On the Product of General Differential Operators with Their Point Spectra in the Direct Sum Spaces

Abstract

In this paper, the product of quasi-differential expressions τ 1 , τ 2 ,?, τ n each of nth order with complex coefficients and its formal adjoints τ 1 + , τ 2 + ,?, τ n + on any finite number of intervals I p =( a p , b p ) , p=1,?,N are considered in the setting of direct sums of L w p 2 ( a p , b p ) -spaces of functions defined on each of the separate intervals, and a number of results concerning the location of the point spectra and regularity fields of product of differential operators generated by such expressions are obtained. Some of these are extensions or generalizations of those in a symmetric case, and of a general case with one interval case, whilst others are new.

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Ibrahim, S. (2026) On the Product of General Differential Operators with Their Point Spectra in the Direct Sum Spaces. Journal of Applied Mathematics and Physics, 14, 2470-2492. doi: 10.4236/jamp.2026.146122.

1. Introduction

In [1]-[3] considered the problem of linear differential operators in Hilbert space, in [4] and [5] considered the problem of general ordinary differential operators and their adjoints in Hilbert space. In [6]-[10] Everitt considered the problem of characterizing all self-adjoint operators which can be generated by a formally symmetric Sturm-Liouville differential (quasi-differential) expression τ p , defined on a finite number of intervals I p ,p=1,,N in the setting of direct sum spaces. In [11]-[15] Ibrahim considered the problem of the location of the point spectra and regularity fields of general ordinary quasi-differential operators on the one interval case with one regular end-point and the other may be regular or singular.

Our objective in this paper is to investigate the location of the point spectra and regularity fields of the product operators which are generated by a general quasi-differential expression τ p on any finite number of intervals I p ,p=1,,N in the setting of direct sums of L w p 2 ( a p , b p ) -spaces of functions defined on each of the separate intervals. These results extend those of general ordinary quasi-differential operators in [11]-[20] with one interval case. Also, extend those of formally symmetric differential expression studied in [21]-[26].

The operators involved are no longer symmetric but direct sums as:

T 0 ( τ )= p=1 N [ j=1 n T 0 ( τ jp ) ]and T 0 ( τ + )= p=1 N [ j=1 n T 0 ( τ jp + ) ]

where T 0 ( τ jp ) is the minimal operator generated by τ jp on I p and τ jp + denotes by the formal adjoint of τ jp which form an adjoint pair of closed operators in p=1 N L w p 2 ( I p ) . This fact allows us to use the abstract theory developed in [1] for the operators which are regularly solvable with respect to T 0 ( τ jp ) and T 0 ( τ jp + ) . Such an operator S satisfies T 0 ( τ )S [ T 0 ( τ + ) ] * and for some λ , ( SλI ) is a Fredholm operator with zero index; this means that S has the desirable Fredholm property that the equation ( SλI )u=f has a solution if and only if f is orthogonal to the solutions of ( S * λ ¯ I )v=0 and furthermore the solution spaces of ( SλI )u=0 and ( S * λ ¯ I )v=0 have the same finite dimension. This notion was originally due to Visik [25].

We deal throughout with a quasi-differential expressions τ jp each of arbitrary order n defined by a general Shin -Zettl Matrix given in [3] [5] [9]-[17] and [19] [20], and the minimal operator T 0 ( τ jp ) generated by w p 1 τ jp [ . ] in L w p 2 ( I p ),p=1,,N , where w p is a positive weight function on the underlying interval I p . The end-points of I p may be regular or singular.

The study of the point spectra of product differential operators in direct sum spaces is a cornerstone of functional analysis and mathematical physics. This study has led to an understanding of representational properties, the solution of complex differential equations by transforming them into simplified algebraic systems, and the analysis of physical electronics, particularly in quantum mechanics, by representing complements as direct sums.

2. Notation and Preliminaries

The domain and range of a linear operator T acting in a Hilbert space H will be denoted by D( T ) and R( T ) respectively and N( T ) will denote its null space. The nullity of T , written null ( T ) , is the dimension of N( T ) and the deficiency of T , written def( T ) , is the co-dimension of R( T ) in H ; thus if T is densely defined and R( T ) is closed , then def( T )=null( T * ) . The Fredholm domain of T is (in the notation of [5]) the open subset Δ 3 ( T ) of consisting of those values of λ which are such that ( TλI ) is a Fredholm operator, where I is the identity operator in H . Thus λ Δ 3 ( T ) if and only if ( TλI ) has closed range and finite nullity and deficiency. The index of ( TλI )  is the number ind( TλI )=null( TλI )def( TλI ) , this being defined for λ Δ 3 ( T ) .

Two closed densely defined operators A and B acting in a Hilbert space H are said to form an adjoint pair if A B * and, consequently, B A * ; equivalently, ( Ax,y )=( x,By ) for all xD( A ) and yD( B ) , where ( .,. ) denotes the inner-product on H .

Definition 2.1: The field of regularity Π( A ) of A is the set of all λ for which there exists a positive constant K( λ ) such that

( AλI )x K( λ ) x for all xD( A ) , (2.1)

or, equivalently, on using the Closed Graph Theorem, null( AλI )=0 and R( AλI ) is closed.

The joint field of regularity Π( A,B ) of A and B is the set of λ ϵ  which are such that λΠ( A ) , λ ¯ Π( B ) and both def( AλI ) and def( B λ ¯ I ) are finite. An adjoint pair A and B is said to be compatible if Π( A,B )ϕ .

Definition 2.2: A closed operator S in H is said to be regularly solvable with respect to the compatible adjoint pair A and B if AS B * and Π( A,B ) Δ 4 ( S ) , where Δ 4 ( S )={ λ:λ Δ 3 ( S ),ind( SλI )=0 } .

The terminology “regularly solvable” comes from Visik’s paper [25].

Definition 2.3: The resolvent set ρ( S ) of a closed operator S in H consists of the complex numbers λ for which ( SλI ) 1 exists, is defined on H and is bounded. The complement of ρ( S ) in is called the spectrum of S and written σ( S ) . The point spectrum σ p ( S ) , continuous spectrum σ c ( S ) and residual spectrum σ r ( S ) are the following subsets of σ( S ) (see [2] [3] and [12]-[15]):

σ p ( S )={ λσ( S ):( SλI )is not injective } , i.e., the set of eigenvalues of S ;

σ c ( S )={ λσ( S ):( SλI )is injective,R( SλI ) R( SλI ) ¯ =H } ;

σ r ( S )={ λσ( S ):( SλI )isinjective, R( SλI ) ¯ H } .

For a closed operator S we have,

σ( S )= σ p ( S ) σ c ( S ) σ r ( S ) .

An important subset of the spectrum of a closed densely defined operator S in H is the so-called essential spectrum. The various essential spectra of S are defined as in ([3], Chapter II] to be the sets:

σ ek ( S )=\ Δ k ( S ),( k=1,2,3,4,5 ); (2.2)

where Δ 3 ( S ) and Δ 4 ( S ) have been defined earlier. The sets σ ek ( S )  are closed and σ ek ( S ) σ ej ( S ) if k<j . The inclusion being strict in general. We refer the reader to [1] [2] and ([3], Chapter IX) for further information about the sets σ ek ( S )  .

Given two operators A and B, both acting in a Hilbert space H, we wish to consider the product operator AB. This is defined as follows:

D( AB )={ xD( B )|BxD( A ) }and( AB )x=A( Bx ) , for all xD( AB ) . (2.3)

It may happen in general that D( AB ) contains only the null element of H . However, in the case of many differential operators the domains of the product will be dense in H.

