<?xml version="1.0" encoding="UTF-8"?><!DOCTYPE article  PUBLIC "-//NLM//DTD Journal Publishing DTD v3.0 20080202//EN" "http://dtd.nlm.nih.gov/publishing/3.0/journalpublishing3.dtd"><article xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink" dtd-version="3.0" xml:lang="en" article-type="research article"><front><journal-meta><journal-id journal-id-type="publisher-id">WJCMP</journal-id><journal-title-group><journal-title>World Journal of Condensed Matter Physics</journal-title></journal-title-group><issn pub-type="epub">2160-6919</issn><publisher><publisher-name>Scientific Research Publishing</publisher-name></publisher></journal-meta><article-meta><article-id pub-id-type="doi">10.4236/wjcmp.2015.52011</article-id><article-id pub-id-type="publisher-id">WJCMP-56780</article-id><article-categories><subj-group subj-group-type="heading"><subject>Articles</subject></subj-group><subj-group subj-group-type="Discipline-v2"><subject>Physics&amp;Mathematics</subject></subj-group></article-categories><title-group><article-title>
 
 
  Electronic and Optical Properties of Rare Earth Oxides: &lt;i&gt;Ab Initio&lt;/i&gt; Calculation
 
</article-title></title-group><contrib-group><contrib contrib-type="author" xlink:type="simple"><name name-style="western"><surname>ezen</surname><given-names>Horoz</given-names></name><xref ref-type="aff" rid="aff1"><sup>1</sup></xref></contrib><contrib contrib-type="author" xlink:type="simple"><name name-style="western"><surname>Sevket</surname><given-names>Simsek</given-names></name><xref ref-type="aff" rid="aff2"><sup>2</sup></xref></contrib><contrib contrib-type="author" xlink:type="simple"><name name-style="western"><surname>Selami</surname><given-names>Palaz</given-names></name><xref ref-type="aff" rid="aff3"><sup>3</sup></xref></contrib><contrib contrib-type="author" xlink:type="simple"><name name-style="western"><surname>Amirullah</surname><given-names>M. Mamedov</given-names></name><xref ref-type="aff" rid="aff4"><sup>4</sup></xref><xref ref-type="corresp" rid="cor1"><sup>*</sup></xref></contrib></contrib-group><aff id="aff4"><addr-line>Nanotechnology Research Center (NANOTAM), Bilkent University, Ankara, Turkey</addr-line></aff><aff id="aff1"><addr-line>Institute of Natural Sciences, Cukurova University, Adana, Turkey</addr-line></aff><aff id="aff2"><addr-line>Department of Material Science and Engineering, Hakkari University, Hakkari, Turkey</addr-line></aff><aff id="aff3"><addr-line>Department of Physics, Faculty of Science and Letters, Harran University, Sanliurfa, Turkey</addr-line></aff><author-notes><corresp id="cor1">* E-mail:<email>mamedov@bilkent.edu.tr(AMM)</email>;</corresp></author-notes><pub-date pub-type="epub"><day>01</day><month>04</month><year>2015</year></pub-date><volume>05</volume><issue>02</issue><fpage>78</fpage><lpage>85</lpage><history><date date-type="received"><day>17</day>	<month>April</month>	<year>2015</year></date><date date-type="rev-recd"><day>accepted</day>	<month>25</month>	<year>May</year>	</date><date date-type="accepted"><day>29</day>	<month>May</month>	<year>2015</year></date></history><permissions><copyright-statement>&#169; Copyright  2014 by authors and Scientific Research Publishing Inc. </copyright-statement><copyright-year>2014</copyright-year><license><license-p>This work is licensed under the Creative Commons Attribution International License (CC BY). http://creativecommons.org/licenses/by/4.0/</license-p></license></permissions><abstract><p>
 
 
  In this work, we have investigated the electronic and optical properties of the technologically important rare earth oxide compounds—X
  <sub>2</sub>O
  <sub>3</sub> (X: Gd, Tb) using the density functional theory within the GGA. The band structure of X
  <sub>2</sub>O
  <sub>3</sub> have been calculated along high symmetry directions in the first brillouin zone. The real and imaginary parts of dilectric functions and the other optical responses such as energy-loss function, the effective number of valence electrons and the effective optical dielectric constants of the rare earth sesquioxides (Gd
  <sub>2</sub>O
  <sub>3</sub> and Tb
  <sub>2</sub>O
  <sub>3</sub>) were calculated.
