<?xml version="1.0" encoding="UTF-8"?><!DOCTYPE article  PUBLIC "-//NLM//DTD Journal Publishing DTD v3.0 20080202//EN" "http://dtd.nlm.nih.gov/publishing/3.0/journalpublishing3.dtd"><article xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink" dtd-version="3.0" xml:lang="en" article-type="research article"><front><journal-meta><journal-id journal-id-type="publisher-id">BLR</journal-id><journal-title-group><journal-title>Beijing Law Review</journal-title></journal-title-group><issn pub-type="epub">2159-4627</issn><publisher><publisher-name>Scientific Research Publishing</publisher-name></publisher></journal-meta><article-meta><article-id pub-id-type="doi">10.4236/blr.2018.95035</article-id><article-id pub-id-type="publisher-id">BLR-88563</article-id><article-categories><subj-group subj-group-type="heading"><subject>Articles</subject></subj-group><subj-group subj-group-type="Discipline-v2"><subject>Social Sciences&amp;Humanities</subject></subj-group></article-categories><title-group><article-title>
 
 
  War Powers Clauses: A Globally Comparative Perspective Based on 191 Constitutions
 
</article-title></title-group><contrib-group><contrib contrib-type="author" xlink:type="simple"><name name-style="western"><surname>Yue</surname><given-names>Zhu</given-names></name><xref ref-type="aff" rid="aff1"><sub>1</sub></xref><xref ref-type="corresp" rid="cor1"><sup>*</sup></xref></contrib></contrib-group><aff id="aff1"><label>1</label><addr-line>Graduate School of Chinese Academy of Social Sciences, Beijing, China</addr-line></aff><pub-date pub-type="epub"><day>24</day><month>10</month><year>2018</year></pub-date><volume>09</volume><issue>05</issue><fpage>600</fpage><lpage>622</lpage><history><date date-type="received"><day>11,</day>	<month>October</month>	<year>2018</year></date><date date-type="rev-recd"><day>16,</day>	<month>November</month>	<year>2018</year>	</date><date date-type="accepted"><day>19,</day>	<month>November</month>	<year>2018</year></date></history><permissions><copyright-statement>&#169; Copyright  2014 by authors and Scientific Research Publishing Inc. </copyright-statement><copyright-year>2014</copyright-year><license><license-p>This work is licensed under the Creative Commons Attribution International License (CC BY). http://creativecommons.org/licenses/by/4.0/</license-p></license></permissions><abstract><p>
 
 
  The restriction of war powers is one of the core functions of model constitutions. War powers clauses, relating to the distribution of the powers to decide on, declare and lead war, are basic constitutional instruments for control over war. Through a global survey of war powers clauses based on a comprehensive review of 191 constitutions in force, the article found that, although war powers clauses vary, some common techniques, models and logics can be found. Three models are built to describe the relationship between the power to decide whether to go to war and the power to declare war. The article also provided a statistical view on the commonalities of the functional distribution of war powers in making the proposal of war, approving the bill of war, and deciding whether to go to war in the absence of the legislative branch. In addition, given that in most nations, the head of state doubles as commander-in-chief, the abuse of war powers by commanders-in-chief, following the example of some western nations since World War II, may result in unrestricted undeclared wars, which implies a return to authoritarianism in war-making and poses a growing challenge to the constitutional restriction of contemporary war powers.
 
</p></abstract><kwd-group><kwd>Commander-in-Chief</kwd><kwd> Constitution</kwd><kwd> Deciding War</kwd><kwd> Declaring War</kwd><kwd> War Powers Clause</kwd></kwd-group></article-meta></front><body><sec id="s1"><title>1. Introduction</title><p>Wars result from a complex set of calculations by domestic actors in two or more different states  (Fearon, 1995) . One of the overall goals of a constitution is to prevent government officials from needlessly disturbing the peace. Thus, the restriction of war powers is one of the core functions of model constitutions. Historically, the power to make war was a monarchical prerogative. Only the individuals in the most powerful positions, such as the emperor, Khalifa, king, or queen, had the power to decide whether to go to war and declare war. Many arguments of legal controlling war powers occurred throughout the history of political and legal theory. Niccol&#242; Machiavelli, John Locke, Montesquieu and de Tocqueville all argued that the executive should be able to decide autonomously over the deployment of armed forces  (Owens &amp; Pelizzo, 2009) . Given that only a civilian legislative could assure civil supremacy and political accountability, American framers such as James Madison tried to establish a better system of war powers aiming to “chain the dogs of war” by shifting the powers from a monarchical prerogative to a constitutional authority  (Wormuth &amp; Firmage, 1989) . Most current constitutionalists concur that war powers are constitutional powers that must be exercised consistently with limits and with prudence  (Franklin, 2010) . The constitutional provisions on making war are often called war powers clauses that authorize the head of state, the executive branch or the legislative branch to decide whether to go to war, declare war and lead the military.</p><p>Many comparative studies of war powers show constitutional assignment of war powers notably affects their war making processes.  Damrosh (1995)  argued that the body of experience of the mature democracies in their war-and-peace decisions reflects a common core of commitment to democratic accountability.  Martinez (2006)  argued that the power to wage war is intrinsically “executive” in nature by a comparative study of British and German parliamentary systems, the semi-presidential French system, and the presidential Mexican and South Korean system.  Wagner, Peters and Glahn (2010)  described the decision-making power that parliaments possess before troops can be deployed by their governments in 49 country studies.  Dieterich, Hummel and Marschall (2010)  present a survey of parliamentary “war powers” based on a comprehensive and detailed review of the degrees and institutional forms of parliamentary involvement in military security policy-making.  