Normalized Solutions for the Kirchhoff-Schrödinger Systems with Weakly Attractive Potentials ()
1. Introduction and Main Results
The focus of this paper is on the nonlocal Schrödinger system with weakly attractive potentials in
:
(1.1)
with the normalization constraint
(1.2)
where
for
. Assume
and
.
are Lagrange multipliers.
are potential functions satisfying
(V1)
and there exists
such that
, where
(V2) set
and there exists
such that
.
(V3) set
, where
and
for some
, there exists
such that
, where
.
An example satisfying the conditions (V1)-(V3) is
with constant
and suitable small constant
. Obviously,
also satisfies the conditions (V1) (V3).
For the study of Kirchhoff, Li, Luo and Yang [1] studied a Kirchhoff equation with a combined nonlinearity given by:
(1.3)
where
. They demonstrated the existence of multiple solutions when
and
, as well as ground states for the cases
and
. Additionally, their work provided insights into the asymptotic behavior of the obtained solutions. In contrast, when
, Carrião, Miyagaki and Vicente [2] investigated the scenario. They established the existence of ground states for the equation when
or , offering complementary results to those of Li et al.
Ye [3] studied the nonautonomous Kirchhoff-type problem:
(1.4)
where
, and
satisfies
Using the concentration compactness principle, Ye demonstrated the existence of a minimizer under certain conditions. Specifically, the author established that there exist constants
such that for
,
, and
, the problem (1.4) admits a minimizer. This result highlights the role of the compactness argument in proving the existence of solutions in the presence of nonautonomous potentials.
Over the past two decades, systems, which similar to (1.1), have garnered significant attention due to their important physical background. When
, the
, leading to its classification as a Kirchhoff-Schrödinger system, is nonlocal term of system (1.1). This nonlocal nature is associated with the following equation
which was proposed by Kirchhoff in 1883 [4]. This equation not only serves as an extension of the classical D’Alembert’s wave equation but also relevant in biological contexts. Over the last few decades, Kirchhoff-type problems have drawn considerable attention, beginning with Lions’ foundational work [5], which established abstract framework for such problems. Since then, numerous important results have been developed, evidenced by works in [6]-[10]. For a more detailed discussion on the physical implications of systems such as (1.1), as well as additional physical and mathematical interpretations, we refer the reader to [11]-[13], along with the references cited in these works.
Building on this foundation, there has been growing interest in exploring the existence of normalized solutions. For example, the existence and multiplicity of normalized solutions for Schrödinger systems have garnered significant attention in recent years, as explored in studies such as [14]-[16] and related references. A notable example is the system
(1.5)
which has been analyzed under various parameter settings. For
, when
,
, and
, the existence and multiplicity of normalized solutions were established in [17]-[19]. For
, when
,
,
and
, Li and Zou [20] investigated the associated Pohoaev manifold and proved the existence of a normalized solution. When
,
,
and
, Luo et al. [21] analyzed the existence, nonexistence, and asymptotic properties of normalized solutions, particularly in the Sobolev critical case. More recently, Liu and Fang [15] studied the system for
,
and
, proving both the existence and nonexistence of normalized solutions. These studies illustrate the breadth of research on Schrödinger systems, addressing various nonlinearities, couplings, dimensions, and parameter regimes.
Furthermore, Hu and Mao [22] considered the following Kirchhoff-Schrödinger system
(1.6)
having prescribed mass
, where
,
for
,
and
. They established multiple positive radial vector solutions using variational methods combined with a constrained minimization approach.
Building on the results discussed earlier, a natural question emerges: does system (1.1) admit multiple normalized solutions? In this paper, we confirm this with a positive answer. Notably, when
, the existing literature offers limited insights into system (1.1). Our objective is to address this gap by extending the findings of [22] to the Kirchhoff-Schrödinger system with potentials, thereby broadening the understanding of such systems.