The next result gives conditions under which the deficiency of a product is the sum of the deficiencies of the factors.

Lemma 2.4 (cf. ([13], Theorem A)). Let A and B be closed operators with dense domains in a Hilbert space H. Suppose that λ=0 is a regular type point for both operators and def( A ) and def( B ) are finite. Then AB is a closed operator with dense domain, has λ=0 as a regular type point and

def( AB )=def( A )+def( B ). (2.4)

We refer to [5] [6] [11] [12] [14]-[19] and [22] for more details.

Evidently Lemma 2.4 extends to the product of any finite number of operators A 1 , A 2 ,, A n .

3. Quasi-Differential Expressions in Direct Sum Spaces

The quasi-differential expressions are defined in terms of a Shin-Zettl matrix F p on an interval I p . The set Z n ( I p ) of Shin-Zettl matrices on I p consists of n×n -matrices F p ={ f rs p },p=1,2,,N , whose entries are complex-valued functions on I p which satisfy the following conditions:

f rs p L loc 2 ( I p ),( 1r,sn,n2 )

f r,r+1 p 0 , a.e., on I p ( 1rn1 ) (3.1)

f rs p =0 , a.e., on I p , ( 2r+1<sn ) , p=1,2,,N .

For F p Z n ( I p ) , the quasi-derivatives associated with F p are defined by:

y [ 0 ] :=y,

y [ r ] := ( f r,r+1 p ) 1 { ( y [ r1 ] ) s=1 r f rs p y [ s1 ] },( 1rn1 ), (3.2)

y [ n ] :={ ( y [ n1 ] ) s=1 n f ns p y [ s1 ] },

where the prime ' denotes differentiation.

The quasi-differential expression τ p associated with F p is given by:

τ p [ . ]:= i n y [ n ] ,( n2 ), (3.3)

this being defined on the set:

V( τ p ):={ y: y [ r1 ] A C loc ( I p ),r=1,2,,n },p=1,2,,N,

where A C loc ( I p ) denotes the set of functions which are absolutely continuous on every compact subinterval of I p .

The formal adjoint τ p + of τ p is defined by the matrix F p + given by:

τ p + [ . ]:= i n y + [ n ] , for all y  V( τ p + ) , (3.4)

V( τ p + ):={ y: y + [ r1 ] A C loc ( I p ),r=1,2,,n },p=1,2,,N,

where y + [ r1 ] , the quasi-derivatives associated with the matrix F p + in Z n ( I p ) ,

F p + = ( f rs p ) + = ( 1 ) r+s+1 f ns+1,nr+1 p ¯ , for each r and s . (3.5)

Note that: ( F p + ) + = F p and so ( τ p + ) + = τ p . We refer to [4] [6] [9]-[20] [22] and [26] for a full account of the above and subsequent results on quasi-differential expressions.

For uV( τ p ) , vV( τ p + ) and α,β I p , we have Green’s formula,

a p b p { v ¯ τ p [ u ]u τ p + [ v ] ¯ }dx =[ u,v ]( b p )[ u,v ]( a p ),p=1,2,,N, (3.6)

where,

[ u,v ]( x )= i n ( r=0 n1 ( 1 ) n+r+1 u [ r ] ( x ) v + [ nr1 ] ¯ ( x ) ) = ( i ) n ( u, u [ 1 ] ,, u [ n1 ] )× J n×n ( v ¯ v ¯ + [ n1 ] )( x ); (3.7)

see [1] [4] [6] ([9], Corollary 1) [11] [13] [19] [21] and [26].

Let the interval I p have end-points a p , b p ( a p < b p ) , and let w p : I p be a non-negative weight function with w p L loc 1 ( I p ) and w p >0 (for almost all x I p ). Then H p = L w p 2 ( I p ) denotes the Hilbert function space of equivalence classes of Lebesgue measurable functions such that   I p w p | f | 2 < ; the inner-product is defined by:

( f,g ) p := I p w p f( x ) g( x ) ¯ dx ( f,g L w p 2 ( I p ),p=1,2,,N ). (3.8)

The equation

τ p [ u ]λ w p u=0( λ )on I p ,p=1,2,,N, (3.9)

is said to be regular at the left end-point a p , if for all X( a p , b p ) ,

a p , w p , f rs p L 1 ( a p ,X ),( r,s=1,2,,n;p=1,2,,N ),

otherwise (3.9) is said to be singular at   a p . If (3.9) is regular at both end-points, then it is said to be regular; in this case we have,

a p , b p , w p , f rs p L 1 ( a p , b p ),( r,s=1,2,,n;p=1,2,,N ).

We shall be concerned with the case when a p is a regular end-point of (3.9), the end-point b p being allowed to be either regular or singular. Note that, in view of (3.5), an end-point of   I p is regular for (3.9), if and only if it is regular for the equation:

τ p + [ v ] λ ¯ w p v=0( λ )on I p ,p=1,2,,N. (3.10)

Note that, at a regular end-point a p , say, u [ r1 ] ( a p )( v + [ r1 ] ( a p ) ) , r=1,2,,n is defined for all uV( τ p ) ( vV( τ p + ) ) . Set:

D( τ p ):={ u:uV( τ p ),uand w p 1 τ p [ u ] L w p 2 ( a p , b p ) },p=1,2,,N,

D( τ p + ):={ v:vV( τ p + ),vand w p 1 τ p + [ v ] L w p 2 ( a p , b p ) },p=1,2,,N. (3.11)

The subspaces D( τ p ) and D( τ p + ) of L w p 2 ( a p , b p ) are domains of the so-called maximal operators T( τ p ) and T( τ p + ) respectively, defined by:

T( τ p )u:= w p 1 τ p [ u ],( uD( τ p ) ) and T( τ p + )v:= w p 1 τ p + [ v ],( vD( τ p + ) ) .

For the regular problem, the minimal operators T 0 ( τ p ) and T 0 ( τ p + ),p=1,2,,N are the restrictions of w p 1 τ p [ u ] and w p 1 τ p + [ v ] to the subspaces:

D 0 ( τ p ):={ u:uD( τ p ), u [ r1 ] ( a p )= u [ r1 ] ( b p ),p=1,2,,N } D 0 ( τ p + ):={ v:vD( τ p + ), v + [ r1 ] ( a p )= v + [ r1 ] ( b p ),p=1,2,,N } } (3.12)

respectively. The subspaces D 0 ( τ p ) and D 0 ( τ p + ) are dense in L w p 2 ( a p , b p ) and T 0 ( τ p ) and T 0 ( τ p + ) are closed operators (see [4] [6] ([9], Section 3), [11]-[14], [19]-[22] and [26]).

