Normalized Solutions to a Planar Schrödinger-Poisson System with Ring-Shaped Potentials and Inhomogeneous Interactions ()
1. Introduction and Main Results
In this paper, we consider the following Schrödinger-Poisson system
(1.1)
where
is the imaginary unit,
represents a time-dependent wave function,
stands for an internal potential for a nonlocal self-interaction of the wave function
,
is an external potential,
is a spatially inhomogeneous interaction,
,
,
and
. System (1.1) describes the dynamics of a quantum particle or condensate under the combined influence of an external potential
, a local nonlinearity and a self-consistent potential generated by the particle density itself.
Under the usual ansatz
,
and then employing the fundamental solution of
and disregarding the harmonic component, system (1.1) reduces to the integro-differential equation
(1.2)
where
denotes the Green’s function of
given by
and
represents the volume of the unit ball in
.
Equation (1.2) has been extensively studied in recent decades due to its rich physical content and mathematical challenges. In terms of physics, Paredes et al. in [1] systematically analyzed the physical background of this model. Employing variational methods and numerical simulations, they revealed the crucial role of the nonlocal term in polaron models and self-gravitating systems. From a mathematical perspective, for the case
has been widely investigated. For example, this equation for the case
with
corresponds to the well-known Choquard-Pekar equation which is of great significance in the study of polaron models and self-gravitating matter. Further analysis and conclusions regarding Equation (1.2) with
can be found in [2] [3] and the references therein. For the case
, the logarithmic integral kernel
is sign-changing and presents singularities as
approaches to zero and infinity. Therefore, the approaches dealing with higher dimensional cases seem difficult to be adapted to the case
. Wang and Zhang [4] investigated the mass subcritical Schrödinger-Poisson system with logarithmic potentials and via refined energy estimates and blow-up analysis, established the existence of minimizers for any
as well as the limiting behavior and uniqueness of positive minimizers as
. In [5], the authors developed a novel variational framework in the standard Sobolev space
by approximating the logarithmic kernel.
We are interested in the external potential
where
is a fixed parameter. This potential has a ring shape and takes its minimum value on the circle
. Ring-shaped traps have attracted considerable interest in ultracold atomic physics and Bose-Einstein condensation due to their unique topological properties, one can find more details in [6] [7]. It is also interesting to discuss mathematically how the ring shape potentials affect the behavior of BEC. Guo in [8] analyzed the properties of
-normalized minimizers for a two dimensional Bose-Einstein condensate with attractive interaction and ring-shaped potential. However, due to the presence of logarithmic convolution and non-uniform interaction forces in this paper, we need to employ new analytical tools and methods.
The coefficient
in the nonlinear term
represents a spatially inhomogeneous interaction strength. In Bose-Einstein condensates,
can be controlled by applying a non-uniform magnetic field near a Feshbach resonance. In nonlinear optics,
corresponds to a material’s position-dependent Kerr nonlinearity, the influence of spatially inhomogeneous nonlinearities in Schrödinger-Poisson systems has been studied in various contexts, including two-dimensional Bose-Einstein condensates with inhomogeneous attractive interactions
[9], the ground states of mass critical Schrödinger equations with spatially inhomogeneous nonlinearities in
[10].
The main aim of the present paper is to study the normalized solutions for the elliptic system (1.1) with
,
and
. For this purpose, we consider the constraint minimizers of the following variational problem
(1.3)
where the energy functional
(1.4)
Throughout the paper, we impose the following assumptions on the inhomogeneous interaction
:
(K1)
with values in
;
(K2) There exists constants
,
and
, such that
for any
;
(K3)
exists.
The research of normalized solutions to system (1.1) presents challenges. Compared with the planar Schrödinger-Newton equations studied in [11], the present system features a ring-shaped potential
and a spatially inhomogeneous interaction
, which lead to new phenomena such as the symmetry breaking of the minimizer and a refined characterization of its blow-up profile. The ring-shaped potential
attains its minimum along a closed curve, which breaks radial symmetry and creates a degenerate manifold of minimizers. In addition, the spatially inhomogeneous interaction
introduces local variations in the interaction strength. These variations can compete with the nonlocal Poisson term. This competition complicates the application of standard variational methods.
