Health-Related Quality of Life Post Total Knee Arthroplasty among Patients Treated at Muhimbili Orthopedics Institute (MOI), Dar es Salaam, Tanzania ()
1. Introduction
The essence of health-related quality of life as a desired long-term post-TKA outcome has increased in importance in clinical practice [1]. Knee arthroplasty is associated with significant improvement in health-related quality of life after a period of knee pain, stiffness, and impaired function (HRQoL) [2]. The primary reasons for using HRQoL in assessing outcomes in arthroplasty are that the results of arthroplasty are not specific to the joint or limb but to the overall impact on health [3].
The term QoL began to be used in the early 1960s following changes in health and the demographic profile of late modern societies [4]. In an editorial titled “Medicine and Quality of Life”, the author [5] argued that emerging technologies, including total knee arthroplasty, raised new concerns for surgeons. Among these concerns were the questions of how a surgeon can protect a patient’s quality of life, and how quality of life can be improved in other patients in the future without jeopardizing that of the particular patients through whom this new knowledge is gained.
In the 1970s, early QoL assessments led surgeons to favor function-preserving procedures over radical operations when patient-reported pain and mobility predicted superior postoperative functioning. Medical practices have always involved dilemmas, tragic and painful choices leading to seeking attention during the selection of patients for surgical treatment [6]. Innovative and aggressive therapies/treatments like TKA have successful outcomes, thus generating increased demand for evaluation of the quality of life among patients postoperatively [7].
The sacrifices required for the increased length of life and the side effects associated with some therapeutic procedures have highlighted the need to consider not only survival but also the QoL of a human being post-TKA [8].
In the 1980s, QoL began to be considered as a means of guiding decisions about whether to limit treatments if patients had comorbidities or for the selection of patients after optimization, as health care resources were scarce to meet the expectations and satisfaction of patients [9]. The concept of health had undergone more changes, passing from negative health measures such as death, disease, disability, discomfort, and dissatisfaction, towards more positive domains as per the definition of WHO: “a state of complete physical, mental and social well-being and not merely the absence of disease or infirmity” [10] [11].
With increasing national populations and changing lifestyles in the developing world of Sub-Saharan Africa, most agreed that the disease burden due to knee osteoarthritis is most likely to increase dramatically over the next decade and beyond [12] [13]. Assessing patients’ quality of life in light of the projected increase in health care service, baseline data are needed [14]. However, assessing a patient’s health condition that comes from the patient without interpretation of the patient’s response by the surgeon or anyone has gained importance among post-TKA patients [15]. The holistic approach of HRQol evaluation of patients enables one to determine how TKA or comorbidities influence their general well-being [16] [17]. Socio-demographic characteristics and comorbidities have pervasive effects on quality of life [18] [19]. Each comorbid disease may have its own impact on QoL. For instance, uncontrolled hypertensive patients have risks for stroke or ischemic heart disease. Post-TKA outcomes, socio-demographic characteristics, and comorbidities are among the success stories of modern medicine for both administrators and health care providers regarding the quality of life of patients during follow-up [20].
Quality of life among post-TKA patients has been studied more in North America, Asia, Europe, and partly in Northern and West Africa [21]-[23]. There is a relative scarcity of data on HRQoL post-TKA in Sub-Saharan African countries, including Tanzania. It is high time for this study to evaluate the HRQoL post-TKA among patients attended at Muhimbili Orthopedics Institute after more than a decade of this procedure. Findings from this study will serve as a baseline for other studies in our country.
2. Material and Methods
Post-TKA patients were identified in the Arthroplasty clinic during follow-up by research assistants. Six weeks and above post-TKA, patients were interviewed on their demographic information, medical comorbidities, and information on quality of life based on relief of pain and stiffness of the knee, as well as on physical function. The patient-reported outcomes model was applied. The WOMAC and SF-36 are the most used measures for assessing HRQoL post-TKA and general health status, respectively.
Presentation of the scale [36-Item Short Form Survey (SF-36)] ranging from 0 to 100, with a higher score considered a better general health status. Evaluation of knee-specific outcomes post-TKA was conducted using the Western Ontario and McMaster Universities Osteoarthritis Index (WOMAC), whose general score ranged from 0 to indicate no pain, stiffness, or limitation of physical function; as it increases up to 100, it indicates the presence of impairment and unsatisfactory outcomes of surgery. Presence of medical comorbidities was correlated with the general health status of participants post-TKA.
Collected data were checked for completeness, coded, and entered into SPSS software version 23 for storage and subsequent analysis. Categorical variables are summarized in proportions, while continuous variables were summarized into means and standard deviations. Data analysis was done using the Chi-square test, and Fisher’s exact test was used to determine the association between different variables. Significance was considered where the p-value was less than 5%.