In the singular problem we first introduce the operators T 0 ( τ p ) and T 0 ( τ p + ) ; T 0 ( τ p ) being the restriction of w p 1 τ p [ . ] to the subspace:

D 0 ( τ p ):={ u:uD( τ p ),supp( u )( a p , b p ),p=1,2,,N } (3.13)

and with T 0 ( τ p + ) defined similarly. These operators are densely-defined and closable in L w p 2 ( a p , b p ) ; and we define the minimal operators T 0 ( τ p ) and T 0 ( τ p + ) to be their respective closures (see [4] [9] [11]-[14]). We denote the domains of T 0 ( τ p ) and T 0 ( τ p + ) by D 0 ( τ p ) and D 0 ( τ p + ) respectively. It can be shown that:

u D 0 ( τ p ) u [ r1 ] ( a p )=0,( r=1,2,,n;p=1,2,,N ),

v D 0 ( τ p + ) v + [ r1 ] ( a p )=0,( r=1,2,,n;p=1,2,,N ) (3.14)

because we are assuming that   a p is a regular end-point. Moreover, in both regular and singular problems, we have

T 0 * ( τ p )=T( τ p + ), T * ( τ p )= T 0 ( τ p + ),p=1,2,,N; (3.15)

see ([9], Section 5) in the case when τ p = τ p + and compare with treatment in [4] [11] ([12], Section III 10.3) and [13]-[20] in general case.

In the case of two singular end-points, the problem on ( a p , b p ) . is effectively reduced to the problems with one singular end-point on the intervals ( a p , c p ] . and [ c p , b p ) , where c p ( a p , b p ) .We denote by T( τ p ; a p ) and T( τ p ; b p ) the maximal operators with domains D( τ p ; a p ) and D( τ p ; b p ) , and denote T 0 ( τ p ; a p ) and T 0 ( τ p ; b p ) the closures of the operators T 0 ( τ p ; a p ) and T 0 ( τ p ; b p ) defined in (3.13) on the intervals ( a p , c p ] and [ c p , b p ) , respectively, see [3] [7] [10]-[19] and [26].

Let T ˜ 0 ( τ p ),p=1,,N , be the orthogonal sum as:

T ˜ 0 ( τ p )= T 0 ( τ p ; a p ) T 0 ( τ p ; b p ) in L w p 2 ( a p , b p )= L w p 2 ( a p , c p ) L w p 2 ( c p , b p )

T ˜ 0 ( τ p ) is densely-defined and closable in L w p 2 ( a p , b p ) and its closure is given by, T ˜ 0 ( τ p )= T 0 ( τ p ; a p ) T 0 ( τ p ; b p ) , p=1,,N .

Also,

null[ T ˜ 0 ( τ p )λI ]=null[ T 0 ( τ p ; a p )λI ]+null[ T 0 ( τ p ; b p )λI ],

def[ T ˜ 0 ( τ p )λI ]=def[ T 0 ( τ p ; a p )λI ]+def[ T 0 ( τ p ; b p )λI ],

and R[ T ˜ 0 ( τ p )λI ] is closed if and only if R[ T 0 ( τ p ; a p )λI ] and R[ T 0 ( τ p ; b p )λI ] are both closed. These results imply in particular that,

Π[ T ˜ 0 ( τ p ) ]=Π[ T 0 ( τ p ; a p ) ]Π[ T 0 ( τ p ; b p ) ],p=1,,N.

We refer to ([3], Section 3.10.14), [11] [13] [14] and [18] for more details.

Remark 3.1: If S p a is a regularly solvable extension of T 0 ( τ p ; a p ) and S p b is a regularly solvable extension of T 0 ( τ p ; b p ) , then S= S p a S p b is a regularly solvable extension of T ˜ 0 ( τ p ) , p=1,,N . We refer to ([3], Section 3.10.4) and [11]-[17] for more details.

Next, we state the following results; the proof is similar to that in ([3], Section 3.10.4), [11]-[13] [16] and [17].

Theorem 3.2: T ˜ 0 ( τ p ) T 0 ( τ p ) , T( τ p ) T 0 ( τ p ; a p ) T 0 ( τ p ; b p ) and

Dim( D[ T 0 ( τ p ) ]/ D[ T ˜ 0 ( τ p ) ] )=n,p=1,,N.

If λΠ[ T ˜ 0 ( τ p ) ] Δ 3 [ T 0 ( τ p )λI ] , then

ind[ T 0 ( τ p )λI ]=ndef[ T 0 ( τ p ; a p )λI ]def[ T 0 ( τ p ; b p )λI ] , and in particular, if λΠ[ T 0 ( τ p ) ] ,

def[ T 0 ( τ p )λI ]=def[ T 0 ( τ p ; a p )λI ]+def[ T 0 ( τ p ; b p )λI ]n. (3.16)

Remark 3.3: It can be shown that

D[ T ˜ 0 ( τ p ) ]={ u:uD[ T 0 ( τ p ) ]and u [ r1 ] ( c p )=0,r=1,,n } ,

D[ T ˜ 0 ( τ p + ) ]={ v:vD[ T 0 ( τ p + ) ]and v + [ r1 ] ( c p )=0,r=1,,n } ; (3.17)

see ([3], Section 3.10.4).

Let H be the direct sum,

H= p=1 N H p = p=1 N L w p 2 ( a p , b p ) . (3.18)

The elements of H will be denoted by f ˜ ={ f 1 ,,  f N } with f 1 H 1 ,, f N H N .

Remark 3.4: When I i I j =,ij;i,j=1,,N , the direct sum space p=1 N L w p 2 ( a p , b p ) can be naturally identified with the space L w 2 ( p=1 N I p ) , where w p =w on I p ,p=1,,N . This remark is of significance when p=1 N I p may be taken as a single interval, see [8] [10] [13] [16] and [17].

We now establish by [3] [8] [10] and [13] some further notations,

D 0 ( τ )= p=1 N D 0 ( τ p ),D( τ )= p=1 N D( τ p ), D 0 ( τ + )= p=1 N D 0 ( τ p + ),D( τ + )= p=1 N D( τ p + ) } (3.19)

T 0 ( τ )f:={ T 0 ( τ 1 ) f 1 ,, T 0 ( τ N ) f N }; f 1 D 0 ( τ 1 ),, f N D 0 ( τ N ),

T 0 ( τ + )f:={ T 0 ( τ 1 + ) g 1 ,, T 0 ( τ N + ) g N }; g 1 D 0 ( τ 1 + ),, g N D 0 ( τ N + ).

Also,

T( τ )f:={ T( τ 1 ) f 1 ,,T( τ N ) f N }; f 1 D( τ 1 ),, f N D( τ N ),

T( τ + )g:=T( τ 1 + ) g 1 ,,T( τ N + ) g N ; g 1 D( τ 1 + ),, g N D( τ N + ).

We summarize a few additional properties of T 0 ( τ ) in the form of a Lemma.

Lemma 3.5: We have,

(i) [ T 0 ( τ ) ] * = p=1 N [ T 0 ( τ p ) ] * = p=1 N [ T( τ p + ) ] ,

[ T 0 ( τ + ) ] * = p=1 N [ T 0 ( τ p + ) ] * = p=1 N [ T( τ p ) ] .

In particular,

D [ T 0 ( τ ) ] * =D[ T( τ + ) ]= p=1 N [ T( τ p + ) ],

D [ T 0 ( τ + ) ] * =D[ T( τ ) ]= p=1 N [ T( τ p ) ].

(ii) null[ T 0 ( τ )λI ]= p=1 N null [ T 0 ( τ p )λI ] ,

null[ T 0 ( τ + ) λ ¯ I ]= p=1 N null [ T 0 ( τ p + ) λ ¯ I ] .

(iii) The deficiency indices of T 0 ( τ ) are given by:

def[ T 0 ( τ )λI ]= p=1 N def [ T 0 ( τ p )λI ] for all λΠ[ T 0 ( τ p ) ] ,

def[ T 0 ( τ + ) λ ¯ I ]= p=1 N def [ T 0 ( τ p + ) λ ¯ I ] for all λΠ[ T 0 ( τ p + ) ] .