 
</p></abstract><kwd-group><kwd>Rare Earth Oxides</kwd><kwd>&lt;i&gt;Ab Initio&lt;/i&gt; Calculation</kwd><kwd> Electronic Structure</kwd><kwd> Optical Properties</kwd></kwd-group></article-meta></front><body><sec id="s1"><title>1. Introduction</title><p>X<sub>2</sub>O<sub>3</sub> (X:Gd, Tb) are the interesting materials from both fundamental and industrial perspectives and have a wide range of applications. They are thermodynamically stable, making them useful for corrosion resistive coating [<xref ref-type="bibr" rid="scirp.56780-ref1">1</xref>] -[<xref ref-type="bibr" rid="scirp.56780-ref5">5</xref>] . Additionally, their high refractive indices lead to applications in optics, such as antireflection coatings, switches, filters and modulators [<xref ref-type="bibr" rid="scirp.56780-ref1">1</xref>] [<xref ref-type="bibr" rid="scirp.56780-ref4">4</xref>] . The most recent interest of them is due to their high dielectric constants and electrical stability, making them good candidates for a new class of gate oxides in metal-oxide semiconductor field-effect transistors [<xref ref-type="bibr" rid="scirp.56780-ref1">1</xref>] . In addition, many properties of rare-earth sesquioxides are determined by their semicore f-levels. While being mainly localized on the rare-earth atoms and usually not participating in bonding and electronic conduction, f-shell electrons are available for optical transition and can establish strong magnetic order [<xref ref-type="bibr" rid="scirp.56780-ref1">1</xref>] . So far as we know, no ab initio general potential calculation of the optical properties of the rare-earth sesquioxides has been reported. The main purpose of this work is to provide some additional information to the existing features of Gd<sub>2</sub>O<sub>3</sub> and Tb<sub>2</sub>O<sub>3</sub> by using density functional theory. Therefore, in this work, we have investigated the electronic and optical properties of Gd<sub>2</sub>O<sub>3</sub> and Tb<sub>2</sub>O<sub>3</sub> compounds.</p></sec><sec id="s2"><title>2. Method of Calculation</title><p>In the present paper, all calculations have been carried out using the ab-initio total-energy and molecular-dy- namics program VASP (Vienna ab-initio simulation program) developed at the Faculty of Physics of the University of Vienna [<xref ref-type="bibr" rid="scirp.56780-ref6">6</xref>] - [<xref ref-type="bibr" rid="scirp.56780-ref9">9</xref>] within the density functional theory (DFT) [<xref ref-type="bibr" rid="scirp.56780-ref10">10</xref>] . The exchange-correlation energy function is treated within the GGA (generalized gradient approximation) by the density functional of Perdew et al. [<xref ref-type="bibr" rid="scirp.56780-ref11">11</xref>] . We get a good convergence using a <inline-formula><inline-graphic xlink:href="http://html.scirp.org/file/4-4800295x6.png" xlink:type="simple"/></inline-formula> Monkhorst-Pack [<xref ref-type="bibr" rid="scirp.56780-ref12">12</xref>] mesh grid for the total-energy calculation with a cutoff energy of 510 eV for both compunds. The electronic iterations convergence is <inline-formula><inline-graphic xlink:href="http://html.scirp.org/file/4-4800295x7.png" xlink:type="simple"/></inline-formula> using the Normal (blocked Davidson) algorithm and reciprocal space projection operators. These values were found to be sufficient for studying the electronic and optical properties of X<sub>2</sub>O<sub>3</sub> crystals.</p></sec><sec id="s3"><title>3. Results and Discussion</title><sec id="s3_1"><title>3.1. Structural and Electronic Properties</title><p>In the first step of our calculations, we have carried out the equilibrium lattice constants of Gd<sub>2</sub>O<sub>3</sub>, and Tb<sub>2</sub>O<sub>3</sub> by minimizing the ratio of the total energy of the crystal to its volume using the experimental data [<xref ref-type="bibr" rid="scirp.56780-ref13">13</xref>] [<xref ref-type="bibr" rid="scirp.56780-ref15">15</xref>] . We have compared the present results for lattice parameters of X<sub>2</sub>O<sub>3</sub> with previous experimental values [<xref ref-type="bibr" rid="scirp.56780-ref13">13</xref>] - [<xref ref-type="bibr" rid="scirp.56780-ref29">29</xref>] and are given in <xref ref-type="table" rid="table1">Table 1</xref>. These results are within the accuracy range of calculations based on density functional theory.