Ginsburg (2014)  argued that constitutions continue to allocate the power of declaring war, even though such declarations have become meaningless in international law and showed a trend toward specifying legislative involvement in approving the actions of commanders-in-chief. Those researches have pioneered this form of comparative study of constitutional control of war powers.</p><p>This article examines that the internal structure of constitutional war-making power leads to war selection. A cross-national analysis of constitutional control over war and a comparative understanding of war powers clauses can help us explore the constitutional role in the exercise of war powers and find that some nations share certain basic models that distinguish them from other nations in the decision-making processes of peace and war. By searching the keywords “war/military/armed/defense/invasion” and later manually screening the results, the article analysed the war powers clauses of all 185 codified constitutions<sup>1</sup> and 6 uncodified constitutions<sup>2</sup> in force. Partially recognized regimes and dependent territories such as Samoa, Aruba and Virgin Islands are not in the scope of the analysis. All constitution texts are downloaded from the website “constituteproject.org”. In thinking about the optimal Peace-oriented constitutional design, the article tries to explain whether constitutional assignment of war powers may effect the propensity of states to enter into conflict.</p><p>In the following sections, the article first introduces the three basic models of the powers to decide on and declare war: the democratic model, the semi-democratic model and the dictatorship model. It then engages in a descriptive exercise demonstrating the allocation of war powers by providing a comparative analysis to show who makes the proposal of war, who approves the bill of war, and who decides whether to go to war in the absence of a legislative branch. Finally, based on the example of the United States, the article argues that the abuse of war powers by commanders-in-chief may result in unrestricted undeclared wars, implying a return to authoritarianism in war-making.</p><p>Nevertheless, it should be mentioned that the article only analysed war powers clauses in a comparative study of constitution texts. However, in those nations with nominal and semantic constitutions<sup>3</sup>, contents of constitution are not always corresponding to the reality, and the exercising of war powers in those nations are beyond the scope of this research. Of course, these analyses based on statistical data may not be comprehensive and self-explanatory in describing the major constitutional factors in war-making. In addition to the powers to decide whether to go to war, declare war and lead war, there are other clauses that restrict war, such as the budget process, the audit and oversight mechanisms, the chain of the military command system, and the relationship between civil and military authorities  (Ginsburg, 2014) . What’s more, a few constitutions have banned war. Japan outlaws war as a means to settle international disputes. Algeria<sup>4</sup>, Azerbaijan<sup>5</sup>, Bahrain<sup>6</sup>, Germany, Italy<sup>7</sup>, the Republic of Korea<sup>8</sup>, Kuwait<sup>9</sup>, Qatar<sup>10</sup> and United Arab Emirates<sup>11</sup> definitely prohibit aggressive war.</p></sec><sec id="s2"><title>2. Three Basic Models of Powers to Decide and Declare War</title><p>By a comparative study of the 185 codified and 6 uncodified constitutions in force, the article has found that 127 (66.49% of 191) constitutions have clauses on the decision or declaration of war, and these can be classified into three basic models: Democratic model: A legislative body such as parliament, congress, or national assembly makes the decision whether to go to war and the declaration of war. Semi-democratic model: A public person such as the head of state or an organ of the executive branch declares war with the endorsement decided by a collective such as the congress. Dictatorship model: The head of state can decide whether to go to war and declare war on his/her own. Given that some constitutions do not mention the power to decide whether to go to war but only the power to declare war, if the constitution does not authorize other organs the power to decide whether to go to war, the article presumes that whoever can declare war also has the power to decide whether to go to war. However, a few nations cannot be described by these three models. In Israel<sup>12</sup>, Lebanon<sup>13</sup> and Papua New Guinea<sup>14</sup>, the state may only begin a war pursuant to a government decision. In the United Arab Emirates<sup>15</sup>, the Supreme Council, the highest legislative and executive body, approves war.</p><sec id="s2_1"><title>2.1. Democratic Model</title><p>The democratic model is a model in which the legislative branch has the power to decide whether to go to and declare war. As <xref ref-type="table" rid="table1">Table 1</xref> shows below, 26 (20.47% of 127) nations follow the democratic model:</p><p>The War Powers Clause of the United States Constitution is the first and most typical clause of this model. As James Wilson explained, “It will not be in the power of a single man, or a single body of men, to involve us in such distress; for the important power of declaring war is vested in the legislature at large”  (Elliot, </p><table-wrap id="table1" ><label><xref ref-type="table" rid="table1">Table 1</xref></label><caption><title> Nations following the democratic model</title></caption><table><tbody><thead><tr><th align="center" valign="middle" >Continent</th><th align="center" valign="middle" >Nation</th></tr></thead><tr><td align="center" valign="middle" >Africa</td><td align="center" valign="middle" >4: Ethiopia<sup>16</sup>, Liberia<sup>17</sup>, Madagascar<sup>18</sup>, Morocco<sup>19</sup></td></tr><tr><td align="center" valign="middle" >Asia</td><td align="center" valign="middle" >4: Bahrain<sup>20</sup>, Iraq<sup>21</sup>, Mongolia<sup>22</sup>, Philippines<sup>23</sup></td></tr><tr><td align="center" valign="middle" >Europe</td><td align="center" valign="middle" >11: Albania<sup>24</sup>, Austria<sup>25</sup>, Belarus<sup>26</sup>, Czech Republic<sup>27</sup>, Estonia<sup>28</sup>, Hungary<sup>29</sup>, Moldova<sup>30</sup>, Montenegro<sup>31</sup>, Poland<sup>32</sup>, Romania<sup>33</sup>, Serbia<sup>34</sup></td></tr><tr><td