Proof: Part (i) follows immediately from the definition of T 0 ( τ ) and from the general definition of an adjoint operator. The other parts are either direct consequences of part (i) or follow immediately from the definitions.

Lemma 3.6: ([13], Lemma 2.4). For λΠ[ T 0 ( τ ), T 0 ( τ + ) ] ,

def[ T 0 ( τ )λI ]+def[ T 0 ( τ + ) λ ¯ I ] is constant and

0def[ T 0 ( τ )λI ]+def[ T 0 ( τ + ) λ ¯ I ]2nN .

In the problem with one singular end-point,

nNdef[ T 0 ( τ )λI ]+def[ T 0 ( τ + ) λ ¯ I ]2nN ,

for all λΠ[ T 0 ( τ ), T 0 ( τ + ) ] .

In the regular problem,

def[ T 0 ( τ )λI ]+def[ T 0 ( τ + ) λ ¯ I ]=2nN , for all λΠ[ T 0 ( τ ), T 0 ( τ + ) ] .

We refer to [3] [5] [11] [12] [16] and [17] for more details.

Lemma 3.7: Let   T 0 ( τ )= p=1 N T 0 ( τ p ) be a closed densely-defined operator on H . Then,

Π[ T 0 ( τ ) ]= p=1 N [ T 0 ( τ p ) ] .

Proof: The proof follows from Lemma 3.1 and since R[ T 0 ( τ )λI ] is closed if and only if R[ T 0 ( τ p )λI ]  , p=1,2,,N are closed.

Lemma 3.8: If S p ,p=1,,N , are regularly solvable with respect to T 0 ( τ p ) and T 0 ( τ p + ) , then S= p=1 N S p is regularly solvable with respect to T 0 ( τ ) and T 0 ( τ p + ) .

Proof: The proof follows from Lemma 3.5 and Lemma 3.7.

Remark 3.9: Let S= p=1 N S p be an arbitrary closed operator on H , and since λρ( S ) if, and only if, nul( SλI )=def( SλI )=0 (see ([2], Theorem 1.3.2)), we have ρ( S )= p=1 N ρ( S p ) . We therefore have,

σ( S )= j=1 N σ ( S j ), σ p ( S )= j=1 N σ p ( S j ) and σ r ( S )= j=1 N σ j ( S r ). (3.20)

Also,

σ ek ( S )= j=1 N σ ek ( S j ),k=1,2,3. (3.21)

We refer to ([3], Chapter 9) for more details.

Theorem 3.10: (cf. ([21], Part II, Theorem 16.2.2)). Suppose f L loc 1 ( I p ) and suppose that the conditions (3.1) are satisfied. Then given any complex numbers c j ,j=0,1,,n1 and x 0 ( a p , b p ) there exists a unique solution of the equation τ p [ φ p ]=wf in the intervals ( a p , b p ) which satisfies,

φ p [ j ] ( x 0 )= c j ,( j=0,1,,n1;p=1,,N ) .

We refer to [1] and [3] for more details.

Theorem 3.11: (cf. [3] and ([21], Theorem II.2.5)). Let τ p be a regular quasi-differential expression of order n on the closed interval [ a p , b p ] . For f L loc 2 ( I p ) , the equation τ p [ φ p ]=wf has a solution φ p V( τ p ) satisfying,

φ p [ j ] ( a p )= φ p [ j ] ( b p )=0,( j=0,1,,n1;p=1,,N ),

if, and only if, f is orthogonal in L loc 2 ( a p , b p ) to the solution space of τ + [ φ p ]=0 , i.e.,

R[ T 0 ( τ p )λI ]=N [ T( τ p + ) λ ¯ I ] ,p=1,,N. (3.22)

Corollary 3.12: (cf. ([21], Corollary II.2.6)). As a result from Theorem 3.11, we have that

R [ T 0 ( τ p )λI ] =N[ T( τ p + ) λ ¯ I ],p=1,,N. (3.23)

Lemma 3.13: (cf. ([3], Lemma IX.9.1)). If I p =[ a p , b p ] , with < a p < b p < , p=1,,N , then for any λ , the operator [ T 0 ( τ p )λI ],p=1,,N has closed range, zero nullity and deficiency n . Hence,

σ ek [ T 0 ( τ p ) ]={ ( k=1,2,3 ) ( k=4,5 ),p=1,,N.

4. The Product Operators in Direct Sum Spaces

The proof of general theorems will be based on the results in this section. We start by listing some properties and results of quasi-differential expressions τ 1 , τ 2 ,, τ n . For proofs the reader is referred to [3] [7]-[10] and [14]-[22].

( τ 1 + τ 2 ) + = τ 1 + + τ 2 +

( τ 1 τ 2 ) + = τ 2 + τ 1 + , ( λτ ) + = λ ¯ τ + for λ a complex number (4.1)

A consequence of Properties (4.1) is that if τ + =τ then ( P( τ ) ) + =P( τ + ) for P any polynomial with complex coefficients. Also we note that the leading coefficients of a product is the product of the leading coefficients. Hence the product of regular differential expressions is regular.

Lemma 4.1: (cf. ([11], Theorem 1)). Suppose τ j is a regular differential expression on the interval [ a,b ] and λΠ[ T 0 ( τ 1 τ 2 τ n ), T 0 ( τ 1 τ 2 τ n ) + ] , then we have,

(i) The product operator j=1 n T 0 ( τ j ) is closed, densely-defined, and

def[ j=1 n T 0 ( τ j )λI ]= j=1 n def [ T 0 ( τ j )λI ],

def[ j=1 n T 0 ( τ j + ) λ ¯ I ]= j=1 n def [ T 0 ( τ j + ) λ ¯ I ].

(ii) T 0 ( τ 1 τ 2 τ n ) j=1 n [ T 0 ( τ j ) ] and T 0 ( τ 1 τ 2 τ n ) + j=1 n [ T 0 ( τ j + ) ] .

Note, in part (ii) that the containment may be proper, i.e., the operators T 0 ( τ 1 τ 2 τ n ) and j=1 n [ T 0 ( τ j ) ] are not equal in general. We refer to [6] and [12]-[19] for more details.

From Lemma 3.1 and Lemma 4.1 we have the following:

Lemma 4.2: For λΠ[ j=1 n [ T 0 ( τ j ) ], j=1 n [ T 0 ( τ j + ) ] ] we have:

(i) [ j=1 n T 0 * ( τ j ) ]= p=1 N [ j=1 n T 0 * ( τ jp ) ]= p=1 N [ j=1 n T( τ jp + ) ] ,

[ j=1 n T 0 * ( τ j + ) ]= p=1 N [ j=1 n T 0 * ( τ jp + ) ]= p=1 N [ j=1 n T( τ jp ) ] .

(ii) null[ j=1 n T 0 ( τ j )λI ]= p=1 N null [ j=1 n T 0 ( τ jp )λI ] = p=1 N ( j=1 n null [ T 0 ( τ jp )λI ] ) ,

null[ j=1 n T 0 ( τ j + ) λ ¯ I ]= p=1 N null [ j=1 n T 0 ( τ jp + ) λ ¯ I ] = p=1 N ( j=1 n null [ T 0 ( τ jp + ) λ ¯ I ] ) .

