repeating the same arguments used in the proof of Proposition 3.1, it follows that
and so, for
large enough
To complete the proof, we need to verify that
However, this limit result can be derived via using the compactness lemma of Strauss ([25], Theorem A.I). Specifically,
is a bounded domain, the sequence
is bounded. Assumption (f2) together with almost everywhere convergence imply the required limit convergence.
Next, we prove that the Cerami sequence sequence associated with (2.1) is bounded in
.
Lemma 3.3 The Cerami sequence
defined by (2.1) is bounded.
Proof. Let
satisfy
. We first show that
is bounded from above. In fact, if either
or
, we are done. Thus, we can assume
, and so,
. Then,
where
We may assume
without loss of generality, the condition (f3) implies that
is non-decreasing for each
. Hence,
Since
converges, we conclude that
is bounded from above.
Now, we will prove that
is bounded. For this purpose, suppose by contradiction that
and set
. Since
, we note that
is bounded. Thus, after passing to a subsequence, we may assume that
in
, as
.
If
, the condition
implies that for each
, there is
such that
Thus, we have
where
. By Fatou’s Lemma
which is a contradiction.
If
. For each
, we have
for
large enough. Hence
By Lemma 3.2
(3.13)
from where it follows that
which is a contradiction with the fact that
is bounded from above.
Next, we will prove that the functional
satisfies the Cerami condition at the level
.
Lemma 3.4 Let hypotheses (f1)-(f3) be satisfied. Then the functional
fulfills the Cerami condition.
Proof. By Lemma 3.3, it follows that
is bounded, up to some subsequence, we can assume that there is
such that
Since
, we can deduce
that is
(3.14)
By Lemma 3.2,
then,
Since
,
(3.15)
Therefore, combining (3.14) and (3.15), we obtain
which implies that
Consequently
Thus, the proof is completed.
To verify that
has the geometric structure required by the mountain pass theorem, we need to introduce the following results.
Lemma 3.5 Let f satisfies (f1)-(f3) and
. The following properties are fulfilled for the functional
:
there exists
such that
for all
such that
.
there exists
satisfying
and
.
Proof. (i) If (K2) holds, then
, by (f1), we have
. Then, for
, we can deduce
that is
If (K3) holds, then
. In view of (f1), we obtain
. Therefore, for
, combined with Lemma 2.2 and (3.7), we have
for
and
sufficiently small with
, then
Thus there exists
such that
for all
such that
.
(ii) It follows from (f3) that, for any
, such that
for
. Then
since
, when
sufficiently large and
, we deduce
. Let
,
, and
. Hence, there exists
such that
and
.
We are now ready to prove Theorem 1.1.
Proof of Theorem 1.1. By Lemma 3.3, any Cerami sequences of the functional
is bounded, by Lemma 3.4,
satisfies the Cerami condition, and by Lemma 3.5,
satisfies the mountain pass geometric structure. Since
implies
and
. Then the strong maximum principle for the double phase operator yields
in
.
4. Existence of Infinitely Many Solutions
In this section, we aim to prove the existence of infinitely many solutions of problem (1.1). More precisely, by using the symmetric mountain pass theorem (see [26]), we obtain an unbounded sequence of critical values of the energy functional
. If, in addition, the corresponding critical values are negative, then the associated solutions have negative energy. This completes the proof of Theorem 1.2.
First, by the assumption
, which implies that the associated energy functional
is even, so that
for every
. Furthermore,
and
.
To prove Theorem 1.2, we will use the following symmetric mountain pass theorem of Rabinowitz [26], which we explicitly state below for reference.
Proposition 4.1 (symmetric mountain pass theorem [26]) Let
be an infinite-dimensional real Banach space,
is even, satisfying
condition, and
. Suppose:
1. There exist constants
,
such that
for all
with
;
2. For every finite-dimensional subspace
, there exists
such that
for all
with
.
Then
possesses an unbounded sequence of critical values.
First, we state the following lemma, which will be needed in the sequel.
Lemma 4.2 Suppose that (f1)-(f3) and
are satisfied. Then for any finite dimensional subspace
, we have
as
with
.
Proof. Suppose that for some sequence
with
, then exists
such that
(4.1)
Write
then it is obvious that
, we note that
is bounded. Since
is finite dimensional, up to a subsequence, we may assume that
(4.2)
which implies that
and so
. It follows that there is
, such that
Set
. For a.e.
, from (4.2) we can easily see that
. For
, let
A direct argument shows that
for
large enough. By (f3), we have
(4.3)
If (K2) holds, by (f1) and (f2), for
, there exists
small enough, and exists
, such that
(4.4)
It then follows from (4.2)-(4.4), and by the assumption (I) and Fatou’s Lemma that
If (K3) holds, by (f1) and (f2), for
, there exists
, such that
(4.5)
By (4.2), (4.3), (4.5) and the assumption (I), combining (f1) - (f2) with Fatou’s Lemma, we obtain
which implies that whether (K2) or (K3) holds, we all have a contradiction for
sufficiently small. The proof of Lemma 4.2 is complete.
In the following, we will prove that the functional
has the geometric property, which is needed by Proposition 4.1.
Lemma 4.3 Suppose that (f1)-(f3) and
are satisfied. Then the following results are satisfied for the functional
:
1. There exist constants
such that
for all
with
;
2. For every finite-dimensional subspace
, there exists
such that
for all
with
.
Proof. (i) From the prove of Lemma 3.5 in Section 3, we know that
satisfies the geometric condition (i) of the mountain pass theorem.
(ii) For
with
sufficiently large. By (f3), we obtain that there exists
such that
, for
and
. Then we have
since
, when
sufficiently large, we deduce
. Thus for every finite-dimensional subspace
, there exists
such that
for all
with
.
Therefore, all the assumptions of Proposition 4.1 are satisfied, so that problem (1.1) admits infinitely many solutions with negative energy in
. This completes the proof.
Now, we are ready to prove Theorem 1.2.
Proof of Theorem 1.2. We know that
satisfies the Cerami condition from Lemma 3.4. Thus, it follows from Lemma 4.3 that all conditions of Proposition 4.1 are satisfied. Namely, problem (1.1) possesses an unbounded sequence of critical values and hence infinitely many nontrivial solutions in
. If the additional negativity condition on the critical values is imposed, these solutions have negative energy.
5. Conclusion
In this paper, we have studied a class of double phase elliptic problems with indefinite weight in
. By combining weighted compact embedding results with variational methods, we first established the boundedness of Cerami sequences and verified the Cerami condition for the associated energy functional. Using the mountain pass theorem, we obtained the existence of at least one nontrivial solution. Furthermore, when the nonlinearity
is odd, we applied the symmetric mountain pass theorem and proved the existence of an unbounded sequence of critical values, which yields infinitely many nontrivial solutions. The main difficulty caused by the lack of compactness in
was overcome by Hardy-type inequalities and weighted embedding theorems. The results obtained here enrich the multiplicity theory for double phase problems with indefinite weights. It would be interesting to further study the regularity and asymptotic behavior of these solutions, as well as the case of variable exponents and more general double phase operators.
Funding
National Natural Science Foundation of China (12401142).