align="center" valign="middle" >North America</td><td align="center" valign="middle" >4: Cuba<sup>35</sup>, Guatemala<sup>36</sup>, Honduras<sup>37</sup>, United States<sup>38</sup></td></tr><tr><td align="center" valign="middle" >South America</td><td align="center" valign="middle" >1: Uruguay<sup>39</sup></td></tr><tr><td align="center" valign="middle" >Transcontinental</td><td align="center" valign="middle" >2: Panama<sup>40</sup>, Turkey<sup>41</sup></td></tr></tbody></table></table-wrap><p>A semi-democratic model is a model in which the legislative branch can decide whether to go to war, and the head of state or the executive branch can declare war with the endorsement of the legislative branch. It differs from the democratic model in that both the legislative branch and the executive branch/head of state are responsible for waging war. In many nations, although the legislative branch can approve the decree deciding whether to go to war, the president or the council has the power to reject (the bill of) the declaration of war. As <xref ref-type="table" rid="table2">Table 2</xref> shows below, 68 (53.54% of 127) nations are classified under the semi-democratic model.</p><table-wrap-group id="2"><label><xref ref-type="table" rid="table2">Table 2</xref></label><caption><title> Nations following the semi-democratic model</title></caption><table-wrap id="2_1"><table><tbody><thead><tr><th align="center" valign="middle" >Continent</th><th align="center" valign="middle" >Nation</th></tr></thead><tr><td align="center" valign="middle" >Africa</td><td align="center" valign="middle" >23: Benin<sup>42</sup>, Burkina Faso<sup>43</sup>, Cape Verde<sup>44</sup>, Chad<sup>45</sup>, Democratic Republic of the Congo<sup>46</sup>, C&#244;te d'Ivoire<sup>47</sup>, Djibouti<sup>48</sup>, Eritrea<sup>49</sup>, Gabon<sup>50</sup>, Gambia<sup>51</sup>, Guinea<sup>52</sup>, Guinea-Bissau<sup>53</sup>, Kenya<sup>54</sup>, Niger<sup>55</sup>, Nigeria<sup>56</sup>, Rwanda<sup>57</sup>, Sao Tome and Principe<sup>58</sup>, Sierra Leone<sup>59</sup>, South Sudan<sup>60</sup>, Tanzania<sup>61</sup>, Togo<sup>62</sup>, Tunisia<sup>63</sup>, Uganda<sup>64</sup></td></tr></tbody></table></table-wrap><table-wrap id="2_2"><table><tbody><thead><tr><th align="center" valign="middle" >Asia</th><th align="center" valign="middle" >13: Afghanistan<sup>65</sup>, Azerbaijan<sup>66</sup>, Cambodia<sup>67</sup>, China<sup>68</sup>, Indonesia<sup>69</sup>, the Republic of Korea<sup>70</sup>, Maldives<sup>71</sup>, Myanmar<sup>72</sup>, Syrian Arab Republic<sup>73</sup>, Thailand<sup>74</sup>, Timor-Leste<sup>75</sup>, Uzbekistan<sup>76</sup>, Vietnam<sup>77</sup></th></tr></thead><tr><td align="center" valign="middle" >Europe</td><td align="center" valign="middle" >18: Bulgaria<sup>78</sup>, Croatia<sup>79</sup>, Cyprus<sup>80</sup>, Denmark<sup>81</sup>, Finland<sup>82</sup>, France<sup>83</sup>, Italy<sup>84</sup>, Kyrgyzstan<sup>85</sup>, Latvia<sup>86</sup>, Lithuania<sup>87</sup>, Luxembourg<sup>88</sup>, Netherlands<sup>89</sup>, Portugal<sup>90</sup>, Slovakia<sup>91</sup>, Spain<sup>92</sup>, Sweden<sup>93</sup>, the United Kingdom, Ukraine<sup>94</sup></td></tr><tr><td align="center" valign="middle" >North America</td><td align="center" valign="middle" >4: Costa Rica<sup>95</sup>, El Salvador<sup>96</sup>, Haiti<sup>97</sup>, Mexico<sup>98</sup></td></tr><tr><td align="center" valign="middle" >Oceania</td><td align="center" valign="middle" >Tonga<sup>99</sup></td></tr><tr><td align="center" valign="middle" >South America</td><td align="center" valign="middle" >7: Argentina<sup>100</sup>, Brazil<sup>101</sup>, Chile<sup>102</sup>, Colombia<sup>103</sup>, Peru<sup>104</sup>, Sudan<sup>105</sup>, Suriname<sup>106</sup></td></tr><tr><td align="center" valign="middle" >Transcontinental</td><td align="center" valign="middle" >2: Armenia<sup>107</sup>, Egypt<sup>108</sup></td></tr></tbody></table></table-wrap></table-wrap-group><p>In most of these countries, the head of state, such as the king or president, declares war according to the constitutional procedure based on the authorization of the legislative branch. Although the United Kingdom does not have one specific constitutional document named as such, the prime minister alone has the authority to send troops to war using royal prerogative powers that are decided by the parliament and declared by the queen  (Haddon, 2013) . What is worth mentioning is that in Armenia and Sweden, it is not the head of state but the government that declares war based upon the legislature’s decision. In addition, the Netherlands declares war by a royal decree signed by the king and by one or more ministers or state secretaries.</p><p>The article also finds that the constitutions of 11 nations have statutes about who decides whether to go to war but do not mention who declares it. These countries are Bangladesh<sup>109</sup>, Georgia<sup>110</sup>, Ireland<sup>111</sup>, Kazakhstan<sup>112</sup>, the Lao People’s Democratic Republic<sup>113</sup>, Macedonia<sup>114</sup>, Mali<sup>115</sup>, Mauritania<sup>116</sup>, Senegal<sup>117</sup>, Slovenia<sup>118</sup>, and Venezuela<sup>119</sup>. However, in these nations, the declaration of war is in the form of decrees or ordinances that are signed and pronounced by the head of state or the leader of government. Thus, they could be seen as a special category of the semi-democratic model. In all, this model includes 26 African nations, 16 Asian nations, 22 European nations, 5 North American nations, 8 South American nations, 1 Oceanian nation and 1 transcontinental nation, 79 (62.2% of 127) in total.