(iii) The deficiency indices of j=1 n T 0 ( τ j ) and j=1 n T 0 ( τ j + ) are given by:

def[ j=1 n T 0 ( τ j )λI ]= p=1 N def [ j=1 n T 0 ( τ jp )λI ] = p=1 N ( j=1 n def [ T 0 ( τ jp )λI ] ) ,

def[ j=1 n T 0 ( τ j + ) λ ¯ I ]= p=1 N def [ j=1 n T 0 ( τ jp + ) λ ¯ I ] = p=1 N ( j=1 n def [ T 0 ( τ jp + ) λ ¯ I ] ) .

Lemma 4.3: ([15] [16], Lemma 3.6). For λΠ[ j=1 n [ T 0 ( τ j ) ], j=1 n [ T 0 ( τ j + ) ] ] , def[ j=1 n [ T 0 ( τ j ) ]λI ]+def[ j=1 n [ T 0 ( τ j + ) ] λ ¯ I ] is constant and 0def[ j=1 n [ T 0 ( τ j ) ]λI ]+def[ j=1 n [ T 0 ( τ j + ) ] λ ¯ I ]2 n 2 N.

In the problem with one singular end-point,

n 2 Ndef[ j=1 n [ T 0 ( τ j ) ]λI ]+def[ j=1 n [ T 0 ( τ j + ) ] λ ¯ I ]2 n 2 N,

for all λΠ[ j=1 n [ T 0 ( τ j ) ], j=1 n [ T 0 ( τ j + ) ] ] .

In the regular problem,

def[ j=1 n [ T 0 ( τ j ) ]λI ]+def[ j=1 n [ T 0 ( τ j + ) ] λ ¯ I ]=2 n 2 N,

for all λΠ[ j=1 n [ T 0 ( τ j ) ], j=1 n [ T 0 ( τ j + ) ] ] .

Proof: For λΠ[ j=1 n [ T 0 ( τ j ) ], j=1 n [ T 0 ( τ j + ) ] ] , we obtain from (3.15), (3.16) and Lemma 4.2 that,

def[ j=1 n [ T 0 ( τ j ) ]λI ]+def[ j=1 n [ T 0 ( τ j + ) ] λ ¯ I ] ={ def[ j=1 n [ T 0 ( τ j ,a ) ]λI ]+def[ j=1 n [ T 0 ( τ j ,b ) ]λI ] n 2 N } +{ def[ j=1 n [ T 0 ( τ j + ,a ) ] λ ¯ I ]+def[ j=1 n [ T 0 ( τ j + ,b ) ] λ ¯ I ] n 2 N } ={ null[ j=1 n [ T( τ j + ,a ) ] λ ¯ I ]+null[ j=1 n [ T( τ j + ,b ) ] λ ¯ λI ] n 2 N } +{ null[ j=1 n [ T( τ j ,a ) ]λI ]+null[ j=1 n [ T( τ j ,b ) ]λI ] n 2 N } 2( 2 n 2 N n 2 N )=2 n 2 N,

with equality in the regular problem. In the problem with one singular end-point, we get

def[ j=1 n [ T 0 ( τ j ) ]λI ]+def[ j=1 n [ T 0 ( τ j + ) ] λ ¯ I ] n 2 N.

For the problem with two singular end-points, we have

def[ j=1 n [ T 0 ( τ j ) ]λI ]+def[ j=1 n [ T 0 ( τ j + ) ] λ ¯ I ] ={ def[ j=1 n [ T 0 ( τ j ,a ) ]λI ]+def[ j=1 n [ T 0 ( τ j + ,a ) ] λ ¯ I ] } +{ def[ j=1 n [ T 0 ( τ j ,b ) ]λI ]+def[ j=1 n [ T 0 ( τ j + ,b ) ] λ ¯ I ] }2 n 2 N ( 2 n 2 N2 n 2 N )=0.

See [3] [15] and [16] for more details.

Lemma 4.4: Let τ 1 , τ 2 ,, τ n be a regular differential expressions on [ a,b ) and suppose that λΠ[ T 0 ( τ 1 τ 2 τ n ), T 0 ( τ 1 τ 2 τ n ) + ] . Then

[ T 0 ( τ 1 τ 2 τ n ) ]= j=1 n [ T 0 ( τ j ) ] (4.2)

if and only if the following partial separation conditions is satisfied:

{ f L w 2 ( a,b ), f [ s1 ] A C loc [ a,b ),wheresis the order of product expression( τ 1 τ 2 τ n )and ( τ 1 τ 2 τ n ) + f L w 2 ( a,b )together imply that: ( j=1 k ( τ j + ) )f L w 2 ( a,b ),k=1,,n1 }. (4.3)

Furthermore,

T 0 ( τ 1 τ 2 τ n )= j=1 n [ T 0 ( τ j ) ] and T 0 ( τ 1 τ 2 τ n ) + = j=1 n [ T 0 ( τ j + ) ]

if and only if,

def[ T 0 ( τ 1 τ 2 τ n )λI ]= j=1 n def [ T 0 ( τ j )λI ],

def[ T 0 ( τ 1 τ 2 τ n ) + λ ¯ I ]= j=1 n def [ T 0 ( τ j + ) λ ¯ I ].

We will say that the product τ 1 , τ 2 ,, τ n is partially separated expressions in L w 2 ( a,b ) whenever Property (4.3) holds.

Lemma 4.5: For λΠ[ T 0 ( τ 1 τ 2 τ n ), T 0 ( τ 1 τ 2 τ n ) + ] we have,

Π[ T 0 ( τ 1 τ 2 τ n ), T 0 ( τ 1 τ 2 τ n ) + ]=Π[ j=1 n [ T 0 ( τ j ) ], j=1 n [ T 0 ( τ j + ) ] ]. (4.4)

Proof: Let λΠ[ T 0 ( τ 1 τ 2 τ n ), T 0 ( τ 1 τ 2 τ n ) + ] , then from definition of the field of regularity we have λΠ[ T 0 ( τ 1 τ 2 τ n ) ] and λ ¯ Π[ T 0 ( τ 1 τ 2 τ n ) + ] , i.e., each of the operators T 0 ( τ 1 τ 2 τ n ) and T 0 ( τ 1 τ 2 τ n ) + has closed range and densely-defined on H with finite deficiency indices. Consequently by Lemma 4.2 each of the operators [ j=1 n T 0 ( τ j )λI ] and [ j=1 n T 0 ( τ j + ) λ ¯ I ] has closed range and their deficiency indices are finite, i.e., λΠ[ j=1 n [ T 0 ( τ j ) ], j=1 n [ T 0 ( τ j + ) ] ] . The rest of the proof follows from definition and Lemma 4.2.

Theorem 4.6: Let τ jp be a regular differential expressions on the interval [ a p , b p ) for j=1,2,,n ; p=1,2,,N . If all solutions of the differential equations [ τ jp λw ]u=0 and [ τ jp + λ ¯ w ]v=0 are in L w p 2 ( I p )   for λ   ; then all solutions of the equations [ j=1 n ( τ jp )λw ]u=0 and [ j=1 n ( τ jp + ) λ ¯ w ]v=0 are in L w p 2 ( I p ) for all λ  . 