3. Results
1. Socio-demographic characteristics
A total of 72 patients met the inclusion criteria with all information found, of whom 47 (65.28%) were female. Participants’ ages ranged from 41 to 83 years, with the majority of participants in the 51 - 60 age group. The majority of patients were retired, with approximately 45.8%. Approximately 88% were more than two months post-TKA, while 13 (18.06%) were those who underwent TKA more than 1 year ago. These variations in time were due to follow-up in physiotherapy and medical clinics for different comorbidities they had (Table 1).
Table 1. Socio-demographic characteristics of respondents.
Variable |
Frequency (N = 72) |
Percent (%) |
Sex |
|
|
Female |
47 |
65.28 |
Male |
25 |
34.72 |
Age group |
|
|
40 - 50 |
8 |
11.11 |
51 - 70 |
48 |
66.66 |
70+ |
16 |
22.22 |
Work status |
|
|
Retired |
33 |
45.83 |
Employed |
25 |
34.72 |
Unemployed/self employed |
14 |
19.44 |
Duration post TKA |
|
|
6 Weeks - 3 month |
9 |
12.5 |
4 - 7 Months |
37 |
51.39 |
8 - 12 Months |
13 |
18.06 |
1 Year+ |
13 |
18.06 |
Table 1 shows a female predominance of 65.28%; most of the participants were retirees, ≥51 yrs.
Other medical conditions reported include obesity, heart disease, renal diseases, neuropathy, and degenerative diseases of other joints.
2. Medical co-morbidities among participants
Out of the 72 participants, 53 (73.6%) reported medical co-morbidities. The conditions reported included hypertension with a median of 22.8, ranging from 10.9 to 58.7, and diabetes mellitus with a median of 18.5. Additionally, many also reported more than one chronic condition such as back pain, heart disease, hip pain, renal diseases, neuropathy, and contralateral knee pain on top of hypertension and diabetes mellitus (Figure 1).
Figure 1. Graph of medical comorbidities among participants.
Most of the participants who had more medical comorbidities were female, accounting for 50% (36/72). The distribution of medical comorbidities did not differ significantly between the sexes (p-value of 0.986). Table 2 depicts the distribution of medical comorbidities reported by study participants based on gender.
Table 2. Distribution of medical co-morbidities by sex.
Variables |
Male |
Female |
Total |
P Value |
|
Frequency
(N = 25) |
Frequency
(N = 47) |
|
|
Medical Co morbidities |
|
|
|
|
DM only |
0 (0.00) |
1 (100.00) |
1 |
0.986 |
HTN only |
4 (44.44) |
5 (55.56) |
9 |
|
DM & HTN only |
1 (25.00) |
3 (75.00) |
4 |
|
DM with other medical |
0 (0.00) |
1 (100.00) |
1 |
|
HTN with other medical |
5 (31.25) |
11 (68.75) |
16 |
|
HTN, DM, and other medical |
3 (30.00) |
7 (70.00) |
10 |
|
Others medical condition |
4 (33.33) |
8 (66.67) |
12 |
|
Key: DM—Diabetes mellitus; HTN—Hypertension; other medical conditions reported (obesity, heart disease, endocrine disease (prostate disease), renal diseases, neuropathy).
Interpretation of pain dimension:
None 100%, Very mild 84%, Mild 72%, Moderate 61%, Severe 52%, Very severe 40%
Interpretation of the general health dimension:
Excellent 100%, Very good 85%, Good 60%, Fair 25%, Poor 0%.
3. Health-related quality of life—SF-36 score
The lowest quality of life observed mean score and standard deviation of SF-36 were general health 50.3 (17.8), and the highest score was mental health—96%. Other scores are shown in (Table 3).
Table 3. Quality of life post TKA using SF-36 scores of participants.
Variables |
Mean (%) |
Std. Dev. |
Min |
Max |
SF-36 score |
|
|
|
|
General health well-being (GH) |
50.3 |
17.8 |
10.0 |
100.0 |
Bodily pain (BP) |
76.9 |
15.9 |
43.3 |
100.0 |
Physical functioning (PF) |
83.5 |
18.3 |
50.0 |
100.0 |
Emotional limitation (RE) |
69.2 |
12.7 |
36.4 |
100.0 |
Role of physical (RF) |
50.0 |
19.6 |
20.0 |
100.0 |
Vitality (VT) |
59.8 |
9.1 |
29.2 |
100.0 |
Social function (SF) |
64.7 |
22.4 |
20.0 |
100.0 |
Mental health (MH) |
96.0 |
16.2 |
55.0 |
100.0 |
Key: Mean value 0 to 100 meaning from worse to better HRQoL.