On account of the slow decay and singular nature of the logarithmic kernel, the functional
does not admit a well-defined realization on the standard Sobolev space
with respect to the norm
for any
. In addition, the kernel is unbounded both as
and near the origin, calling for a careful decomposition and refined estimates. To overcome these obstacles, we conduct the analysis in an appropriate weighted Sobolev space and split the logarithmic kernel into its positive and negative parts. In light of the difficulties described above, we now provide the essential analytic framework and definitions. First, we adopt the idea from [12] [13] and introduce the following weighted Sobolev space
endowed with the norm
We then define the constraint set
where
stands for the usual Lebesgue norm on
for
. As shown in ([14], Lemma 3.1), the embedding
↪
(1.5)
We claim that
for any
. Indeed,
Next, we perform the decomposition of the logarithmic function. This strategy allows us to treat the negative part by means of the Hardy-Littlewood-Sobolev inequality, while the positive part is controlled via weighted estimates. Inspired by [5] [12] [13] [15], we perform that
(1.6)
Denote
Noticing that
by Hölder’s inequality we then deduce that
(1.7)
In virtue of the Hardy-Littlewood-Sobolev inequality (cf. [16]):
(1.8)
there exists a constant
such that
(1.9)
It follows from (1.5)-(1.9) that
is well defined on
. Together with (K1), the energy functional
is hence well defined on
.
If the external potential
in (1.4) is ignored and
, it was shown in [12] that
possesses minimizers if
,
, or
,
. Here
and
is the unique positive radially symmetric solution of the following scalar field equation (cf. [17]):
(1.10)
Furthermore,
decays exponentially as
in the sense that
(1.11)
It has been proved in [18] that the above function
is an achievement function of the equality in the following classical Gagliardo-Nirenberg inequality:
(1.12)
From (1.10) and (1.12), we can get that
(1.13)
By means of these results, we establish the existence and nonexistence of minimizers for (1.3).
Theorem 1.1. Let
be the unique positive solution of (1.10) and
.
1) If
, then there exists at least one minimizer of
for
;
2) If
, then there is no minimizer of
for
and
for
3) If
, then there is no minimizer of
for
and
for
.
This theorem provides a complete picture of the constrained minimization problem for
under the joint effects of the ring-shaped potential, the logarithmic kernel, and the spatially inhomogeneous interaction. The argument is carried out in the weighted Sobolev space
, where the logarithmic singularity is handled via a positive-negative splitting. The critical constant
, derived from the Gagliardo-Nirenberg and Young inequalities, allows us to derive a uniform lower bound for the energy functional on the constraint set
. The compact embedding
↪
then yields strong convergence of minimizing sequences, and the existence of a minimizer follows by weak lower semicontinuity. In the parameter regimes where minimizers cannot exist, we construct a suitable family of test functions
and verify that
as
, thereby excluding the possibility of minimizers. The proposed framework thus successfully resolves the two major difficulties—the non-radial nature of the ring trap and the singular long-range behavior of the convolution kernel—and yields a sharp existence/non-existence criterion for
-dependent interactions.
Theorem 1.2. Assume that
is a positive minimizer of
for
and
. Then we have
for
,
in
,
where
is the unique maximum point of
as
and there exists some constant
satisfying
Theorem 1.2 presents the location of the maximum point of the scaled minimizer under the influence of the ring-shaped potential. It reveals the symmetry-breaking mechanism induced by the ring-shaped potential and the inhomogeneous interaction on the limiting behavior. To determine the limit of
, we proceed by contradiction. The ratio
must converge to some finite constant
. Conversely, if this ratio were unbounded or tended to infinity, the contribution of the ring-shaped potential term would become too large and positive, contradicting the fact that
. A key tool in this argument is the mean value theorem. Then, owing to the translation non-invariance of the norm on
, the scaled minimizer
is not uniformly bounded as
. We remedy this by adapting techniques from [19]. Finally, obtaining detailed information about the maximizer
as
requires new ideas, because the term
is not translation invariant and
when
.
2. Existence and Nonexistence of Minimizers
In this section, we shall give the proof of Theorem 1.1 on the existence and nonexistence of minimizers for
.
Proof of Theorem 1.1. 1. We first prove the existence of minimizers for
when
and
. Following the Gagliardo-Nirenberg inequality from [18]: for any function
with
, we have
(2.1)
where
is the unique positive solution of the following elliptic equation
Equation (1.9) together (2.1) then yields the existence of a constant
such that
(2.2)
With the above facts at hand, we prove Theorem 1.1 (1) through the following four cases.
Case 1:
and
. By Young’s Inequality, we have that for any
,
(2.3)
taking
, then by (1.4), (1.6), (1.12), (2.2), (2.3) and assumption (K1), we get that for
.