Proof: Let n= n jp =orderof τ jp =order τ jp + for j=1,2,,n ; p=1,2,,N . Then by Lemma 2.4 we have:

def[ j=1 n [ T 0 ( τ j ) ]λI ]= p=1 N def [ j=1 n [ T 0 ( τ jp ) ]λI ] = p=1 N j=1 n def [ T 0 ( τ jp )λI ] def[ j=1 n [ T 0 ( τ j + ) ] λ ¯ I ]= p=1 N def [ j=1 n [ T 0 ( τ jp + ) ] λ ¯ I ] = p=1 N j=1 n def [ T 0 ( τ jp + ) λ ¯ I ] ,

for all λΠ[ j=1 n [ T 0 ( τ jp ) ], j=1 n [ T 0 ( τ jp + ) ] ] , p=1,2,,N .

Hence, by Lemma 4.4 we have,

def[ T 0 ( τ 1p τ 2p τ np ) + λ ¯ I ]=def[ j=1 n [ T 0 ( τ j + ) ] λ ¯ I ] = p=1 N j=1 n n jp = n 2 N =order of( τ 1p τ 2p τ np ) =order of ( τ 1p τ 2p τ np ) + .

Thus def[ T 0 ( τ np + τ 2p + τ 1p + ) λ ¯ I ]=orderof ( τ 1p τ 2p τ np ) + and consequently

all solutions of the equations

[ j=1 n ( τ jp )λw ]u=0 and [ j=1 n ( τ jp + ) λ ¯ w ]v=0 ,

are in L w p 2 ( I p ) for all λ .

5. The Point Spectra in Direct Sum Spaces

In this section we shall consider our interval to be I=[ a,b ) . We denote by T( τ ) and T 0 ( τ ) the maximal and minimal operators defined on the interval I. Also, we deal with the various components of the spectra of T 0 ( τ ) and T 0 ( τ + ) as the direct sum of product differential operators j=1 n T 0 ( τ jp )  and j=1 n T 0 ( τ jp + ) , p=1,,N .

Lemma 5.1: Let T 0 ( τ )= p=1 N [ j=1 n T 0 ( τ jp ) ] and T 0 ( τ + )= p=1 N [ j=1 n T 0 ( τ jp + ) ] be a regular differential operators, then the point spectra σ p [ T 0 ( τ ) ] and σ p [ T 0 ( τ + ) ] of   T 0 ( τ ) and T 0 ( τ + ) are empty.

Proof: Let λ σ p [ j=1 n T 0 ( τ jp ) ] . Then there exists a non-zero element φ p D 0 [ j=1 n ( τ jp ) ] such that [ j=1 n T 0 ( τ jp )λI ] φ p =0 , p=1,,N .

In particular, this gives that

[ j=1 n τ jp ] φ p =λw φ p , (5.1)

φ p [ r ] ( a p )= φ p [ r ] ( b p )=0,( r=0,1,, n 2 1;p=1,,N ).

From Theorem 3.10, it follows that φ p =0 and hence

σ p [ j=1 n T 0 ( τ jp ) ]=,p=1,,N .

Similarly,

σ p [ j=1 n T 0 ( τ jp + ) ]=,p=1,,N .

Therefore, by (3.19), we have,

σ p [ T 0 ( τ ) ]= p=1 N σ p [ j=1 n T 0 ( τ jp ) ]=, (5.2)

and

σ p [ T 0 ( τ + ) ]= p=1 N σ p [ j=1 n T 0 ( τ jp + ) ]=; (5.3)

see Naimark ([21], part II, Section 19].

Examples:

1) If X= 2 and T: 2 2 defined by T( x,y )=( y,x ) ( x,y ) 2 , then T is a linear operator but has no eigenvalues, i.e., σ p ( T )=ϕ .

2) If X= 2 and T: 2 2 defined by T( x,y )=( x+2y,3x+2y ) ( x,y ) 2 , then T is a linear operator and has eigenvalues λ=1,4 , i.e., σ p ( T )={ 1,4 } .

3) If X= 2 and T: 2 2 defined by T( x 1 , x 2 , x 3 , )=( 0, x 1 , x 2 , x 3 , ) , ( x 1 , x 2 , x 3 , ) 2 , then T is a linear operator and has no eigenvalues i.e., σ p ( T )=ϕ .

Theorem 5.2: Let

T 0 ( τ )= p=1 N [ j=1 n T 0 ( τ jp ) ] and T 0 ( τ + )= p=1 N [ j=1 n T 0 ( τ jp + ) ]. (5.4)

Then,

(i) ρ[ T 0 ( τ ) ]=ρ[ T 0 ( τ + ) ]= ,

(ii) σ c [ T 0 ( τ ) ]= σ c [ T 0 ( τ + ) ]= ,

(iii) σ r [ T 0 ( τ ) ]= σ r [ T 0 ( τ + ) ]= and σ[ T 0 ( τ ) ]=σ[ T 0 ( τ + ) ]= .

Proof: (i) Let λ , since R[ j=1 n T 0 ( τ jp )λI ],p=1,,N are proper closed subspaces of L w 2 ( a p , b p ) , then the resolvent sets ρ[ j=1 n T 0 ( τ jp ) ] are empty and hence

ρ[ T 0 ( τ ) ]= p=1 N [ j=1 n T 0 ( τ jp ) ] = .

Similarly

ρ[ T 0 ( τ + ) ]= p=1 N [ j=1 n T 0 ( τ jp + ) ] =.

(ii) Since R[ j=1 n T 0 ( τ jp )λI ],p=1,,N are closed for any λ , then the continuous spectrum of j=1 n T 0 ( τ jp ) are the empty sets, i.e.,

σ c [ j=1 n T 0 ( τ jp ) ]=,p=1,,N .

Hence,

σ c [ T 0 ( τ ) ]= p=1 N σ c [ j=1 n T 0 ( τ jp ) ]= .

Similarly,

σ c [ T 0 ( τ + ) ]= p=1 N σ c [ j=1 n T 0 ( τ jp + ) ]= .

(iii) From (i), (ii) and Lemma 3.5, it follows that,

σ r [ T 0 ( τ ) ]= p=1 N σ r [ j=1 n T 0 ( τ jp ) ]= ,

and

σ r [ T 0 ( τ + ) ]= p=1 N σ r [ j=1 n T 0 ( τ jp + ) ]= .

Similarly,

σ[ T 0 ( τ ) ]= p=1 N σ[ j=1 n T 0 ( τ jp ) ]= ,

and

σ[ T 0 ( τ + ) ]= p=1 N σ [ j=1 n T 0 ( τ jp + ) ]= .

Corollary 5.3: Let

T 0 ( τ )= p=1 N [ j=1 n T 0 ( τ jp ) ] and T 0 ( τ + )= p=1 N [ j=1 n T 0 ( τ jp + ) ].

Then,

(i) σ c [ T( τ ) ]= σ c [ T( τ + ) ]= and σ r [ T( τ ) ]= σ r [ T( τ + ) ]= ,

(ii) σ[ T( τ ) ]=σ[ T( τ + ) ]= and σ p [ T( τ ) ]= σ p [ T( τ + ) ]= ,

(iii) ρ[ T( τ ) ]=ρ[ T( τ + ) ]= .