</p><table-wrap id="table1" ><label><xref ref-type="table" rid="table1">Table 1</xref></label><caption><title> The calculatedequilibriumlattice parameters and direct band gaps together with the available experimental values for Gd<sub>2</sub>O<sub>3</sub> and Tb<sub>2</sub>O<sub>3</sub></title></caption><table><tbody><thead><tr><th align="center" valign="middle" >Material</th><th align="center" valign="middle" >Reference</th><th align="center" valign="middle" >a = b = c (&#197;)</th><th align="center" valign="middle" >E<sub>g</sub> (eV)</th><th align="center" valign="middle" >Space Group</th></tr></thead><tr><td align="center" valign="middle" >Gd<sub>2</sub>O<sub>3</sub></td><td align="center" valign="middle" >Present (GGA-VASP)</td><td align="center" valign="middle" >10.817</td><td align="center" valign="middle" >3.86</td><td align="center" valign="middle" ><inline-formula><inline-graphic xlink:href="http://html.scirp.org/file/4-4800295x8.png" xlink:type="simple"/></inline-formula></td></tr><tr><td align="center" valign="middle" ></td><td align="center" valign="middle" >Ref. [<xref ref-type="bibr" rid="scirp.56780-ref13">13</xref>]</td><td align="center" valign="middle" >10.815</td><td align="center" valign="middle" ></td><td align="center" valign="middle" ></td></tr><tr><td align="center" valign="middle" ></td><td align="center" valign="middle" >Ref. [<xref ref-type="bibr" rid="scirp.56780-ref14">14</xref>]</td><td align="center" valign="middle" >10.78</td><td align="center" valign="middle" ></td><td align="center" valign="middle" ></td></tr><tr><td align="center" valign="middle" ></td><td align="center" valign="middle" >Ref. [<xref ref-type="bibr" rid="scirp.56780-ref15">15</xref>]</td><td align="center" valign="middle" >10.816</td><td align="center" valign="middle" ></td><td align="center" valign="middle" ></td></tr><tr><td align="center" valign="middle" ></td><td align="center" valign="middle" >Ref. [<xref ref-type="bibr" rid="scirp.56780-ref16">16</xref>]</td><td align="center" valign="middle" >10.817</td><td align="center" valign="middle" ></td><td align="center" valign="middle" ></td></tr><tr><td align="center" valign="middle" ></td><td align="center" valign="middle" >Ref. [<xref ref-type="bibr" rid="scirp.56780-ref17">17</xref>]</td><td align="center" valign="middle" >10.812</td><td align="center" valign="middle" ></td><td align="center" valign="middle" ></td></tr><tr><td align="center" valign="middle" ></td><td align="center" valign="middle" >Ref. [<xref ref-type="bibr" rid="scirp.56780-ref18">18</xref>]</td><td align="center" valign="middle" >10.808</td><td align="center" valign="middle" ></td><td align="center" valign="middle" ></td></tr><tr><td align="center" valign="middle" ></td><td align="center" valign="middle" >Ref. [<xref ref-type="bibr" rid="scirp.56780-ref19">19</xref>]</td><td align="center" valign="middle" >10.819</td><td align="center" valign="middle" ></td><td align="center" valign="middle" ></td></tr><tr><td align="center" valign="middle" ></td><td align="center" valign="middle" >Ref. [<xref ref-type="bibr" rid="scirp.56780-ref20">20</xref>]</td><td align="center" valign="middle" >10.817</td><td align="center" valign="middle" ></td><td align="center" valign="middle" ></td></tr><tr><td align="center" valign="middle" ></td><td align="center" valign="middle" >Ref. [<xref ref-type="bibr" rid="scirp.56780-ref21">21</xref>]</td><td align="center" valign="middle" >10.817</td><td align="center" valign="middle" ></td><td align="center" valign="middle" ></td></tr><tr><td align="center" valign="middle" >Tb<sub>2</sub>O<sub>3</sub></td><td align="center" valign="middle" >Present (GGA-VASP)</td><td align="center" valign="middle" >10.758</td><td align="center" valign="middle" >3.82</td><td align="center" valign="middle" ><inline-formula><inline-graphic xlink:href="http://html.scirp.org/file/4-4800295x9.png" xlink:type="simple"/></inline-formula></td></tr><tr><td align="center" valign="middle" ></td><td align="center" valign="middle" >Ref. [<xref ref-type="bibr" rid="scirp.56780-ref15">15</xref>]</td><td align="center" valign="middle" >10.758</td><td align="center" valign="middle" ></td><td align="center" valign="middle" ></td></tr><tr><td align="center" valign="middle" ></td><td align="center" valign="middle" >Ref. [<xref ref-type="bibr" rid="scirp.56780-ref22">22</xref>]</td><td align="center" valign="middle" >10.7</td><td align="center" valign="middle" ></td><td align="center" valign="middle" ></td></tr><tr><td align="center" valign="middle" ></td><td align="center" valign="middle" >Ref. [<xref ref-type="bibr" rid="scirp.56780-ref23">23</xref>]</td><td align="center" valign="middle" >10.745</td><td align="center" valign="middle" ></td><td align="center" valign="middle" ></td></tr><tr><td align="center" valign="middle" ></td><td align="center" valign="middle" >Ref. [<xref ref-type="bibr" rid="scirp.56780-ref24">24</xref>]</td><td align="center" valign="middle" >10.7</td><td align="center" valign="middle" ></td><td align="center" valign="middle" ></td></tr><tr><td align="center" valign="middle" ></td><td