</p><p>In the semi-democratic model, making war requires the head of state/executive branch and the legislative branch to cooperate and come to a consensus. Otherwise, as shown below, in 63 (79.75% of 79) nations, the head of state or the executive branch could exercise veto power to reject what the legislative branch has approved and return the bill to the legislature: Afghanistan<sup>120</sup>, Armenia<sup>121</sup>, Argentina<sup>122</sup>, Azerbaijan<sup>123</sup>, Bangladesh<sup>124</sup>, Brazil<sup>125</sup>, Bulgaria<sup>126</sup>, Burkina Faso<sup>127</sup>, Cape Verde<sup>128</sup>, Chad<sup>129</sup>, Chile<sup>130</sup>, Colombia<sup>131</sup>, Costa Rica<sup>132</sup>, C&#244;te d’Ivoire<sup>133</sup>, the Democratic Republic of the Congo<sup>134</sup>, Croatia<sup>135</sup>, Cyprus<sup>136</sup>, Djibouti<sup>137</sup>, Egypt<sup>138</sup>, El Salvador<sup>139</sup>, Finland<sup>140</sup>, France<sup>141</sup>, Gabon<sup>142</sup>, Gambia<sup>143</sup>, Guinea<sup>144</sup>,</p><p>Guinea-Bissau<sup>145</sup>, Haiti<sup>146</sup>, Honduras<sup>147</sup>, Italy<sup>148</sup>, Kenya<sup>149</sup>, the Republic of Korea<sup>150</sup>, Kyrgyzstan<sup>151</sup>, Latvia<sup>152</sup>, Lithuania<sup>153</sup>, Maldives<sup>154</sup>, Mexico<sup>155</sup>, Myanmar<sup>156</sup>, Netherlands<sup>157</sup>, Niger<sup>158</sup>, Nigeria<sup>159</sup>, Portugal<sup>160</sup>, Rwanda<sup>161</sup>, Sao Tome and Principe<sup>162</sup>, Sierra Leone<sup>163</sup>, Slovakia<sup>164</sup>, Sudan<sup>165</sup>, Tanzania<sup>166</sup>, Thailand<sup>167</sup>, Timor-Leste<sup>168</sup>, Togo<sup>169</sup>, Tonga<sup>170</sup>, Tunisia<sup>171</sup>, Uganda<sup>172</sup>, Ukraine<sup>173</sup>, Uzbekistan<sup>174</sup>, Georgia<sup>175</sup>, Ireland<sup>176</sup>, Kazakhstan<sup>177</sup>, the Lao People’s Democratic Republic<sup>178</sup>, Macedonia<sup>179</sup>, Mali<sup>180</sup>, Mauritania<sup>181</sup>, and Venezuela<sup>182</sup>. In many of these countries, despite rejection by the head of state, if the bill or draft referring to war-making can be approved again by a supermajority of two-thirds of the legislature such as the parliament, congress, or national assembly, the bill is considered endorsed and enforceable. In addition, in some nations such as Ireland, the exercising of veto can put a bill or draft law by the legislative branch to a vote by referendum. These provisions, of course, further increase the prudence and deliberation of war-making.</p></sec><sec id="s2_2"><title>2.3. Dictatorship Model and Nations without Clauses of Deciding and Declaring War</title><p>As the name suggests, in the dictatorship model, a single person (usually the executive head of state) has nearly unlimited power to initiate war, while the legislative and executive branches can usually pose very limited restrictions on him/her. As <xref ref-type="table" rid="table3">Table 3</xref> shows below, 18 (14.17% of 127) nations follow the dictatorship model (listed in alphabetical order).</p><p>In such nations, the legislature can participate in the process of deciding whether to go to war only by providing advice to the head of state, such as through an advisory committee. For example, in Mozambique, the Council of State shall compulsorily advise the President of the Republic on war and peace affairs whenever the President requests such advice. Correspondingly, the duty of the executive head of state is to notify and inform the legislature with clarifications</p><table-wrap id="table3" ><label><xref ref-type="table" rid="table3">Table 3</xref></label><caption><title> Nations following the dictatorship model</title></caption><table><tbody><thead><tr><th align="center" valign="middle" >Continent</th><th align="center" valign="middle" >Nation</th></tr></thead><tr><td align="center" valign="middle" >Africa</td><td align="center" valign="middle" >8: Algeria<sup>183</sup>, Angola<sup>184</sup>, Burundi<sup>185</sup>, Equatorial Guinea<sup>186</sup>, Mozambique<sup>187</sup>, Somalia<sup>188</sup>, Zambia<sup>189</sup>, Zimbabwe<sup>190</sup></td></tr><tr><td align="center" valign="middle" >Asia</td><td align="center" valign="middle" >8: Iran<sup>191</sup>, Jordan<sup>192</sup>, the Democratic People’s Republic of Korea<sup>193</sup>, Kuwait<sup>194</sup>, Oman<sup>195</sup>, Qatar<sup>196</sup>, Saudi Arabia<sup>197</sup>, Sri Lanka<sup>198</sup></td></tr><tr><td align="center" valign="middle" >Europe</td><td align="center" valign="middle" >2: Belgium<sup>198</sup>, Greece<sup>200</sup></td></tr></tbody></table></table-wrap><p>whenever the interest and the security of the nation thus allow. In this model, there are usually very limited restrictions on those with the powers of making war. In some nations, such as Algeria, Angola, and Burundi, before declaring war, the president should consult with the legislature. For example, in Algeria, before declaring war, the president has to convene the Council of Ministers, hear the High Council of Security and consult with the President of the Council of the Nation and the President of the People’s National Assembly. In Zimbabwe, although the president has the power to declare war, there is a rejection process by which the Senate and the National Assembly, by a joint resolution passed by at least two-thirds of the total membership of Parliament, can resolve that the declaration of war should be revoked. In short, this model insists that an individual judgement would be superior to a collective judgement, which may cause the nation to go to war without a political consensus. Moreover, without a required bargaining process, the head of the state would have no obligation to explain why war was necessary to the public, who would ultimately bear its cost. An empirical study shows that democracies are highly effective and indeed more successful than those dictatorship nations in similar circumstances  (Schultz, 2001) .</p><p>Meanwhile, as <xref ref-type="table" rid="table4">Table 4</xref> shows below, there are 63 (32.98% of 191) nations whose powers to decide whether to go to and declare war have not been regulated by their constitutions.</p><p>In brief, in 63 nations, including powerful military nations such as Russia, India, and Pakistan, waging a war may not require constitutional authorization by a widely preventive collective.