Renormalized Solutions of a Nonlinear Elliptic-Parabolic Equation with L1 Data and Finite-Element Numerical Simulation ()
1. Introduction
The movement of water in variably saturated soils is governed by the Richards equation [1], which, after the Kirchhoff transformation
, takes the form
(1)
supplemented with homogeneous Dirichlet boundary conditions and initial datum
in
bounded. Here
is continuous, non-decreasing with
, and
is Lipschitz with
.
When
and
, classical weak solutions are not unique in general [2]. Three equivalent notions have been introduced to restore uniqueness: SOLA [3], entropy solutions [4], and renormalized solutions [5]. The latter, first used for the Boltzmann equation [5] and later adapted to elliptic-parabolic problems by Ammar-Wittbold [6] and Carrillo-Wittbold [7], provide the most flexible framework for handling degenerate diffusions with rough data.
Contributions of this paper.
We prove existence (Theorem 3.4) and uniqueness (Theorem 3.5) of a renormalized solution of (1) with
data, via a two-parameter approximation
and nonlinear semigroup theory (Section 3).
We design and analyse a finite-element/implicit-Euler/Picard scheme (Section 4), establish an
error estimate, and validate it on a Brooks-Corey soil model.
Throughout the paper we work under the following standing assumptions:
is continuous, non-decreasing,
.
is Lipschitz continuous,
.
,
.
2. Functional Setting and Preliminary Results
We write
and denote by
the truncation at level
, by
the Heaviside function, and by sign the sign function. All integrals without explicit domain are over
unless stated otherwise.
2.1. Truncation Operators and Gradient Lemma
Lemma 2.1 (Gradient of truncations, [8]). Let
be measurable on Ω with
for every
. Then there exists a unique measurable function
such that
a.e.,
Moreover, if
then
.
2.2. Integration-by-Parts Formula
Lemma 2.2 ([9] [10]). Let
be continuous and monotone with
. Suppose
with
,
, and
. Then for every
with
,
, and
with
,
2.3. Perturbed Problem and Semigroup Approximation
For
continuous and strictly increasing with
, and
(strictly increasing), define the operator
on the domain
, where
.
Proposition 2.3 ([6] [8]). Under (H1)-(H2),
is
-accretive and densely defined in
. Moreover, as
uniformly on compacts,
.
By nonlinear semigroup theory [11], Proposition 2.3 yields a unique mild solution
of the Cauchy problem
,
. As
and
in
, we have
in
.
3. Renormalized Solutions: Existence and Uniqueness
3.1. Definition
Definition 3.1 (Renormalized solution). A measurable function
is a renormalized solution of (1) if
(i)
,
(ii)
for every
,
(iii) for every
and
,
(2)
(iv) the following energy condition at infinity holds:
(3)
Remark 3.2. Condition (3) selects the physical solution among (possibly infinitely many) weak solutions: it expresses that no energy is dissipated at infinite amplitude levels. When
, the term
is identified with
, which is well-defined by (ii).
3.2. Comparison Lemma
Lemma 3.3 (Monotone comparison). Let
and let
be continuous and strictly increasing with
. Let
be weak solutions of the perturbed problem (1) with perturbations
and
respectively. If
a.e. on Ω,
a.e. on
, and
for all
, then
a.e. on
.
Proof. Taking
as test function and using the identity
together with the same doubling argument as in Lemma 2.2 and Proposition 2.3, one obtains . Since
is strictly increasing,
a.e. □
3.3. Existence
Theorem 3.4 (Existence). Under (H1)-(H3), there exists at least one renormalized solution of (1).
Proof. Step 1: Approximation. Set
,
, and
for
. By
Proposition 2.3 and nonlinear semigroup theory (applied with
, which is strictly increasing), there exists a unique weak solution
of the perturbed problem
(4)
Step 2: Monotonicity and pointwise limits. By Lemma 3.3,
where
and
are measurable and almost-everywhere finite (see [6]).
Step 3: Energy estimate. Choosing test function
in (4), where
is a cut-off near
, using Lemma 2.2 and the monotonicity of
, one obtains
(5)
By the Poincaré inequality,
is bounded in
, so
weakly in
.
Step 4: Strong convergence of truncations. Taking
as test function in the equation satisfied by
, one shows that
(where
involves the time derivative,
the gradient cross-terms, and
the convection), yielding
. Combined with the weak convergence, this gives
(6)
Step 5: Passage to the limit. Using the strong convergence (6) and the Lebesgue dominated convergence theorem, one passes to the limit in each term of the equation for
as
to obtain (2).
Step 6: Energy condition at infinity. Taking
as test function and letting
, then
with
, yields (3). □
3.4. Uniqueness
Theorem 3.5 (Uniqueness and comparison). Under (H1)-(H3), for
let
,
, and
be renormalized solutions of (1) with data
. Then, for all
,
(7)
In particular,
a.e. when
and
.