4. Health-related quality of life—WOMAC Score
The total mean score of WOMAC for evaluation of quality-of-life post TKA was 38.4 at 6 weeks; 18.3 at 3 - 7 months; 15.8 and 23.4 at 8 - 12 months and more than a year, respectively.
Figure 2. Graph of the mean score of quality of life post-TKA of participants (WOMAC). Key: WOMAC scores: Pain 0 - 20, stiffness 0 - 68, function 0 - 8; higher scores indicate greater difficulty.
The mean score at only six weeks post-TKA shows that pain relief was 13.76, while knee stiffness relief was 5.1. The function was least improved, with a mean score of 16.2. From three to twelve months post-TKA, all dimensions of pain, stiffness, and function showed improvement in quality compared to those patients operated on one year and above (Figure 2).
5. Association of medical comorbidities and health-related quality of life
Figure 3. Graph of mean scores of participants with/without medical comorbidities.
In this study, the mean score and standard deviation of patients without comorbidities were 23.3 (SD = 10.49), and the mean score and standard deviation of those patients with medical comorbidities were 20.6 (SD = 15.83). There was no statistical difference between the two groups with effect on health-related quality of life (P = 0.5264) (Figure 3).
4. Discussion
Quality of life in postoperative patients, especially TKA, has many aspects that might be used to monitor it. Some of these factors are patient-related (socio-demographic characteristics) and clinically related (medical comorbidities), which influence the outcomes of the operation. Patient-reported outcome measurements, including WOMAC and SF-36, are vital since patients provide information according to their expectations and satisfaction. This study was set out to assess the health-related quality of life in patients who have undergone a Total Knee Arthroplasty at Muhimbili Orthopaedic Institute (MOI).
A total of 72 post-TKA patients met the inclusion criteria and were interviewed, of which females predominated accounting for 63.9%. This finding is slightly similar to a study by Maram et al. [1] in Saudi Arabia, which found that 76.9% of patients post-TKA were female. Another study was done in Nigeria by Katchy et al. [24] assessing the quality of life on early functional outcomes, and reported a male-female ratio of 5:8. Some studies [25] [26] have, however, demonstrated even higher female predominance among patients who underwent TKA. Papakostidou et al. [27], in a cohort study of 224 patients evaluating HRQoL post-TKA, found that 79.4% of patients were female. Studies done [7] [17] in different parts of the world have found that women were either more adversely affected by osteoarthritis or presented with a worsening disease process due to multiple reasons, including hormonal differences in men and women (exogenous and endogenous), which play a great role in OA, the anatomical difference of the knee, active lifestyle like athletes, and work which exposes to mechanical stress. The population of Tanzania according to the projection of 2021, women were 51% [13].
The study showed that 61.11% of patients had financial support of health services through the National Health Insurance Fund, while cost-sharing and full government support were 22.22% and 16.67%, respectively. These findings were similar to those of Felix et al. a [28] study conducted in Germany, whereby 69% of respondents had insurance for health services. These results were different from the study conducted at National Orthopedics Hospital, Enugu in Nigeria [24] whereby most of the patients use their own money due to the unestablished health insurance scheme of the country. Constraints of financial support among patients pre- and post-TKA have ties with HRQoL. Socio-economic support of patients in the study revealed a better quality of life during follow-up. Cultural beliefs, which encourage unorthodox health care patronage as cheap treatment, cause loss in follow-up clinics. In this regard, close follow-up of post-TKA patients is needed using specific and generic tools to address biological, social, and psychological factors for improvement of QoL.
In this study, the burden of medical comorbidities among patients who had undergone TKA was 73.6%, of whom 81.1% (43/53) had more than one comorbidity. Patients with hypertension were 17.0% (9/53), while hypertension and diabetes mellitus were recorded in 7.5% of patients (Table 2). These results were similar to an observational study by Mukasa et al. [29] done in Zambia at Zambian-Italian Orthopaedic Hospital, which showed that 41.18% (21/51) of patients had comorbidities and hypertensive were 13.7%, while those who had diabetes and hypertension were 5.9%. Zambia, as a neighbor of Tanzania, has many similarities in culture and disease burden. Studies done by Souza et al. [25] and Pugely et al. [19] showed that the prevalence of comorbidities among post-TKA patients was 82.7% and 85%, respectively, which is slightly higher than in this study. This difference could be due to the habit of regular medical checks among citizens without waiting for symptomatic presentation of diseases. The presence of comorbidities among patients is associated with prolonged use of medications to control disease(s) or symptoms, as well as additive use of other resources due to multiple admissions in health facilities, hence, reduced quality of life [8] [30]. In this study, the distribution of comorbidities differed between males and females, whereby females who had comorbidities were 67.92% (36/53), more with hypertension and other medical comorbidities in combination; however, there was no significant difference with men (P-value = 0.986), Table 2. Though this study did not assess the costs of optimization of each comorbidity pre- and post-TKA, other studies have advocated the importance of a National Joint Arthroplasty Registry to synchronize information for easy retrieval when needed by administrators, economists, and policymakers [19] [31].