Recently, growing attention has been directed toward the Kirchhoff-Schrödinger system, which is exemplified by (1.1). Similar to the case of the equation, where
is considered an unknown Lagrange multiplier, the problem (1.1) can be viewed as a characteristic value issue. Within this framework, solving (1.1)-(1.2) involves analyzing constrained variational problems. Normalized solutions are then obtained by identifying the critical points of the energy functional
, defined by
(1.7)
on
, where
for all positive constant
.
To address compactness issues, we restrict our analysis to a radial framework. Specifically, we seek critical points of the functional
restricted on
, where
and
represents the space of radial
-functions on
. The radial restriction allows us to invoke compact embedding theorems, which are essential for the variational arguments. By invoking the principle of symmetric criticality, we ensure that critical points of
constrained to
are also critical points of
when constrained on the broader set
. Set
Clearly, critical points of
lie within the Pohoaev manifold
where
which is the Pohoaev identity.
To present our results, we define the set
for all
and assume the following condition:
(M1)
,
.
The mathematical role of these constraints, such as ensuring the nonlinearities are well-behaved and avoiding compactness loss.
Now, the main result can be stated as follows.
Theorem 1.1. Given that condition (M1) is satisfied. Subsequently, there exist three positive constants
,
,
ensuring that, for
and
,
(i) System (1.1)-(1.2) admits a solution
, which is positive radial vector, for some
. Additionally,
;
(ii) System (1.1)-(1.2) admits a solution
, which is positive radial vector, for some
. Additionally,
and
.
We now proceed to present the proof of Theorem 1.1. To prove Theorem1.1 (i), we begin by demonstrating that under the condition (M1), the following inequality holds:
(1.8)
Additionally, we show the existence of constants
,
such that for any
, we have
(1.9)
With these results in hand, a min-max structure of the mountain pass type can be introduced. Specifically, there exists
, ensuing that for all
, the desired conclusions follow that
(1.10)
where
.
This approach allows us to search for a mountain pass solution. There are two primary challenges in the proof. One is to show the boundedness of
sequence
in
. By employing the method described in [23], we get a
sequence, along with the property that
. Utilizing this property, we can show that the functional is coercive, leading to the
converges weakly to
in
. The other is proving the compactness of
sequence. Establishing
is the crucial step. To address this requirement, we must excluding both the semi-trivial solutions and the trivial solutions of the problem (1.1), which introduces a complication not present in the case of Kirchhoff equation. In order to tackle this challenge, we employ the technique outlined in [[24], Lemma A.2] and integrating the uniqueness of positive solutions to Equation (2.1) with energy estimations.
In order to prove Theorem (1.1) (ii), we naturally introduce the following minimization problem for all
, derived from Equation (1.8) and Equation (1.9),
(1.11)
Moreover, we define
(1.12)
where
for
,
. It follows from
that we divide
into
where
In this paper, we define the
-norm as
and the
-norm as
. The symbols
and
represent weak and strong convergence in the corresponding function spaces, respectively. The notation
and
is used to indicate definitions, and
denote positive constants.
The structure of the paper is as follows: Section 2 introduces preliminary results. In Section 3, we prove the existence of mountain pass solutions, specifically addressing Theorem 1.1 (i). Section 4 explores the connection between the functional’s structure and the Pohoaev manifold, concluding the proof of Theorem 1.1 (ii).
2. Preliminarie Results
In this segment, we introduce foundational outcomes that are slated for recurrent application in the subsequent sections of the manuscript. Initially, we summarize some key inequalities.
Lemma 2.1. ([25] Gagliardo-Nirenberg inequality): For any
, there exists a constant
such that
where
.
By Lemma 2.1, we get
where
.
We shall require certain findings about the Kirchhoff equation in the following proof:
(2.1)
where
and
. We define the energy functional of Equation (2.1) as
The corresponding minimization energy is
(2.2)
Lemma 2.2. [26]-[28] If
and
. Subsequently, Equation (2.1) possesses an exclusive positive radial solution
(up to translations) for certain values of
, and
.