align="center" valign="middle" >Ref. [<xref ref-type="bibr" rid="scirp.56780-ref25">25</xref>]</td><td align="center" valign="middle" >10.735</td><td align="center" valign="middle" ></td><td align="center" valign="middle" ></td></tr><tr><td align="center" valign="middle" ></td><td align="center" valign="middle" >Ref. [<xref ref-type="bibr" rid="scirp.56780-ref26">26</xref>]</td><td align="center" valign="middle" >10.728</td><td align="center" valign="middle" ></td><td align="center" valign="middle" ></td></tr><tr><td align="center" valign="middle" ></td><td align="center" valign="middle" >Ref. [<xref ref-type="bibr" rid="scirp.56780-ref27">27</xref>]</td><td align="center" valign="middle" >10.73</td><td align="center" valign="middle" ></td><td align="center" valign="middle" ></td></tr><tr><td align="center" valign="middle" ></td><td align="center" valign="middle" >Ref. [<xref ref-type="bibr" rid="scirp.56780-ref28">28</xref>]</td><td align="center" valign="middle" >10.728</td><td align="center" valign="middle" ></td><td align="center" valign="middle" ></td></tr></tbody></table></table-wrap><p>The investigation of electronic band structure for understanding the electronic and optical properties of X<sub>2</sub>O<sub>3 </sub>is very useful. The band structures of the X<sub>2</sub>O<sub>3</sub> were calculated using GGA. The electronic band structures were calculated along the special lines connecting the high-symmetry points Г, H, N, and P for X<sub>2</sub>O<sub>3</sub> in the k-space. The electronic band structure of Gd<sub>2</sub>O<sub>3</sub>, and Tb<sub>2</sub>O<sub>3</sub> along the high symmetry directions have been calculated by using the equilibrium lattice constants and are given in <xref ref-type="fig" rid="fig1">Figure 1</xref> and <xref ref-type="fig" rid="fig2">Figure 2</xref>.</p><p>As can be seen in <xref ref-type="fig" rid="fig1">Figure 1</xref>, the Gd<sub>2</sub>O<sub>3</sub> compound has a direct band gap semiconductor with the value 3.86 eV (in Г-high symmetry point). The band gap with the value 3.82 eV of Tb<sub>2</sub>O<sub>3 </sub>compound has the same character of that of Gd<sub>2</sub>O<sub>3</sub> (<xref ref-type="fig" rid="fig2">Figure 2</xref>). The band gap values obtained for X<sub>2</sub>O<sub>3</sub> are good agreement with the earlier theoretical resuts, but is less than the estimated experimental results [<xref ref-type="bibr" rid="scirp.56780-ref1">1</xref>] [<xref ref-type="bibr" rid="scirp.56780-ref3">3</xref>] [<xref ref-type="bibr" rid="scirp.56780-ref5">5</xref>] . In these figures (<xref ref-type="fig" rid="fig1">Figure 1</xref> and <xref ref-type="fig" rid="fig2">Figure 2</xref>), the lowest valance bands that occur between 0 and −3.5 eV (72 energy states) are dominated by O 2p states while the valence bands that occur between −14 eV and −16.5 eV (24 energy states) are dominated by Gd 6s and Tb 6s states. The lowest occupied valance bands are essentially dominated by O 2s (−19 eV and −21.5 eV and include 48 energy states).</p></sec><sec id="s3_2"><title>3.2. Optical Properties</title><p>It is well known that the effect of the electric field vector, <inline-formula><inline-graphic xlink:href="http://html.scirp.org/file/4-4800295x10.png" xlink:type="simple"/></inline-formula>, of the incoming light is to polarize the material. At the level of a linear response, this polarization can be calculated using the following relation [<xref ref-type="bibr" rid="scirp.56780-ref29">29</xref>] :</p><fig id="fig1"  position="float"><label><xref ref-type="fig" rid="fig1">Figure 1</xref></label><caption><title> The calculated electronic band structure and Density of State for Gd<sub>2</sub>O<sub>3</sub></title></caption><graphic mimetype="image"   position="float"  xlink:type="simple"  xlink:href="http://html.scirp.org/file/4-4800295x11.png"/></fig><fig id="fig2"  position="float"><label><xref ref-type="fig" rid="fig2">Figure 2</xref></label><caption><title> The calculated electronic band structure Density of State for Tb<sub>2</sub>O<sub>3</sub></title></caption><graphic mimetype="image"   position="float"  xlink:type="simple"  xlink:href="http://html.scirp.org/file/4-4800295x12.png"/></fig><disp-formula id="scirp.56780-formula1479"><label>(1)</label><graphic position="anchor" xlink:href="http://html.scirp.org/file/4-4800295x13.png"  xlink:type="simple"/></disp-formula><p>where <inline-formula><inline-graphic xlink:href="http://html.scirp.org/file/4-4800295x14.png" xlink:type="simple"/></inline-formula> is the linear optical susceptibility tensor and it is given by [<xref ref-type="bibr" rid="scirp.56780-ref30">30</xref>]</p><disp-formula id="scirp.56780-formula1480"><label>(2)</label><graphic