Proof: From Theorem 3.11 and since j=1 n T( τ jp )= [ j=1 n T 0 ( τ jp + ) ] * , p=1,,N , it follows that R[ j=1 n T 0 ( τ jp )λI ],p=1,,N are closed and hence,

R[ j=1 n T( τ j )λI ]= p=1 N R[ j=1 n T( τ jp )λI ] is closed for every λ ; see ([3], Theorem I.3.7). Also by Lemma 3.5, we have

null[ j=1 n T( τ j )λI ]=def[ j=1 n T 0 ( τ j + ) λ ¯ I ] = p=1 N def [ j=1 n T 0 ( τ jp + ) λ ¯ I ]= n 2 N, (5.5)

and

def[ j=1 n T( τ j )λI ]=null[ j=1 n T 0 ( τ j + ) λ ¯ I ] = p=1 N null [ j=1 n T 0 ( τ jp + ) λ ¯ I ]=0. (5.6)

(i) Since R[ j=1 n T( τ jp )λI ] , are closed and def[ j=1 n T( τ jp )λI ]=0 ,

p=1,,N , then by Lemma 3.5 R[ j=1 n T( τ j )λI ]=H . This yields that,

σ c [ T( τ ) ]= p=1 N σ c [ j=1 n T( τ jp ) ]=,

σ c [ T( τ + ) ]= p=1 N σ c [ j=1 n T( τ jp + ) ]=.

Similarly,

σ r [ T( τ ) ]= p=1 N σ r [ j=1 n T( τ jp ) ]=,

σ r [ T( τ + ) ]= p=1 N σ r [ j=1 n T( τ jp + ) ]=

(ii) Since

null[ j=1 n T( τ j )λI ]= p=1 N null [ j=1 n T( τ jp )λI ]= n 2 N

and

null[ j=1 n T( τ j + ) λ ¯ I ]= p=1 N nul l[ j=1 n T( τ jp + ) λ ¯ I ]= n 2 N ,

for all λ   , then we have that,

σ p [ T( τ ) ]= p=1 N σ p [ j=1 n T( τ jp ) ]=, (5.7)

and

σ p [ T( τ + ) ]= p=1 N σ p [ j=1 n T( τ jp + ) ]= (5.8)

It also follows that

σ[ T( τ ) ]= p=1 N σ [ j=1 n T( τ jp ) ]=, (5.9)

σ[ T( τ + ) ]= p=1 N σ [ j=1 n T( τ jp + ) ]=. (5.10)

(iii) From (ii), it follows that,

ρ[ T( τ ) ]=ρ[ T( τ + ) ]=. (5.11)

6. The Field of Regularity in Direct Sum Spaces

We now obtain some results which in fact are a natural consequence of those in Section 5.

Theorem 6.1: Let

T 0 ( τ )= p=1 N [ j=1 n T 0 ( τ jp ) ]and T 0 ( τ + )= p=1 N [ j=1 n T 0 ( τ jp + ) ],

then

(i) Π[ T 0 ( τ ) ]=Π[ T 0 ( τ + ) ]= and for every λ ,

def[ T 0 ( τ )λI ]=def[ T 0 ( τ + ) λ ¯ I ]= n 2 N ,

(ii) Π[ T( τ ) ]=Π[ T( τ + ) ]= and for every λ ,

null[ T( τ )λI ]=null[ T( τ + ) λ ¯ I ]= n 2 N .

Proof: (i) We have from Theorem 3.11 and Lemma 5.1 that, for every λ , [ j=1 n T 0 ( τ jp )λI ] 1 exists and its domains R[ j=1 n T 0 ( τ jp )λI ] are closed subspaces of L w 2 ( a p , b p ) , p=1,,N . Hence, since [ j=1 n T 0 ( τ jp ) ] , p=1,,N , are closed operators, then [ j=1 n T 0 ( τ jp )λI ] 1 are also closed and so, it follows from the Closed Graph Theorem that, [ j=1 n T 0 ( τ jp )λI ] 1 ,p=1,,N are bounded, and hence

Π[ T 0 ( τ ) ]= p=1 N Π[ j=1 n T 0 ( τ jp ) ] = .

From Theorem 3.11, R [ j=1 n T 0 ( τ jp )λI ] ,p=1,,N are n 2 -dimensional subspaces of L w 2 ( a p , b p ),p=1,,N . Thus, by Lemma 3.5,

def[ T 0 ( τ )λI ]= p=1 N def[ j=1 n T 0 ( τ jp )λI ] = p=1 N dimR [ j=1 n T 0 ( τ jp )λI ] = n 2 N,

for every λ . Similarly,

def[ T 0 ( τ + ) λ ¯ I ]= p=1 N def[ j=1 n T 0 ( τ jp + ) λ ¯ I ] = p=1 N dimR [ j=1 n T 0 ( τ jp + ) λ ¯ I ] = n 2 Nforeveryλ.

(ii) As Π[ T 0 ( τ + ) ]= , we have, for every λ that [ T 0 ( τ + ) λ ¯ I ] has closed range, and so, since T( τ )= [ T 0 ( τ + ) ] * , then [ T( τ )λI ]= p=1 N [ j=1 n T( τ jp )λI ] has closed range; see ([3], Theorem I.3.7). Furthermore, from (i),

null[ T( τ )λI ]=def[ T 0 ( τ + ) λ ¯ I ] = p=1 N def[ j=1 n T 0 ( τ jp + ) λ ¯ I ] = n 2 N.

Hence, λΠ[ T( τ ) ] , and so part (ii) of the theorem follows.

Corollary 6.2: The operators T 0 ( τ ), T 0 ( τ + ) form a compatible adjoint pair with

Π[ T 0 ( τ ), T 0 ( τ + ) ]=.

Proof: From Theorem 5.1 part (i) and Lemma 3.7, it follows that,

Π[ T 0 ( τ ), T 0 ( τ + ) ]= p=1 N [ j=1 n T 0 ( τ jp ), j=1 n T 0 ( τ jp + ) ] = .

By using (3.15), the corollary follows.

Theorem 6.3: If, for some λ 0 , there are n 2 N linearly independent solutions of the equations

[ j=1 n ( τ jp ) λ 0 w ]u=0 and [ j=1 n ( τ jp + ) λ ¯ 0 w ]v=0 (6.1)

in L w 2 ( a p , b p ),p=1,,N then, all solutions of the equations

[ j=1 n ( τ jp )λw ]u=0 and [ j=1 n ( τ jp + ) λ ¯ w ]v=0

are in L w 2 ( a p , b p ),p=1,,N for all λ .

Proof: The proof follows from Lemma 3.5 and Lemma 3.6. We refer to [6], ([13], Lemmas 3.3, 3.4) and [14]-[19] for more details.

From Corollary 6.2 and Theorem 6.3 we have the following Lemma.

Lemma 6.4: If, for some λ 0 , there are n 2 N linearly independent solutions of the Equations (6.1) in L w 2 ( a p , b p ) , then λ 0 Π[ j=1 n T 0 ( τ jp ), j=1 n T 0 ( τ jp + ) ] ; p=1,,N see also ([22], Theorem 2.1) and ([24], Lemma 5.1).

Theorem 6.5: Let

T 0 ( τ )= p=1 N [ j=1 n T 0 ( τ jp ) ]and T 0 ( τ + )= p=1 N [ j=1 n T 0 ( τ jp + ) ]

be the minimal operators, defined on the interval [ a,b ) . If Π[ T 0 ( τ ), T 0 ( τ + ) ] is empty, then def[ T 0 ( τ )λI ]+def[ T 0 ( τ + ) λ ¯ I ]2 n 2 N .

In particular, if Π[ T 0 ( τ ), T 0 ( τ + ) ] is empty and n=1 , then

def[ T 0 ( τ )λI ]+def[ T 0 ( τ + ) λ ¯ I ]=N .