(2.4)
We have shown that
admits a lower bound. Take
to be a minimizing sequence associated with
, one finds that the two integrals
and
are bounded uniformly over
from (2.4). Because
, this immediately implies that
is bounded in
. Utilizing (1.5), we can find
satisfying
(2.5)
which implies
. Moreover, it follow from [20] that
(2.6)
By the weak lower semicontinuity, for assumption (K1) we have Applying Hölder inequality, we have
it implies that
and
We conclude from the above that
which implies that
. Thus
is a minimizer of
.
Case 2:
and
. By (1.4), (1.6), (2.2), (2.3) and assumption (K1), we obtain that for
,
which implies that
is bounded from below. Repeating the argument from Case 1, we conclude that
admits at least one minimizer for
and
.
Case 3:
and
. Applying Young’s inequality, we deduce from (1.7) that for any
,
(2.7)
Taking
, from (1.4), (1.6), (1.12), (2.7) and assumption (K1) we obtain that for
,
With
in (2.3), we arrive at
(2.8)
which yields that
is bounded from below. Similar to Case 1, one can choose a minimizing sequence
and
, it follows that we obtain the equivalent conclusion (2.5). Using the same argumentation method as in [20], we can obtain
(2.9)
Then following proof is similar to that of Case 1.
Case 4:
and
. By (1.4), (1.6), (1.7), (2.3) and assumption (K1), we get that for
,
which means that
is bounded from below. The following proof is similar to that of Case 3.
2. We next prove the nonexistence of minimizers of
for
,
, or
,
. Consider the test function
Clearly,
for all
. It follows from (1.13) that for
,
, or
,
,
(2.10)
Case 1:
. On account of
and assumption (K2), we obtain that
. Therefore
combining with (1.11) and (2.10) we have
as
.
Case 2:
. On account of assumption (K2), (1.11) and (2.10), we get
The above discussion means that
has no minimizer when
with
, or when
with
. Moreover,
for
with
and
for
. This establishes the proof of Theorem 1.1.
3. Limiting Behavior of Minimizers
In this section, we prove Theorem 1.2 on the limiting behavior of positive minimizers for
as
, where
is fixed. Standard variational theory yields the Euler-Lagrange equation:
(3.1)
where
is the associated Lagrange multiplier and satisfies that
(3.2)
We first give the limit of
when
.
Lemma 3.1.
for
.
Proof. We now examine the limit
. Assuming
, we set
in (2.10) and find that
as
. Due to (K2), we have
, then
It implies that
for
Therefore,
when
.
We derive some estimates for positive minimizers.
Lemma 3.2. Let
be a positive minimizer of
for
and
, define
and
in
,(3.3)
where
is a global maximum point of
. Then we have [(1)]
(1)
satisfies that for any
,
and
as
;(3.4)
(2) There exists a constant
, independent of
and
, such that
as
;(3.5)
(3)
satisfies that for any
,
in
as
,(3.6)
where
is the unique positive solution of (1.10).
Proof. 1. We first show that
as
. By (1.4), (1.12), (2.2), (3.3) and assumption (K1), we calculate that
Together with Lemma 3.1, we obtain
.
Then, we proof that
as
.(3.7)
Indeed, we deduce from (1.6) and (3.3) that
(3.8)
Since
, we derive from (2.2) and (3.3) that
as
.
It means
(3.9)
Due to (1.12) and (3.3), we have
(3.10)
Combining (3.8) with (3.9) and (3.10), we get that
(3.11)
With the fact
, from (3.8)-(3.10) we obtain that
(3.12)
This further gives that
(3.13)
Using the similar argument of (3.13), we then derive from (3.11) and (3.12) that
Combining this with (3.2), (3.9) and (3.13), we then derive that the claim (3.7) holds true.
2. We now prove (3.5). Due to (3.1) and (3.3), we obtain that
satisfies
(3.14)
We deduce from (3.3) that
(3.15)
Using the similar argument of [20] that
(3.16)
and
(3.17)
where
is independent of
and
. Therefore, we infer from (3.4), (3.14), (3.17) and and assumption (K1) that
(3.18)
Because
is a global maximum point of
, the same holds for
at the origin 0. This implies
and from (3.18) we infer
as
. Thus, for
sufficiently close to
, there exists
(independent of
and
) such that
. Turning to the De Giorgi-Nash-Moser theory and invoking (3.15) alongside (3.18), we secure a constant
, also independent of
and
, with the property that
3. We now prove (3.6). By (3.15),
is uniformly bounded in
. Hence, up to a subsequence, we have
in
,
in
(
) and a.e. as
. From (3.14) we obtain
(3.19)
Fatou’s lemma and (3.5) give
. By the Brézis-Lieb lemma and (3.13), we get that
It then follows from (1.12) that
(3.20)
so
and
. Hence
in
. Then (3.20) yields
, thus
solves
in
. By the strong maximum principle,
in
. By uniqueness of positive solutions (up to translation),
for some
. Additionally, since the origin 0 is the global maximum point of
, it is also a global maximum point of
. Note that
is radially symmetric and strictly decreasing in
. This further implies that
, then
□
Lemma 3.3. Let
be given by (3.3) and
is a global maximum point of
. Then there exists a large constant
such that for any
,
and
uniformly for
as
,(3.21)
where the constant
is independent of
.