position="anchor" xlink:href="http://html.scirp.org/file/4-4800295x15.png"  xlink:type="simple"/></disp-formula><p>where <inline-formula><inline-graphic xlink:href="http://html.scirp.org/file/4-4800295x16.png" xlink:type="simple"/></inline-formula> denote energy bands, <inline-formula><inline-graphic xlink:href="http://html.scirp.org/file/4-4800295x17.png" xlink:type="simple"/></inline-formula>is the Fermi occupation factor, <inline-formula><inline-graphic xlink:href="http://html.scirp.org/file/4-4800295x18.png" xlink:type="simple"/></inline-formula>is the normalization volume. <inline-formula><inline-graphic xlink:href="http://html.scirp.org/file/4-4800295x19.png" xlink:type="simple"/></inline-formula>are the frequency differences, <inline-formula><inline-graphic xlink:href="http://html.scirp.org/file/4-4800295x20.png" xlink:type="simple"/></inline-formula>is the energy of band n at wave vector<inline-formula><inline-graphic xlink:href="http://html.scirp.org/file/4-4800295x21.png" xlink:type="simple"/></inline-formula>. The <inline-formula><inline-graphic xlink:href="http://html.scirp.org/file/4-4800295x22.png" xlink:type="simple"/></inline-formula> are the matrix elements of the position operator [<xref ref-type="bibr" rid="scirp.56780-ref30">30</xref>] .</p><p>As can be seen in Equation (2), the dielectric function <inline-formula><inline-graphic xlink:href="http://html.scirp.org/file/4-4800295x23.png" xlink:type="simple"/></inline-formula> and the imaginary part of<inline-formula><inline-graphic xlink:href="http://html.scirp.org/file/4-4800295x23.png" xlink:type="simple"/></inline-formula><inline-formula><inline-graphic xlink:href="http://html.scirp.org/file/4-4800295x24.png" xlink:type="simple"/></inline-formula>, <inline-formula><inline-graphic xlink:href="http://html.scirp.org/file/4-4800295x23.png" xlink:type="simple"/></inline-formula><inline-formula><inline-graphic xlink:href="http://html.scirp.org/file/4-4800295x24.png" xlink:type="simple"/></inline-formula><inline-formula><inline-graphic xlink:href="http://html.scirp.org/file/4-4800295x25.png" xlink:type="simple"/></inline-formula>is given by</p><disp-formula id="scirp.56780-formula1481"><label>(3)</label><graphic position="anchor" xlink:href="http://html.scirp.org/file/4-4800295x26.png"  xlink:type="simple"/></disp-formula><p>The real part of<inline-formula><inline-graphic xlink:href="http://html.scirp.org/file/4-4800295x27.png" xlink:type="simple"/></inline-formula>, <inline-formula><inline-graphic xlink:href="http://html.scirp.org/file/4-4800295x27.png" xlink:type="simple"/></inline-formula><inline-formula><inline-graphic xlink:href="http://html.scirp.org/file/4-4800295x28.png" xlink:type="simple"/></inline-formula>, can be obtained by using the Kramers-Kroning transformation [<xref ref-type="bibr" rid="scirp.56780-ref30">30</xref>] . Be-</p><p>cause the Kohn-Sham equations determine the ground state properties, the unoccupied conduction bands as calculated, have no physical significance.</p><p>The known sum rules [<xref ref-type="bibr" rid="scirp.56780-ref30">30</xref>] can be used to determine some quantitative parameters, particularly the effective number of the valence electrons per unit cell<inline-formula><inline-graphic xlink:href="http://html.scirp.org/file/4-4800295x29.png" xlink:type="simple"/></inline-formula>, as well as the effective optical dielectric constant<inline-formula><inline-graphic xlink:href="http://html.scirp.org/file/4-4800295x29.png" xlink:type="simple"/></inline-formula><inline-formula><inline-graphic xlink:href="http://html.scirp.org/file/4-4800295x30.png" xlink:type="simple"/></inline-formula>, which make a contribution to the optical constants of a crystal at the energy<inline-formula><inline-graphic xlink:href="http://html.scirp.org/file/4-4800295x29.png" xlink:type="simple"/></inline-formula><inline-formula><inline-graphic xlink:href="http://html.scirp.org/file/4-4800295x30.png" xlink:type="simple"/></inline-formula><inline-formula><inline-graphic xlink:href="http://html.scirp.org/file/4-4800295x31.png" xlink:type="simple"/></inline-formula>. One can obtain an estimate of the distribution of oscillator strengths for both intraband and interband transitions by computing the <inline-formula><inline-graphic xlink:href="http://html.scirp.org/file/4-4800295x29.png" xlink:type="simple"/></inline-formula><inline-formula><inline-graphic xlink:href="http://html.scirp.org/file/4-4800295x30.png" xlink:type="simple"/></inline-formula><inline-formula><inline-graphic xlink:href="http://html.scirp.org/file/4-4800295x31.png" xlink:type="simple"/></inline-formula><inline-formula><inline-graphic xlink:href="http://html.scirp.org/file/4-4800295x32.png" xlink:type="simple"/></inline-formula> defined