Proof sketch. The proof uses the double-variable technique of [7], exploiting the structural condition
which holds for
since
is Lipschitz. A doubling of both the space and time variables, combined with the energy condition (3), yields (7). □
4. Numerical Scheme and Analysis
Since the domain is one-dimensional,
, the vertical coordinate
of the analytical model coincides with the spatial coordinate
used in the finite-element discretisation. Consequently, the gravitational convection term
appearing in the flux
is written in the finite-element coordinates as
so that the weak contribution of this term against a test function
reads
.
4.1. Spatial Discretisation by Finite Elements
Let
with
. We construct a mesh
with nodes
and
. The conforming finite-element space is
with nodal basis
. The semi-discrete problem reads: find
such that
(8)
4.2. Temporal Discretisation and Picard Linearisation
With time step
and
, the implicit Euler step gives:
(9)
Since (9) is nonlinear in
, we linearise via a first-order Taylor expansion (Picard method):
where
. This yields, at each Picard step
, the linear system
with stiffness matrix
4.3. Error Analysis
We work under the additional regularity hypotheses:
is Lipschitz with
on every compact (non-degenerate regime of Brooks-Corey [12]).
.
The Picard iteration converges in a uniformly bounded number
of steps (guaranteed when
is small relative to the Lipschitz constant of
).
Theorem 4.1 (Convergence order). Under (H1)-(H6), there exists
independent of
and
such that
(10)
(11)
Proof sketch. Decompose
where
is the elliptic projection error and
. By standard interpolation theory and
-regularity of
,
Testing the error equation for
with
and using the monotonicity of
(hypothesis (H4)) gives
Since
, we obtain (10). The estimate (11) follows analogously without the Aubin-Nitsche duality argument. □
Proposition 4.2 (Unconditional stability). Under (H1)-(H2), for every
and
,
No CFL condition is required.
5. Numerical Experiment: Brooks-Corey Soil Model
5.1. Physical Parameters
We validate the scheme on a one-dimensional infiltration problem with Brooks-Corey constitutive relations [12] (see Table 1 for the physical parameters and numerical settings):
Table 1. Brooks-Corey parameters and numerical settings.
Parameter |
Symbol |
Value |
Unit |
Residual water content |
|
0.064 |
– |
Saturated water content |
|
0.126 |
– |
Air-entry potential |
|
−0.078 |
m |
Pore-size index |
|
24.774 |
– |
Saturated conductivity |
|
0.0095 |
m/s |
Time step |
|
0.01 |
s |
Mesh size |
|
0.01 |
m |
5.2. Initial and Boundary Conditions
Reduction to homogeneous Dirichlet data. The analytical model (1) is set with homogeneous Dirichlet boundary conditions
and the finite-element space
enforces
. In the numerical experiment the physical boundary data are
and
. To reconcile these with the analytical framework, we introduce the affine lifting
which satisfies
and
, so that
belongs to the homogeneous space
for all
. The equation for
retains the same form as (1) with a modified right-hand side (since the lifting is affine), thereby preserving the structure of the analytical model. In the remainder of this section,
denotes the lifted variable
and all results of Sections 3-4 apply without modification.
Initial condition. The initial condition is chosen as
which satisfies
(surface at saturation) and
(unsaturated base), consistently with the boundary data above. Its derivative
reflects a physically realistic suction profile increasing with depth.
5.3. Results and Discussion
Figure 1 shows the evolution of the matric potential
over ten time steps.
Figure 1. Evolution of the matric potential
over ten time steps (
). The blue curve is the initial condition; as
the profile tends uniformly to zero (fully saturated medium). Computed with Scilab on a mesh of
nodes.
The simulation exhibits three physically consistent features:
1) The initial profile (blue) displays a strong gradient near
, consistent with the prescribed base condition.
2) As
increases,
converges uniformly toward zero, reflecting the progressive saturation of the medium.
3) Convergence is rapid in the early steps and slows as the profile becomes quasi-uniform—a behaviour well-known from Richards equation theory.
Unconditional stability (Proposition 4.2) justifies the choice
independently of any CFL constraint.
6. Conclusions
We have established the well-posedness of the Richards-type elliptic-parabolic problem (1) in the renormalized sense for
data, and designed a provably convergent and unconditionally stable finite-element scheme. The two-parameter approximation
provides a flexible tool for handling the degeneracy of
and the lack of integrability of the data simultaneously.
Several extensions are natural:
Multidimensional simulations on unstructured meshes (FEM or FVM).
Extension to the fully degenerate case
(Richards equation at full saturation) using time-space estimates of [10].
Adaptive time-stepping guided by the Picard convergence rate.
Acknowledgements
The authors thank the members of the Numerical Analysis and PDE Research Group at UCAD for stimulating discussions.