The ultimate goal of TKA is to improve quality of life and minimize knee pain among operated patients. WOMAC scores are specific for pain, stiffness, and function of the knee. SF-36 has eight domains relating to self-reported HRQoL: physical functioning (PF), role-physical (RF), bodily pain (BP), general health (GH), vitality (VT), social functioning (SF), role emotional (RE), and mental health (MH). The outcomes of these four (PF, RP, BP, GH) assess physical component scores, and the other four (VT, SF, RE, MH) are for mental component evaluation.
This study showed improvement of physical function by a WOMAC score of 16.2 units, and the stiffness in the knee was 5.1 units, but pain relief did not improve during six weeks post-TKA. Contrary to the study by Papakostidou et al. [27], which showed that patients, especially elders, first improved from pain and knee stiffness due to coping with age-related changes, followed by recovery of functional limitations postoperatively. For young (≤65 years), improvement starts from functional disability, followed by remnants of moderate pain. From their study, the number of patients aged ≥65 years was more than fifty percent, which correlates with findings from this study (Table 1).
Quality of life six months up to a year postoperative; this study revealed that pain and stiffness improved by more than 50% six weeks after surgery. This was similar to a cohort study conducted in Barcelona, Spain, where the participants had WOMAC scores on physical function—13.26 units, pain—5.38 units, and stiffness—1.39 units post-TKA reported during follow-up [32]. The results of this study were different from a study conducted in Blantyre-Malawi at Beit CURE International Hospital, which demonstrated that the health-related quality of life post-TKA using WOMAC score was as follows: pain 17.36 units, physical function 58.41 units, and knee stiffness 7.04 units [13] as shown in Figure 2. These authors reported that patients were operated on by visiting surgeons from high-income countries, who had no experience with TKA in limited-resource countries, and there was also no close follow-up of patients. It is different from MOI since all TKA are done by indigenous arthroplasty surgeons experienced for more than two decades. Follow-up is done based on clinical and radiological measures, not including patient-reported outcome measures.
The SF-36 in this study showed good results in the physical domains, such as physical function—83.5%, role physical—50.0%, or bodily pain—76.9%, which are relevant domains that showed patients have a positive quality of life post-TKA (Table 3). This was also demonstrated by a study conducted by Kapetanakis et al. [33] in Greece, which observed an improvement in quality of life and physical activities post-TKA, with a bodily pain score of 62.25% in SF-36 [34]. The results suggest that despite large postoperative improvement in physical function, the patients’ knees that underwent TKA still may not achieve the same functioning and movement as a normal joint, as found in a physical role score—50%.
5. Conclusion and Recommendations
5.1. Conclusion
This study found that many post-TKA patients at MOI have comorbidities, and the cohort was predominantly female, yet the between-group comparisons by comorbidity status were not statistically significant (P = 0.5264), possibly due to limited power and sampling bias. Health-related quality of life among patients showed good progress over time in pain, joint stiffness relief, and physical function. Evaluation of quality of life using patient-reported outcome measures during follow-up clinics will enable both surgeon and patient to meet expected outcomes during this era of competitive quality health services provision in Tanzania.
5.2. Recommendations
1. More research needs to be done on the health-related quality of life after TKA, starting with preoperative assessments, so as to compare improvement in outcomes between more than one center with THA.
2. There is a need for future studies to investigate how unmanaged comorbidities correlate with increased healthcare utilization and costs after TKA to better inform health policymakers.
Ethical Clearance
It was obtained from the MUHAS and MOI Research and Publication Committee.
Funding
Ministry of Health, Community Development, Gender, Elderly & Children, Government of the United Republic of Tanzania.
List of Abbreviations
ADL |
Activities of daily living |
DJD |
Degenerative joint disease |
HIV |
Human Immunodeficiency Virus |
HAART |
Highly Active Antiretroviral Therapy |
HRQoL |
Health-related quality of life |
IRB |
Institutional Review Board |
MoHCDEC |
Ministry of Health, Community Development, Gender, Elderly & Children |
MOI |
Muhimbili Orthopedics Institute |
MUHAS |
Muhimbili University of Health and Allied Sciences |
NHIF |
National Health Insurance Fund |
OA |
Osteoarthritis |
PRO |
Patient-reported outcome |
PROMs |
Patient-reported outcome measures |
QoL |
Quality of life |
SF-36 |
Short Form Health Survey 36 items |
TKA |
Total knee arthroplasty |
WHO |
World Health Organization |
WOMAC |
Western Ontario and McMaster University Osteoarthritis |