according to</p><disp-formula id="scirp.56780-formula1482"><label>(4)</label><graphic position="anchor" xlink:href="http://html.scirp.org/file/4-4800295x33.png"  xlink:type="simple"/></disp-formula><p>where <inline-formula><inline-graphic xlink:href="http://html.scirp.org/file/4-4800295x34.png" xlink:type="simple"/></inline-formula> is the density of atoms in a crystal, e and m are the charge and mass of the electron, respectively, and <inline-formula><inline-graphic xlink:href="http://html.scirp.org/file/4-4800295x34.png" xlink:type="simple"/></inline-formula><inline-formula><inline-graphic xlink:href="http://html.scirp.org/file/4-4800295x35.png" xlink:type="simple"/></inline-formula> is the effective number of electrons contributing to optical transitions below an energy of<inline-formula><inline-graphic xlink:href="http://html.scirp.org/file/4-4800295x34.png" xlink:type="simple"/></inline-formula><inline-formula><inline-graphic xlink:href="http://html.scirp.org/file/4-4800295x35.png" xlink:type="simple"/></inline-formula><inline-formula><inline-graphic xlink:href="http://html.scirp.org/file/4-4800295x36.png" xlink:type="simple"/></inline-formula>.</p><p>Further information on the role of the core and semi-core bands may be obtained by computing the contribution that the various bands make to the static dielectric constant,<inline-formula><inline-graphic xlink:href="http://html.scirp.org/file/4-4800295x37.png" xlink:type="simple"/></inline-formula>. According to the Kramers-Kronig relations, one has</p><disp-formula id="scirp.56780-formula1483"><label>(5)</label><graphic position="anchor" xlink:href="http://html.scirp.org/file/4-4800295x38.png"  xlink:type="simple"/></disp-formula><p>One can therefore define an “effective” dielectric constant, that represents a different mean of the interband transitions from that represented by the sum rule, Equation (5), according to the relation</p><disp-formula id="scirp.56780-formula1484"><label>(6)</label><graphic position="anchor" xlink:href="http://html.scirp.org/file/4-4800295x39.png"  xlink:type="simple"/></disp-formula><p>The physical meaning of <inline-formula><inline-graphic xlink:href="http://html.scirp.org/file/4-4800295x40.png" xlink:type="simple"/></inline-formula> is quite clear: <inline-formula><inline-graphic xlink:href="http://html.scirp.org/file/4-4800295x40.png" xlink:type="simple"/></inline-formula><inline-formula><inline-graphic xlink:href="http://html.scirp.org/file/4-4800295x41.png" xlink:type="simple"/></inline-formula>is the effective optical dielectric constant governed by the</p><p>interband transitions in the energy range from zero to<inline-formula><inline-graphic xlink:href="http://html.scirp.org/file/4-4800295x42.png" xlink:type="simple"/></inline-formula>, i.e. by the polarization of the electron shells.</p><p>We first calculated the real and imaginary parts of the linear dielectric function of the Gd<sub>2</sub>O<sub>3</sub>, and Tb<sub>2</sub>O<sub>3</sub> compounds (<xref ref-type="fig" rid="fig3">Figure 3</xref> and <xref ref-type="fig" rid="fig4">Figure 4</xref>). In order to calculate the optical response by using the calculated band structure, we have chosen a photon energy range of 0 - 65 eV and have seen that a 0 - 40 eV photon energy range is sufficient for most optical functions. We first calculated the real and imaginary parts of linear dielectric function of the Gd<sub>2</sub>O<sub>3</sub> and Tb<sub>2</sub>O<sub>3</sub> compounds (<xref ref-type="fig" rid="fig4">Figure 4</xref> and <xref ref-type="fig" rid="fig5">Figure 5</xref>). All the Gd<sub>2</sub>O<sub>3</sub> and Tb<sub>2</sub>O<sub>3</sub> compounds</p><fig id="fig3"  position="float"><label><xref ref-type="fig" rid="fig3">Figure 3</xref></label><caption><title> The real and imaginary parts of the linear dielectric function and Electron energy-loss spectrum of Gd<sub>2</sub>O<sub>3</sub></title></caption><graphic mimetype="image"   position="float"  xlink:type="simple"  xlink:href="http://html.scirp.org/file/4-4800295x43.png"/></fig><fig id="fig4"  position="float"><label><xref ref-type="fig" rid="fig4">Figure 4</xref></label><caption><title> The real and imaginary parts of the linear dielectric function and Electron energy-loss spectrum of Tb<sub>2</sub>O<sub>3</sub></title></caption><graphic mimetype="image"   position="float"  xlink:type="simple"  xlink:href="http://html.scirp.org/file/4-4800295x44.png"/></fig><p>studied so far have ε<sub>1</sub> are equal to zero in the energy region between 9 eV and 40 eV for decreasing <inline-formula><inline-graphic xlink:href="http://html.scirp.org/file/4-4800295x45.png" xlink:type="simple"/></inline-formula> and increasing of <inline-formula><inline-graphic