Proof. Applying the De Giorgi-Nash-Moser theory together with (3.6), (3.15) and (3.18), we obtain
and
as
uniformly in
.(3.22)
Combining this with (3.18), it then yields that there exists a large constant
which independent of
and
such that
uniformly for
as
.(3.23)
Using the comparison principle to (3.23), we then derive that
uniformly for
as
,(3.24)
where the constant
is independent of
and
.
Denoting
, we infer from (3.14) that
(3.25)
Multiplying (3.25) by
, we get that
(3.26)
With the fact in [20]
(3.27)
and assumption (K3), we obtain from (3.24) that
and
uniformly for
as
. Moreover, from (3.16) we get
Noting that
we then derive from (3.4) and (3.26) that
uniformly for
as
.
Combining this with (3.22) further implies that
uniformly for
as
.(3.28)
Applying the De Giorgi-Nash-Moser theory, we then deduce from (3.28) that there exists a constant
, independent of
and
, such that
where
is arbitrary. Together with (3.6), it yields that
and
uniformly for
as
.
Using the comparison principle to (3.28), we further obtain that
uniformly for
as
.
□
Now we prove the refined limiting behavior of positive minimizers of
in
for
as
.
Proof of Theorem 1.2. In view of the above Lemma, we need to prove
(3.29)
(3.30)
and
(3.31)
where
is the unique maximum point of the positive minimizer
and
is defined by (3.3).
Now we prove (3.29). Due to (1.4) (1.12) and (3.3), that
(3.32)
We claim that
is uniformly bounded as
. Otherwise, there exists a sequence of
, denoted by
, such that
as
. We can get for any constant
that
(3.33)
Indeed, applying the mean value theorem yields
where
. Together with
as
, (3.33) can be proved. This estimate and (3.32) imply that
holds for any
. Contradict with Lemma 3.1 we have
as
for large
. So, the above claim is proved. Then, up to subsequence we obtain that there exists a constant
independent of
and
such that
It further implies that for any
,
.
Then we prove the uniqueness of the global maximum point
of
as
. Denote
in (3.14), so we get
(3.34)
We have already obtained (3.15), it means that
is bounded uniformly in
for
and
is bounded uniformly in
. Applying the
-estimate (cf. [21], Theorem 9.11) to (3.34) yields the uniform boundedness of
in
as
. By the Sobolev embedding theorem, this in turn implies that
is uniformly bounded in
for some
as
.
A key observation from ([15], Proposition 2.3) is that
lies in
as
. Consequently,
remains uniformly bounded in
for sufficiently large
in this limit. With the Schauder estimate (cf. [21], Theorem 6.2) applied to (3.34), we conclude that
is uniformly bounded in
as
. Hence, one can extract a subsequence such that
converges in
to some limit
as
. In view of (3.6), this limit coincides with
, leading to
(3.35)
for any sufficiently large
.
Because the origin 0 is the unique global maximum point of
, (3.35) implies that, as
, all local maxima of
must approach 0 and stay inside
for some small
. The fact that
guarantees
for
. An argument adapted from ([22], Lemma 4.2) then shows that, as
, each
admits exactly one maximum point, which is located at 0. Consequently, the global maximum
of
is unique as
. The proof of the limit and uniqueness of
is now accomplished.
The proof of (3.30) relies on
estimates for elliptic equations and Sobolev compact embedding. Local estimates and compactness yield a convergent subsequence, while uniqueness allows us to extend the convergence to the whole space and eliminate the subsequence dependence, leading to strong convergence. A detailed proof of this conclusion can be found in [20].
Next, we prove (3.31) as follows. We begin by deriving the refined estimate of
as
. Taking
in (2.10) leads to the following upper bound for
as
:
(3.36)
We now give the lower estimate of
as
. From [20] we have
(3.37)
Then combining (1.4), (1.12), (1.13), (3.30) with (3.37) that
(3.38)
where equality in the above inequality is attained at
(3.39)
Combining (3.36) with (3.32), we conclude that as
,
and
satisfies (3.39). Moreover, we derive from (3.30) and (3.39) that
This completes the proof of Theorem 1.2. □