Lemma 2.3. Assume
,
are defined in (V1), (V2) and (V3). If
is bounded in
, then we have
(i)
,
,
(ii)
,
.
Proof. Since
is bounded in
, we may assume that
By
, there exists two constant
and
such that
,
and
where
, then
where
is large enough. Similarly, the result of
can be obtained by the above proof.
Lemma 2.4. [[29], Lemma 2.4] Assume that
. If
in
,
then up to a subsequence
Lemma 2.5. Suppose that the condition (M1) is satisfied and
, then
.
Proof. Set
, through simple calculations, we obtain
where
. Assume that
is sufficiently small, then
, where
. Since
it can be readily verified that
when
is sufficiently small if (M1) holds.
Lemma 2.6. Suppose the condition (M1) is satisfied, then there exist
,
such that for any
,
Furthermore, there exists
, ensuring that
Proof. Set
, thus, for all
, we have
where
,
and
. According to (M1), we know that
,
. Select a sufficiently large value for
ensuring that
Moreover, we can take
sufficiently small ensuring that
Hence, for any
and
, i.e.,
, we have
According to the continuity of
and the fact that
, we can find an extremely small number
such that
when
. Thus
for any
.
Lemma 2.7. Assume that
. Suppose that the
sequence
restricted on
is bounded, then we can find a
and a sequence
such that up to a sub-sequence
(i)
in
,
, in
for
.
(ii)
in
.
(iii)
in
.
(iv) problem (1.1) admits a solution
for some
if
satisfies the additional property
, where
is defined by (ii).
Proof. (i) is clear. By the fact of
and Proposition 5.12 in [30], we can take two sequences of real numbers
so that
(2.3)
where
as
. For further information, it is advisable to consult [[23], Lemma 3.2]. Testing Equation (2.3) with
and
, we get
By the boundedness of
in
and
for
, it can be deduced that the sequences
are bounded. Consequently, it is reasonable to presume that
converges strongly to
. Based on (ii) and (iii), the proof of (iv) is achievable through the method described in [[31], Proposition 2.10]. As the verification process is identical, we do not proof it here.
□
Lemma 2.8. Suppose that the Lemma 2.6 are satisfied, it follows that
converges strongly to
in
when
. In this similar way, we can get the sequence
converges strongly to
in
when
.
Proof. Set
(2.4)
By Lemmas 2.3 and 2.6, we can get
and
Hence
Since
we get
. □
3. Proof of Theorem 1.1 (i)
Lemma 3.1. Suppose that (M1) is satisfied, then for
, we can take a
sequence
for
at the level
, which satisfies
,
and
.
Proof. Our proof approach will adhere to the methodological framework delineated in [[23], Lemma 5.5]. Let defined by
where
. Set
. Thus,
when
. We set
and
Pay attention to the fact that
. Indeed, by the definitions of
and
, this equation is directly inferred from the premise that the mapps
and
satisfy
It is observed that
holds when
. Then, we can assume the existence of a minimization sequence
, where
. According to [[32], Theorem 4.1], we can find a
sequence
for
and
. By
and direct calculation
for
, we have
. Hence,
is also a
sequence for
. Let
then
is a
sequence for
and then
implies
. □
According to Equation (2.4), we rewrite Equation (1.1) as
(3.1)
Its corresponding Pohoaev identity as following:
(3.2)
Lemma 3.2. Suppose the condition (M1) is satisfied and
, then we can find a positive radial solution
to the system (1.1) for some
and
.
Proof. By Lemma 3.1, it is possible to find a Palais-Smale sequence
for
at the level
. We first prove that
is
bounded in
. Since
, we have
where ,
,
and
. Therefore,
is bounded in
Consequently, it can be inferred that
According to Lemma 2.7, we can take a sequence
such that
in
,
is the solution of the system (3.1) and
. Since
,
, then
.