</p></sec></sec><sec id="s3"><title>3. A Global Comparative Study of the Assignment of War Powers</title><p>In the nations following the democratic and semi-democratic models, waging a</p><table-wrap id="table4" ><label><xref ref-type="table" rid="table4">Table 4</xref></label><caption><title> Nations without clauses of deciding whether to go to war and declaring war</title></caption><table><tbody><thead><tr><th align="center" valign="middle" >Continent</th><th align="center" valign="middle" >Nation</th></tr></thead><tr><td align="center" valign="middle" >Africa</td><td align="center" valign="middle" >12: Botswana, Cameroon, Comoros, Ghana, Lesotho, Libya, Malawi, Mauritius, Namibia, Seychelles, South Africa, Swaziland</td></tr><tr><td align="center" valign="middle" >Asia</td><td align="center" valign="middle" >10: Bhutan, Brunei Darussalam, India, Japan, Malaysia, Nepal, Pakistan, Singapore, Tajikistan, Turkmenistan, Yemen (Japan outlaws war)</td></tr><tr><td align="center" valign="middle" >Europe</td><td align="center" valign="middle" >10: Andorra, Bosnia and Herzegovina, Germany, Iceland, Kosovo, Liechtenstein, Malta, Monaco, Norway, Switzerland (Germany outlaws aggressive war)</td></tr><tr><td align="center" valign="middle" >North America</td><td align="center" valign="middle" >13: Antigua and Barbuda, Bahamas, Barbados, Belize, Canada, Dominica, Dominican Republic, Grenada, Jamaica, Nicaragua, Saint Kitts and Nevis, Saint Lucia, Saint Vincent and the Grenadines</td></tr><tr><td align="center" valign="middle" >Oceania</td><td align="center" valign="middle" >12: Australia, Fiji, Kiribati, Marshall Islands, Micronesia, Nauru, New Zealand, Palau, Samoa, Solomon Islands, Tuvalu, Vanuatu</td></tr><tr><td align="center" valign="middle" >South America</td><td align="center" valign="middle" >5: Bolivia, Ecuador, Guyana, Paraguay, Trinidad and Tobago</td></tr><tr><td align="center" valign="middle" >Transcontinental</td><td align="center" valign="middle" >1: Russia</td></tr></tbody></table></table-wrap><p>war requires specific constitutional procedures that would prevent the nation from entering into conflict without a full deliberative process in which the justice, necessity, facts, and aims of the war could be fully reviewed before each member of the legislative branch solemnly stepped forward and cast their vote on the matter. In the comparative analysis of the descriptive data from the 26nations of the democratic model and the 79 nations of the semi-democratic model, the article tries to find common characteristics among those who make the proposal of war, those who approve the bill of war, and whose who decide to go to war in the absence of the legislative branch.</p><sec id="s3_1"><title>3.1. Comparative Study of Making the Proposal to Wage a War</title><p>Statistical data show that 23 (21.9% of 105) nations have special procedural requirements for making the proposal to wage a war. As <xref ref-type="table" rid="table5">Table 5</xref> shows below, there are 3 major categories: proposal by the president, proposal by the government and proposal with mandatory consultation requirements. In the first category, the president’s proposal to make war is the prerequisite before the legislature makes the declaration of war. In the second category, the legislative branch declares war following a government proposal. In the third category, consultation with specific executive organs such as the council of ministers or the national defence council or relevant reports by executive organs is the prerequisite for a decision of war made by the legislative branch.</p><table-wrap id="table5" ><label><xref ref-type="table" rid="table5">Table 5</xref></label><caption><title> Distribution of powers to propose a war bill</title></caption><table><tbody><thead><tr><th align="center" valign="middle" >Category</th><th align="center" valign="middle" >Nations</th></tr></thead><tr><td align="center" valign="middle" >Proposal by the president</td><td align="center" valign="middle" >9: Azerbaijan<sup>201</sup>, Albania<sup>202</sup>, Chile<sup>203</sup>, Estonia<sup>204</sup>, Mexico<sup>205</sup>, Rwanda<sup>206</sup>, Sierra Leone<sup>207</sup>, Tanzania<sup>208</sup>, Ukraine<sup>209</sup></td></tr><tr><td align="center" valign="middle" >Proposal by the government</td><td align="center" valign="middle" >6: Armenia<sup>210</sup>, Ethiopia<sup>211</sup>, Portugal<sup>212</sup>, Slovakia<sup>213</sup>, Timor-Leste<sup>214</sup>, Slovenia<sup>215</sup></td></tr><tr><td align="center" valign="middle" >Proposal with mandatory consultation requirements</td><td align="center" valign="middle" >4: Congo<sup>216</sup>, Egypt<sup>217</sup>, El Salvador<sup>218</sup>, the Republic of Korea<sup>219</sup></td></tr></tbody></table></table-wrap><p>Four nations cannot be classified as above. In Morocco<sup>220</sup>, the declaration of war takes place after communication of the king to the parliament. InIraq<sup>221</sup>, a joint request from the President of the Republic and the prime minister is the prerequisite of the declaration of war by the Council of Representatives. In Sudan<sup>222</sup>, the proposal of making war is made by the president with the consent of the first vice president. In Macedonia<sup>223</sup>, either the president or the government or at least 30 representatives can make such a proposal. In Cape Verde<sup>224</sup>, the government’s request and consultation with the council are required before a decision of war is made.</p></sec><sec id="s3_2"><title>3.2. Comparative Study of the Distribution of the Power to Approve War</title><p>The next question is who has the power to approve the war bill/decree. Before going to war, nations typically engage in what is known in the literature as crisis bargaining, a communicative process of signalling about capabilities and resolve  (Reiter, 2003) . As <xref ref-type="table" rid="table6">Table 6</xref> below shows, with the exceptions of the 18 nations of</p><table-wrap id="table6" ><label><xref ref-type="table" rid="table6">Table 6</xref></label><caption><title> Distribution of legislative powers to decide whether to go to war</title></caption><table><tbody><thead><tr><th align="center" valign="middle" >Type</th><th align="center" valign="middle" >Nation</th></tr></thead><tr><td align="center" valign="middle" >Both houses jointly</td><td align="center" valign="middle" >32 (29.36% of 109): Argentina<sup>225</sup>, Austria<sup>226</sup>, Bahrain<sup>227</sup>, Brazil<sup>228</sup>, Cambodia<sup>229</sup>, Chile<sup>230</sup>, Democratic Republic of the Congo<sup>231</sup>, Czech Republic<sup>232</sup>, France<sup>233</sup>, Gabon<sup>234</sup>, Georgia<sup>235</sup>, Haiti<sup>236</sup>, Italy<sup>237</sup>, Kazakhstan<sup>238</sup>, Kenya<sup>239</sup>, Liberia<sup>240</sup>, Madagascar<sup>241</sup>, Mauritania<sup>242</sup>, Mexico<sup>243</sup>, Myanmar<sup>244</sup>, Netherlands<sup>245</sup>, Nigeria<sup>246</sup>,</td></tr></tbody></table></table-wrap><p>the dictatorship model and the 64 nations without constitutional provisions on the powers to decide whether to go to war and declare war, most of the remaining 109 nations can be divided into 5 major types according to the distribution of the power to decide whether to go to war. Type 1 could be labelled “both houses jointly”, in which the adoption of a war bill/resolution requires the two chambers/houses of a nation with a bicameral legislature to meet as the congress/parliament in a joint public session and all members of the legislature to vote. Type 2 could be labelled “the lower house” in which the lower house of a bicameral legislature has the power to decide whether to go to war. Type 3 could be labelled “the upper house” in which the upper house of a bicameral legislature can decide whether to go to war. Type 4 could be labelled “the single house” in which the single body of a unicameral legislature has the power to decide whether to go to war. Type 5 could be labelled “the government” in which the government can decide whether to go to war.