xlink:href="http://html.scirp.org/file/4-4800295x45.png" xlink:type="simple"/></inline-formula><inline-formula><inline-graphic xlink:href="http://html.scirp.org/file/4-4800295x46.png" xlink:type="simple"/></inline-formula> (see, <xref ref-type="table" rid="table2">Table 2</xref>). Also, values of <inline-formula><inline-graphic xlink:href="http://html.scirp.org/file/4-4800295x45.png" xlink:type="simple"/></inline-formula><inline-formula><inline-graphic xlink:href="http://html.scirp.org/file/4-4800295x46.png" xlink:type="simple"/></inline-formula><inline-formula><inline-graphic xlink:href="http://html.scirp.org/file/4-4800295x47.png" xlink:type="simple"/></inline-formula> versus photon energy have main peaks in</p><p>the energy region 4 eV and 30 eV. Some of the principal features and singularities of the <inline-formula><inline-graphic xlink:href="http://html.scirp.org/file/4-4800295x48.png" xlink:type="simple"/></inline-formula> for both investigated compounds are shown in <xref ref-type="table" rid="table3">Table 3</xref>.</p><p>The peaks of the correspond to the optical transitions from the valence band to the conduction band and are in agreement with the previous results. The maximum peak values of for Gd<sub>2</sub>O<sub>3</sub> and Tb<sub>2</sub>O<sub>3</sub> are around 9.31 eV and 9.49 eV, respectively.</p><p>The corresponding energy-loss functions, <inline-formula><inline-graphic xlink:href="http://html.scirp.org/file/4-4800295x49.png" xlink:type="simple"/></inline-formula>, were calculated using Equation (7) and are also presented in <xref ref-type="fig" rid="fig3">Figure 3</xref> and <xref ref-type="fig" rid="fig4">Figure 4</xref>. The <inline-formula><inline-graphic xlink:href="http://html.scirp.org/file/4-4800295x49.png" xlink:type="simple"/></inline-formula><inline-formula><inline-graphic xlink:href="http://html.scirp.org/file/4-4800295x50.png" xlink:type="simple"/></inline-formula> describes the energy loss of fast electrons traversing the material. The sharp maxima in the energy loss function are associated with the existence of plasma oscillations [<xref ref-type="bibr" rid="scirp.56780-ref30">30</xref>] . The curves of L have a maximum near 35 eV (Gd<sub>2</sub>O<sub>3</sub>) and 38 eV (Tb<sub>2</sub>O<sub>3</sub>).</p><disp-formula id="scirp.56780-formula1485"><label>(7)</label><graphic position="anchor" xlink:href="http://html.scirp.org/file/4-4800295x51.png"  xlink:type="simple"/></disp-formula><p>The calculated effective number of valence electrons <inline-formula><inline-graphic xlink:href="http://html.scirp.org/file/4-4800295x52.png" xlink:type="simple"/></inline-formula> is given in <xref ref-type="fig" rid="fig5">Figure 5</xref>(a). The effective number of valence electron per unit cell, <inline-formula><inline-graphic xlink:href="http://html.scirp.org/file/4-4800295x52.png" xlink:type="simple"/></inline-formula><inline-formula><inline-graphic xlink:href="http://html.scirp.org/file/4-4800295x53.png" xlink:type="simple"/></inline-formula>up to 5 eV is zero (below the band gap) then reaches saturation values at</p><fig id="fig5"  position="float"><label><xref ref-type="fig" rid="fig5">Figure 5</xref></label><caption><title> The calculated (a) effective number of electrons participating in the interband transitions and (b) effective optical dielectric constant</title></caption><graphic mimetype="image"   position="float"  xlink:type="simple"  xlink:href="http://html.scirp.org/file/4-4800295x54.png"/></fig><table-wrap id="table2" ><label><xref ref-type="table" rid="table2">Table 2</xref></label><caption><title> The energy values at the zero point of real part of dielectric function for Gd<sub>2</sub>O<sub>3</sub> and Tb<sub>2</sub>O<sub>3</sub></title></caption><table><tbody><thead><tr><th align="center" valign="middle"  colspan="7"  >zero points (eV)</th></tr></thead><tr><td align="center" valign="middle" >Crystal<sub> </sub></td><td align="center" valign="middle" >W</td><td align="center" valign="middle" >X</td><td align="center" valign="middle" >Y</td><td align="center" valign="middle" >Z</td><td align="center" valign="middle" >T</td><td align="center" valign="middle" >U</td></tr><tr><td align="center" valign="middle" >Gd<sub>2</sub>O<sub>3</sub></td><td align="center" valign="middle" >9.676</td><td align="center" valign="middle" >13.446</td><td align="center" valign="middle" >26.574</td><td align="center" valign="middle" >35.023</td><td align="center" valign="middle" ></td><td align="center" valign="middle" ></td></tr><tr><td align="center" valign="middle" >Tb<sub>2</sub>O<sub>3</sub></td><td align="center" valign="middle" >10.039</td><td align="center" valign="middle" >13.628</td><td align="center" valign="middle" >27.830</td><td