Now, we prove
. The condition
implies
(3.3)
By Equation (2.4), we have
As the sequence
converges to
in
for
, then it can be inferred that
of Equation (3.3) converges to
Combining
, we have
Hence,
, and then,
. □
Proof of Theorem 1.1. By Lemma 3.2, we only need to show
. Since
satisfies Equation (1.1), it follows that
Let
, since
combining
, we have
and then,
where
,
when
.
Consequently, it follows that at least one of the
or
is negative. For the sake of argument, let us assume
. According to Lemma 2.8, we have
and
in
. If
, we have
From [[24], lemma A.2], we can know that
Therefore,
and
is the solution of the following equation
(3.4)
By lemma 2.2,
is unique and
, which contradicts
. Consequently, it follows that
is negative, which implies that
. In the end, using the maximum principle, it can be infer that
in
. □
4. Proof of Theorem 1.1(ii)
Let
, then for each
(4.1)
where
,
,
,
,
and
. One can easily verify that
and
.
Lemma 4.1. Suppose the condition (M1) is satisfied, then we can find a constant
, ensuring that
possesses a global maximum point at the positive level and a local minimum at the negative level, which are uniqe when
. Furthermore, it is observed that
depending on
such that
and
if and only if
.
Proof. Without loss of generality, we may assume that
. We only show the proof for
, the proof for case
is similar. Let
, for
, we have
Let
, then
if and only if
. Clearly,
possesses a maximum point which is unique
and
where
and
. Therefore, we are able to make
as small as necessary, ensuring that
. Then, we can find a constant
, ensuring that
on
when
. Since
as
, it is evident that
can find a local minimum on
. Therefore,
must possess a minimum of two critical points. Set
, then
So
if and only if
. As the presence of a sole global maximum for
, it leads to
possesses no more than two solutions, i.e.,
possesses no more than two points. □
Remark 4.1. If
, we have
Through computational analysis, it is easy to know that
exists a global maximum point
with
where
.
Moreover,
when
is sufficiently small. Therefore, we are able to make
as small as necessary, ensuring that
. The case of
is similar.
Lemma 4.2. Suppose the condition (M1) is satisfied, then we can find a constant
, ensuring that
when
. The
is a submanifold of
with a codimension of three in
.
Proof. Assume that there exists
, then
(4.2)
and
(4.3)
Combine (4.2) and (4.3), we have
and then
where
. Hence, there exists
, independent of
such that
. By (4.2) and (4.3), we can get
Suppose
, we can infer that
. There is a conflict. So
, then
where
,
and then,
where
. Hence
There is unachievable when
is sufficiently small.
Next, we verify that
is a submanifold of
with a codimension of three in
. Note that
where
. We just have to attest this map
is a surjective. Otherwise, by the independence of
and
,
must be a linear combination of
and
, i.e., there existn
such that
that is,
satisfies the following system
According to the Pohoaev identity, we can get
and then
, there is a conflict. □
Remark 4.2. We can observe that
, where
and
.
We define
,
and
. Next, we begin to investigate the properties of
.
Lemma 4.3. Suppose the condition (M1) is satisfied. For all
, we can infer that the function
possesses two zeros
and two critical points
satisfying the inequality
, where
. Additionally
(i)
and
.
(ii)
for every
and
.
(iii)
.
(iv) The maps
and
belongs to
.
Proof. Clearly, we can get
Thus,
. According to Equation (4.1)
where
. Hence, if
,i.e.,
, we
get
. By
and
, we can infer that
possesses two critical points. Here
represents the local minimum,
denotes the global maximum and
. In addition, they satisfy the following
As with Lemma 4.1, we can prove that
possesses no more than two critical points. Hence,
possesses precisely two points of criticality.
Observe the fact that
, then
. As we know that
is a local minimum point, so
Since
, so
, and then
.