</p><p>Nevertheless, two nations cannot be classified into a certain type above. In the United Arab Emirates<sup>331</sup>, a war bill is approved by the Supreme Council, which is the highest legislative and executive body. In C&#244;te d’Ivoire<sup>332</sup>, the Parliament has the power to decide whether to go to war; however, in case of disagreement between the two houses, the decision is made by the National Assembly (the lower chamber).</p><p>In addition, in 17 (15.6% of 109) nations, declaration of war requires a stricter voting basis<sup>333</sup> than other legislative processes. In Luxembourg<sup>334</sup>, Uganda<sup>335</sup>, Egypt<sup>336</sup>, Mali<sup>337</sup>, and Guinea<sup>338</sup>, a two-thirds majority vote of the all members of the only house of the legislature is required. In Hungary<sup>339</sup>, such a decision requires the vote of two-thirds of the present members of the only house. In Slovakia<sup>340</sup> and Tunisia<sup>341</sup>, the decision of war demands a three-fifths majority vote of all members of the single house. In Philippines<sup>342</sup>, Czech Republic<sup>343</sup>, Georgia<sup>344</sup>, Uruguay<sup>345</sup>, Madagascar<sup>346</sup>, Thailand<sup>347</sup>, and South Sudan<sup>348</sup>, such decisions are approved by a vote of two-thirds of both houses assembled in a joint session. In Iraq<sup>349</sup>, such a decision requires a two-thirds majority vote of the lower house. In Lebanon<sup>350</sup>, such a decision requires the vote of two-thirds of the government members. Supermajority rules can “prevent the government from becoming an engine for producing private interest goods”  (McGinnis &amp; Rappaport, 1999) , including political ambitions, thus providing an effective contemporary mechanism for controlling the war powers.</p></sec><sec id="s3_3"><title>3.3. Comparative Study of “Exceptional Clause”</title><p>Deciding on and declaring war constitutionally and prudently requires chiefly that the legislature consistently perform its constitutional duty to decide whether to initiate war. In total, 32 (29.36% of 109) constitutions have designed so-called “exceptional clauses” in case of the absence of the legislature and urgent cases<sup>351</sup>. If the legislature or its permanent/standing committee is prevented from taking decisions or an urgent case arises, according to the exceptional clauses, war powers may be vested in a particular political person or body of the executive branch. As <xref ref-type="table" rid="table7">Table 7</xref> below shows, such clauses can be divided into 4 categories:</p><table-wrap id="table7" ><label><xref ref-type="table" rid="table7">Table 7</xref></label><caption><title> Categories of exceptional clauses</title></caption><table><tbody><thead><tr><th align="center" valign="middle" >Category</th><th align="center" valign="middle" >Nation</th></tr></thead><tr><td align="center" valign="middle" >The first</td><td align="center" valign="middle" >16 (50% of 32): Denmark<sup>352</sup>, Netherlands<sup>353</sup>, Mexico<sup>354</sup>, Benin<sup>355</sup>, Brazil<sup>356</sup>, Colombia<sup>357</sup>, Egypt<sup>358</sup>, Estonia<sup>359</sup>, Honduras<sup>360</sup>, Hungary<sup>361</sup>, Niger<sup>362</sup>, Poland<sup>363</sup>, Suriname<sup>364</sup>, Turkey<sup>365</sup>, Ukraine<sup>366</sup>, Albania<sup>367</sup></td></tr><tr><td align="center" valign="middle" >The second</td><td align="center" valign="middle" >8 (25% of 32): Bulgaria<sup>368</sup>, Kyrgyzstan<sup>369</sup>, Latvia<sup>370</sup>, Lithuania<sup>371</sup>, Macedonia<sup>372</sup>, Moldova<sup>373</sup>, Mongolia<sup>374</sup>, Slovenia<sup>375</sup> 1991 (rev. 2013)</td></tr><tr><td align="center" valign="middle" >The third</td><td align="center" valign="middle" >5 (15.63%): Cuba<sup>376</sup>, Sweden<sup>377</sup>, Montenegro<sup>378</sup>, Ireland<sup>379</sup>, Armenia<sup>380</sup></td></tr></tbody></table></table-wrap><p>in the first category, if the legislature is not able to meet, the head of state such as the king or the president may decide whether to declare war and take steps for the protection of the nation without the authorization of the legislature. The second category is the same as the first, except that the head of state must submit these decisions for approval in the next sitting of the legislature. In the third category, if the legislature is not able to meet, the government or a special department may decide whether to go to war and take steps for the protection of the nation without the authorization of the legislature.</p><p>Three nations, however, cannot be classified into one of these categories. In Croatia<sup>381</sup>, in case of an immediate threat, the president with the counter signature of the prime minister may order the employment of the armed forces. In Czech Republic<sup>382</sup>, the Senate shall declare war when the Assembly of Deputies is dissolved. In Serbia<sup>383</sup>, the decision of war shall be passed by the president together with the President of the National Assembly and the prime minister when the National Assembly cannot be convened.</p></sec></sec><sec id="s4"><title>4. Designation of Commander-in-Chief and the Return to Authoritarianism in War-Making</title><p>In most nations, the head of state doubles as commander-in-chief. Following the example of some Western nations such as the United Kingdom and the United States, the presidents of modern presidential nations tend to abuse their powers to make undeclared wars that need not be approved by the legislative branch. This trend can be seen as a return to authoritarianism in war-making that is redefining war powers as a monarchical prerogative. This return, however, is posing a challenge to constitutional instruments control over war analysed in the section II and III.