align="center" valign="middle" >31.419</td><td align="center" valign="middle" >32.494</td><td align="center" valign="middle" >36.628</td></tr></tbody></table></table-wrap><table-wrap id="table3" ><label><xref ref-type="table" rid="table3">Table 3</xref></label><caption><title> The maximum peak values of the imaginary part of the dielectric function for Gd<sub>2</sub>O<sub>3</sub> and Tb<sub>2</sub>O<sub>3</sub></title></caption><table><tbody><thead><tr><th align="center" valign="middle"  colspan="5"  >maximum peak values (eV)</th></tr></thead><tr><td align="center" valign="middle" >Crystal<sub> </sub></td><td align="center" valign="middle" >A</td><td align="center" valign="middle" >B</td><td align="center" valign="middle" >C</td><td align="center" valign="middle" >D</td></tr><tr><td align="center" valign="middle" >Gd<sub>2</sub>O<sub>3</sub></td><td align="center" valign="middle" >6.9803</td><td align="center" valign="middle" >9.3121</td><td align="center" valign="middle" >26.574</td><td align="center" valign="middle" ></td></tr><tr><td align="center" valign="middle" >Tb<sub>2</sub>O<sub>3</sub></td><td align="center" valign="middle" >7.328</td><td align="center" valign="middle" >9.494</td><td align="center" valign="middle" >27.648</td><td align="center" valign="middle" >32.676</td></tr></tbody></table></table-wrap><p>about 30 eV (Gd<sub>2</sub>O<sub>3</sub>) and 35 eV (Tb<sub>2</sub>O<sub>3</sub>). This means that deep-lying valence orbitals participate in the interband transitiond as well (see <xref ref-type="fig" rid="fig1">Figure 1</xref> and <xref ref-type="fig" rid="fig2">Figure 2</xref>). The effective optical dielectric constant, <inline-formula><inline-graphic xlink:href="http://html.scirp.org/file/4-4800295x55.png" xlink:type="simple"/></inline-formula>, is shown in <xref ref-type="fig" rid="fig5">Figure 5</xref>(b).</p><p>The curves of <inline-formula><inline-graphic xlink:href="http://html.scirp.org/file/4-4800295x56.png" xlink:type="simple"/></inline-formula> can be arbitrarily divided into two parts. The first part is characterized by a rapid growth of <inline-formula><inline-graphic xlink:href="http://html.scirp.org/file/4-4800295x56.png" xlink:type="simple"/></inline-formula><inline-formula><inline-graphic xlink:href="http://html.scirp.org/file/4-4800295x57.png" xlink:type="simple"/></inline-formula> and extends up to 12 eV. The second part shows a smoother and slower growth of <inline-formula><inline-graphic xlink:href="http://html.scirp.org/file/4-4800295x56.png" xlink:type="simple"/></inline-formula><inline-formula><inline-graphic xlink:href="http://html.scirp.org/file/4-4800295x57.png" xlink:type="simple"/></inline-formula><inline-formula><inline-graphic xlink:href="http://html.scirp.org/file/4-4800295x58.png" xlink:type="simple"/></inline-formula> and reaches a saturation values at about 30 eV(Gd<sub>2</sub>O<sub>3</sub>) and 35 eV (Tb<sub>2</sub>O<sub>3</sub>). This means that the largest contribution to <inline-formula><inline-graphic xlink:href="http://html.scirp.org/file/4-4800295x56.png" xlink:type="simple"/></inline-formula><inline-formula><inline-graphic xlink:href="http://html.scirp.org/file/4-4800295x57.png" xlink:type="simple"/></inline-formula><inline-formula><inline-graphic xlink:href="http://html.scirp.org/file/4-4800295x58.png" xlink:type="simple"/></inline-formula><inline-formula><inline-graphic xlink:href="http://html.scirp.org/file/4-4800295x59.png" xlink:type="simple"/></inline-formula> is made by transitions corresponding to the bands at ~5 eV and ~12 eV.</p></sec></sec><sec id="s4"><title>4. Conclusion</title><p>In the present work, we have made a detailed investigation of the electronic, and frequency-dependent linear optical properties of the X<sub>2</sub>O<sub>3</sub> (X: Gd and Tb) crystals using the density functional methods. The result of the structural optimization implemented using the GGA are in good agreement with the experimental and theoretical results. We have examined photon-energy dependent dielectric functions, some optical properties such as the energy-loss function, the effective number of valance electrons and the effective optical dielectric constants for both materials.</p></sec><sec id="s5"><title>Acknowledgements</title><p>This work is supported by the projects DPT-HAMIT, DPT-FOTON, NATO-SET-193 and TUBITAK under Project Nos., 113E331, 109A015, 109E301.</p></sec><sec id="s6"><title>NOTES</title></sec></body><back><ref-list><title>References</title><ref id="scirp.56780-ref1"><label>1</label><mixed-citation publication-type="other" xlink:type="simple">Adachi, G., Imanaka, N. and Kang, Z.C. (2004) Binary Rare Earth Oxides. 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