Similarly,
. Furthermore, due to the monotonic nature and considering the asymptotic behavior,
possesses precisely two zeros
and they satisfy
.
It remains to show that the maps
and
are of class
. Utilizing the theorem of implicit function on
, and using facts that
and the reality that a continuous transition from
to
is impossible. Thus, the analysis shows that
and
belong to the
class. □
Lemma 4.4. Suppose the condition (M1) is satisfied. For all
, we have
and
such that
. Additionally
(i)
and
.
(ii)
.
(iii)
where
.
Proof. We can suppose that
which is without generality loss. Clearly,
as
and
as
where
. Hence, the function
attains its
global minimum at the point
, which is below the zero level. In order to prove the critical point of
is unique, we can see that
is equivalent to
Through some calculation analysis, it becomes evident that the equation possesses a single solution. Therefore,
. By minimality
, and since
, we deduce that
, and then
Furthermore, due to the monotonic nature and considering the asymptotic behavior, the function
possesses a sole zero point
and satisfying
. As
, then
at
. Hence,
. It follows that
where
. □
Remark 4.3. By Lemma 4.3 and 4.4, we can get
and
where
.
According to Equation (1.11), we have
, we will study the properties of
as follows.
Lemma 4.5. Suppose the condition (M1) is satisfied. When
, we have
and there is a positive
sufficiently small, ensuring that
Proof. We first prove
. For every
,
. It follows from Lemma 4.3 and Lemma 4.4 that
, namely,
. Thus,
, and then
. For every
, there exists a unique
, such that
According to Lemma 4.3 (ii) and Lemma 4.4, it can infer that
Thus,
. To sum up, we have
. By 4.3 (iii) and Lemma 4.4, we get that
Next, we have to proof . As
, considering the function
is continuous, there is a positive
sufficiently small, ensuring that
where
. Therefore,
for every
. □
Lemma 4.6. Suppose the condition (M1) is satisfied. When
, we have
.
Proof. We only prove
. For every
Thus,
. For all
satisfying
, as defined in Lemma 4.1, we have
where
are given by equation (4.1). Thus
where
. In addition, because
is continuous, by using the proof from Lemma 4.5 to show that we can find a sufficiently small constant
, ensuring that
and one can easily confirm that
. Let
then
. Hence
Therefore,
. Similarly,
. □
Lemma 4.7. Take the sequence
as a
sequence for
and
as
. Then,
in
Proof. Because
, we might as well assume
. To begin with, we demonstrate that the sequence
is bounded in
. As
is a
sequence for
restricted on
, we conclude that
(4.4)
(4.5)
(4.6)
By Equations (4.4) and (4.6), we get
where
,
,
,
. Thus,
is bounded in
, and we may assume that
According to Equation (4.5), we can find two real-valued sequences
, such that
where
as
. By Lemma 2.7,
for
and
is a solution to the system (1.1). Since
, then
. According to the argument of Theorem 1.1 (i), at least one of
is less than zero. If
, based on the information provided in Lemma 2.6, we can deduce that
in
. Subsequently, we show that
. If
is not less than zero, then
and
satisfies the following equation
where
. By Lemma 2.1,
is unique and then,
. Thus
This results in a conflict with the conclusions of Lemma 4.6. Consequently, we can infer that
which implies that
in
. □
Proof of Theorem 1.1. (ii). Let
be a minimizing sequence for
, that is
By Lemmas 4.3 and 4.4,
for every
,
and
Let
, then
serves as a minimizing sequence for
and
. By Lemma 4.5,
. Thus, Ekeland’s variational principle yields the existence of a new minimizing sequence
, which is also a Palais-Smale sequence for
and
. Hence,
and
. It follows from Lemma 4.7 that there exists
such that
in
, and
then,
attains a local minimum at
. Accordingly,
is a solution for Equations (1.1)-(1.2) for some
, which is positive and radially.
□