</p><sec id="s4_1"><title>4.1. Global Comparative Study of the Designation of Commander-in-Chief</title><p>By keyword analysis of the 191 constitutions in force, 160 constitutions were found that have clauses on the designation of a commander-in-chief.<sup>384</sup> In 154 nations (96.25% of 160 constitutions), the power of the commander-in-chief of the armed forces is vested in the head of state including executive and non-executive persons, such as the president, the prime minister, or the queen. It is worth mentioning that in Bosnia and Herzegovina, the three-member presidency<sup>385</sup> is the chief, and each member of the presidency shall have civilian command authority over the armed forces. As <xref ref-type="table" rid="table8">Table 8</xref> below shows, 6constitutionsdo not vest the head of state but others with the power of commander-in-chief.</p><p>As the statistical data show, most of the modern constitutions have reached a consensus that a single person as commander-in-chief, not a collective or group, shall make all expeditious and coordinated tactical decisions necessary to wage war successfully  (Turner, 1984) . Thus, in most nations, the constitution authorizes the commander-in-chief to identify and respond to foreign threats, using such force as he/she deems necessary. However, the abuse of the powers of the commander-in-chief since World War II, to some extent, has promoted a return to authoritarianism in making war and resulted in modern undeclared wars.</p></sec><sec id="s4_2"><title>4.2. The Return to Authoritarianism in War-Making: The United States as an Example</title><p>With the return to authoritarianism in war-making, in the process of making war, the legislature is eclipsed by the commander-in-chief who often doubles as the head of state. Recognizing that war is the most serious decision a leader can take, such a return would allow what the framers of the United States and later constitutionalists tried to guard against: a single person making the war decision even when there has been no real attack on the nation and there is ample time for a collective, deliberative, and accountable decision by the legislature.</p><p>The return in the United States is typical. A review of history can show how the return has come about. Historically, the United States Congress has declared war only five times<sup>392</sup>. Nevertheless, Since World War II, the United States has been involved in almost one hundred military conflicts<sup>393</sup> without the declaration of war, of which the Korean War was the first. In 1947, as the Cold War began, the</p><table-wrap id="table8" ><label><xref ref-type="table" rid="table8">Table 8</xref></label><caption><title> Others designated as commander-in-chief</title></caption><table><tbody><thead><tr><th align="center" valign="middle" >Nation</th><th align="center" valign="middle" >Commander-in-Chief</th></tr></thead><tr><td align="center" valign="middle" >Armenia<sup>386</sup></td><td align="center" valign="middle" >the highest military official of the armed forces</td></tr><tr><td align="center" valign="middle" >Denmark<sup>387</sup></td><td align="center" valign="middle" >one or two persons (not members of the Folketing) appointed by the Folketing</td></tr><tr><td align="center" valign="middle" >Germany<sup>388</sup></td><td align="center" valign="middle" >the Federal Minister of Defense</td></tr><tr><td align="center" valign="middle" >Israel<sup>389</sup></td><td align="center" valign="middle" >the supreme command level in the army (Chief of General Staff)</td></tr><tr><td align="center" valign="middle" >Lesotho<sup>390</sup></td><td align="center" valign="middle" >a person appointed by the king</td></tr><tr><td align="center" valign="middle" >The United Arab Emirates<sup>391</sup></td><td align="center" valign="middle" >a person appointed by means of a federal decree</td></tr></tbody></table></table-wrap><p>United States created the office of the Secretary of Defense, the Joint Chiefs of Staff, the National Security Council, and the CIA. Each of these reported to the president, greatly enlarging his authority over national security. Later presidents, however, contended that they did not need congressional authorization to use force  (Garcia, 2012) . The legitimacy of such unauthorized wars has spurred debate in the United States and around the world. Congress tried to settle these disputes by passing the War Powers Resolution in 1973, which was intended to check the president’s power to commit the United States to an armed conflict without the consent of Congress. It stipulates that president can send United States Armed Forces into action abroad only by declaration of war by Congress, “statutory authorization”, or in case of “a national emergency created by attack upon the United States, its territories or possessions, or its armed forces.” Since then, however, presidents and some researchers have consistently maintained that parts of the resolution intrude unconstitutionally on the president’s war powers  (Turner, 2012) . It is widely believed that the War Powers Resolution has been violated several times since its entry into force  (The Constitution Project, 2005) . Many congressional leaders have argued that the executive branch has failed to abide by either the constitutional limitations on presidential authority or the provisions of the resolution  (Goldstein, 1988) .</p><p>The return in the United States has had worldwide influence. Since World War II, more commanders-in-chief in presidential democracies have emulated the United States by winning more independent powers to initiate war in struggles with the legislature by waging undeclared wars, which severely challenge the legitimacy of the war powers clauses.