Proof: If for some λ 0 ,

def[ T 0 ( τ )λI ]= p=1 N def[ j=1 n T 0 ( τ jp )λI ] = n 2 N

and

def[ T 0 ( τ + ) λ ¯ I ]= p=1 N def[ j=1 n T 0 ( τ jp + ) λ ¯ I ] = n 2 N ,

then,

[ τ λ 0 w ]u=0 and [ τ + λ ¯ 0 w ]v=0

each have n 2 N L w 2 ( a,b ) -solutions (see [6]). Hence by Theorem 6.3, we have that all solutions of ( τλw )u=0 and ( τ + λ ¯ w )v=0 are in L w 2 ( a,b ) for all λ , and hence, by Corollary 6.2, we have that λΠ[ T 0 ( τ ), T 0 ( τ + ) ] . Thus, if Π[ T 0 ( τ ), T 0 ( τ + ) ] is empty, we cannot have,

def[ T 0 ( τ )λI ]+def[ T 0 ( τ + ) λ ¯ I ]=2 n 2 N .

In particular, if n=1 , then by Lemma 3.6 we have that,

Ndef[ T 0 ( τ )λI ]+def[ T 0 ( τ + ) λ ¯ I ]2N ,

so if Π[ T 0 ( τ ), T 0 ( τ + ) ] is empty, we have

def[ T 0 ( τ )λI ]+def[ T 0 ( τ + ) λ ¯ I ]=N .

For a regularly solvable operator, we have the following general theorem.

Theorem 6.6: Suppose for a regularly solvable extension S of the minimal operator

T 0 ( τ )= p=1 N [ j=1 n T 0 ( τ jp ) ] that,

def[ T 0 ( τ )λI ]+def[ T 0 ( τ + ) λ ¯ I ]=K, n 2 NK2 n 2 N,

for all λΠ[ T 0 ( τ ), T 0 ( τ + ) ] . Then,

null[ T 0 ( τ )λI ]+null[ T 0 ( τ + ) λ ¯ I ]K , for all λ .

If Π[ T 0 ( τ ), T 0 ( τ + ) ] is empty, then

null[ T( τ )λI ]+null[ T( τ + ) λ ¯ I ]<K .

Proof: Let

def[ j=1 n T 0 ( τ jp )λI ]= r p , def[ j=1 n T 0 ( τ j + ) λ ¯ I ]= s p ,p=1,,N ,

such that

def[ j=1 n T 0 ( τ jp )λI ]+def[ j=1 n T 0 ( τ jp + ) λ ¯ I ]= r p + s p ,

n 2 r p + s p 2 n 2 for all λΠ[ j=1 n T 0 ( τ jp ), j=1 n T 0 ( τ jp + ) ],p=1,,N . Then, for any closed extension S p of j=1 n T 0 ( τ jp ) which is regularly solvable with respect to j=1 n T 0 ( τ jp ) and j=1 n T 0 ( τ j + ) , we have from ([3], Theorem III.3.5) that,

dim{ D( S p )/ D 0 [ j=1 n ( τ jp ) ] }=def[ j=1 n T 0 ( τ jp )λI ]= r p ,p=1,,N ,

dim{ D( S p * )/ D 0 [ j=1 n ( τ jp + ) ] }=def[ j=1 n T 0 ( τ jp + ) λ ¯ I ]= s p ,p=1,,N .

Hence S p and S p * are finite dimensional extensions of j=1 n T 0 ( τ jp ) and j=1 n T 0 ( τ jp + ) respectively. Thus, from ([3], Corollary IX.4.2), we get

σ ek [ j=1 n T 0 ( τ jp ) ]= σ ek ( S p ),( k=1,2,3;p=1,,N ). (6.2)

Since [ j=1 n T 0 ( τ jp )λI ] has closed range, zero nullity and deficiency r p (see Lemma 3.13), then for any λ , we have that,

Π[ j=1 n T 0 ( τ jp ) ] σ ek [ j=1 n T 0 ( τ jp ) ]=,( k=1,2,3;p=1,,N ).

Therefore,

Δ ek [ j=1 n T 0 ( τ jp ) ]= Δ ek ( S p )=,( k=1,2,3;p=1,,N ) .

Similarly,

Δ ek [ j=1 n T 0 ( τ jp + ) ]= Δ ek ( S p * )=,( k=1,2,3;p=1,,N ) .

Furthermore, the equations

[ j=1 n ( τ jp ) ] φ p = λ 0 w φ p and [ j=1 n ( τ jp + ) ] φ p + = λ ¯ 0 w φ p + ,p=1,,N ,

have at most r p and s p linearly independent solutions for λ 0 respectively. Hence,

null[ T( τ )λI ]+null[ T( τ + ) λ ¯ I ] = p=1 N null[ j=1 n T( τ jp )λI ] + p=1 N null[ j=1 n T( τ jp + ) λ ¯ I ] = p=1 N ( r p + s p ) K, n 2 NK2 n 2 Nforallλ.

But for any λ 0 Π[ j=1 n T 0 ( τ jp ), j=1 n T 0 ( τ jp + ) ] , either λ 0 Π[ j=1 n T 0 ( τ jp ) ] or λ ¯ 0 Π[ j=1 n T 0 ( τ jp + ) ] . If λ 0 Π[ j=1 n T 0 ( τ jp ) ] , then either λ 0 is an eigenvalue of j=1 n T 0 ( τ jp ) or R[ j=1 n T 0 ( τ jp )λI ],p=1,,N , are not closed. Similarly, for λ ¯ 0 Π[ j=1 n T 0 ( τ jp + ) ] . But j=1 n T 0 ( τ jp ) and j=1 n T 0 ( τ jp + ) have no eigenvalues; then if λ 0 Π[ j=1 n T 0 ( τ jp ), j=1 n T 0 ( τ jp + ) ] , we have R[ j=1 n T 0 ( τ jp )λI ] and R[ j=1 n T 0 ( τ jp + ) λ ¯ I ],p=1,,N are both not closed, and so we cannot have,

null[ T( τ )λI ]+null[ T( τ + ) λ ¯ I ] = p=1 N null[ j=1 n T( τ jp )λI ] + p=1 N null[ j=1 n T( τ jp + ) λ ¯ I ] =K.

Hence,

null[ T( τ )λI ]+null[ T( τ + ) λ ¯ I ]<K, n 2 NK2 n 2 N,

for all λΠ[ j=1 n T 0 ( τ j ), j=1 n T 0 ( τ j + ) ]= p=1 N Π[ j=1 n T 0 ( τ jp ), j=1 n T 0 ( τ jp + ) ] .

7. Conclusion

We have investigated the location of the point spectra and regularly fields of product differential operators generated by a general quasi-differential expression τ p on any finite number of intervals I p =( a p , b p ),p=1,,N in the setting of direct sums of L w p 2 ( a p , b p ) -spaces of functions defined on each of the separate intervals.

Remark

It remains an open question as to how many solutions of the equations: [ j=1 n ( τ j ) ]u=λwu and [ j=1 n T 0 ( τ j + ) ]v= λ ¯ wv , may be in L w 2 ( a,b ) for any λ , when Π[ j=1 n T 0 ( τ j ), j=1 n T 0 ( τ j + ) ] is empty, except that we know from above that not all of them are in L w 2 ( a,b ) . We refer to [2] [6] [12]-[19] [22] and [23] for more details.

Acknowledgements

I am grateful to the referee for reading the manuscript carefully and making helpful comments.

Conflicts of Interest

The author declares no conflicts of interest regarding the publication of this paper.

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