</p></sec><sec id="s4_3"><title>4.3. The Challenge of Undeclared War</title><p>The large number of undeclared wars since World War II, as a result of the return mentioned above, have challenged the traditional constitutional control over war. A declaration of war is a formal document that promises war against another nation or proclaims that a state of war already exists. Article 1 of the Hague Convention (III) demands that states shall issue a declaration of war before the commencement of hostilities. The declaration of war had legal effects such as changing the rights of neutral parties or the relationships between states.</p><p>However, since World War II, the legal obligation of a declaration of war has been mostly ignored. The “Malayan Emergency” set by the United Kingdom was the first modern war without a formal declaration. As mentioned above, since 1941, the United States has not formally declared war. Moreover, a number of nations have followed these examples and characterized limited warfare and pre-emptive or preventive military actions as a “military action” or “armed operation”. The most recent undeclared war was the Russian military intervention in Ukraine. In addition, the rapid growth and spread of terrorist crimes around the world poses a serious threat to the peace and security of the international community. However, according to the traditional definition, a war is fought between sovereign states, and most terrorist attacks are committed by international terrorists and criminal groups that are non-state actors. Theoretically, there may be no need for a traditional declaration of war on terrorism.</p><p>Today, declarations of war have become so meaningless that, while the legislature can authorize war, a collective, deliberative, and accountable decision by the legislature is not necessary for a commander-in-chief to wage an undeclared war. By undeclared war, the commander-in-chief can bypass the constitution and wage a real war instead of taking up only the legal duty to make day-to-day tactical decisions. Complementarily, the undeclared wars in recent years have given the commander-in-chief more room to make decisions with the lack of collective supervision. As Lori FislerDamrosh argued, “Presidents who are weak in their domestic political posture, but who believe themselves to possess very potent and essentially unchecked war powers, are the most dangerous of all.”  (Damrosh, 1995) . The return of authoritarianism in war-making and undeclared wars are creating opportunities for those leaders while eroding the legitimacy of the legislative branch in war-making.</p></sec></sec><sec id="s5"><title>5. Conclusion</title><p>The global comparative study of war powers clauses based on 191 constitutions contributes a new dimension of the relationship between constitutions and war and generates new insight for the ongoing argument about the roles of the constitution in war-making.</p><p>The article found that, although war powers clauses vary, some common techniques, models and logics can be found. In total, 127 (66.49% of 191) constitutions have clauses on the decision to wage war or the declaration of war and can be classified into three basic models. Of these nations, 26 (20.47% of 127) follow the democratic model, and 79 (62.2% of 127) follow the semi-democratic model, and 18 (14.17% of 127) follow the dictatorship model, and notably, some of them have very limited restrictions on the powers of the commander-in-chief. In addition, 4 constitutions with clauses on the decision on or declaration of war cannot be described by those three models. Furthermore, there are 63 (32.98% of 191) nations whose powers to decide and declare war have not been regulated by their constitutions.</p><p>The article also provided a statistical view on the assignment of war powers. In the nations following the democratic and semi-democratic models, the article seeks to find commonalities of the functional distribution of war powers in making the proposal of war, approving the bill of war, and deciding whether to go to war in the absence of the legislative branch. There are 23 (21.9% of 105) nations that have special procedural requirements for making a proposal to wage a war. In addition, 109 nations of the democratic model and semi-democratic model can be divided into 5 major types according to the distribution of the power to decide war: in 32 bicameral nations, both houses jointly approve war; in 7 bicameral nations, the lower house approves war; in 1 bicameral nation, the upper house approves war; in 63 unicameral nations, the single house approves war; in 4 nations, the government approves war; and 2 nations cannot be classified into a certain type above. Considering the possibility of the absence of the legislature, 32 (29.36% of 109) constitutions have designed so-called “exceptional clauses” by which war powers may be vested to a particular political person or body of the executive branch in urgent cases.</p><p>Moreover, the article revealed that in 154 nations, the powers of the commander-in-chief of the armed forces are vested in the head of state. Learning from the debate over war powers in the United States, the abuse of war powers by the commander-in-chief may result in unrestricted undeclared wars. To gain more room in war-making and bypass the collective decision of the legislature, commanders-in-chief of modern presidential democracy nations tend to make undeclared wars, which violate the Hague Convention (III). This trend can be seen as a return to authoritarianism in war-making that would allow a single person to reacquire war powers. The resurrection of the monarchical prerogative in the 21<sup>st</sup> century is posing a growing challenge to world peace.</p><p>Constitutionalists never give up the aim to “chain the dogs of war”, and currently 179 (93.72% of 191) constitutions proclaim the intention to safeguard the value of peace. However, as the statistical data and regularities above imply, the ideal of constitutional control over war powers is not achieved in reality. In many nations, it is necessary to optimize the design of contemporary war powers clauses by further increasing the extent of the legislature involvement in war-making and constraining the executive branch, especially ambitious commanders-in-chief.</p></sec><sec id="s6"><title>Conflicts of Interest</title><p>The author declares no conflicts of interest regarding the publication of this paper.</p></sec><sec id="s7"><title>Cite this paper</title><p>Zhu, Y. (2018). War Powers Clauses: A Globally Comparative Perspective Based on 191 Constitutions. 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