<?xml version="1.0" encoding="UTF-8"?><!DOCTYPE article  PUBLIC "-//NLM//DTD Journal Publishing DTD v3.0 20080202//EN" "http://dtd.nlm.nih.gov/publishing/3.0/journalpublishing3.dtd"><article xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink" dtd-version="3.0" xml:lang="en" article-type="research article"><front><journal-meta><journal-id journal-id-type="publisher-id">Graphene</journal-id><journal-title-group><journal-title>Graphene</journal-title></journal-title-group><issn pub-type="epub">2169-3439</issn><publisher><publisher-name>Scientific Research Publishing</publisher-name></publisher></journal-meta><article-meta><article-id pub-id-type="doi">10.4236/graphene.2013.23014</article-id><article-id pub-id-type="publisher-id">Graphene-34754</article-id><article-categories><subj-group subj-group-type="heading"><subject>Articles</subject></subj-group><subj-group subj-group-type="Discipline-v2"><subject>Chemistry&amp;Materials Science</subject></subj-group></article-categories><title-group><article-title>
 
 
  Next-Nearest-Neighbor Tight-Binding Model of Plasmons in Graphene
 
</article-title></title-group><contrib-group><contrib contrib-type="author" xlink:type="simple"><name name-style="western"><surname>ladimir</surname><given-names>Kadirko</given-names></name><xref ref-type="aff" rid="aff1"><sup>1</sup></xref></contrib><contrib contrib-type="author" xlink:type="simple"><name name-style="western"><surname>Klaus</surname><given-names>Ziegler</given-names></name><xref ref-type="aff" rid="aff2"><sup>2</sup></xref></contrib><contrib contrib-type="author" xlink:type="simple"><name name-style="western"><surname>Eugene</surname><given-names>Kogan</given-names></name><xref ref-type="aff" rid="aff1"><sup>1</sup></xref><xref ref-type="corresp" rid="cor1"><sup>*</sup></xref></contrib></contrib-group><aff id="aff1"><addr-line>Department of Physics, Bar-Ilan University, Ramat Gan, Israel</addr-line></aff><aff id="aff2"><addr-line>Institut für Physik, Universitat Augsburg, Augsburg, Germany</addr-line></aff><author-notes><corresp id="cor1">* E-mail:<email>Eugene.Kogan@biu.ac.il(EK)</email>;</corresp></author-notes><pub-date pub-type="epub"><day>17</day><month>07</month><year>2013</year></pub-date><volume>02</volume><issue>03</issue><fpage>97</fpage><lpage>101</lpage><history><date date-type="received"><day>May</day>	<month>8,</month>	<year>2013</year></date><date date-type="rev-recd"><day>June</day>	<month>7,</month>	<year>2013</year>	</date><date date-type="accepted"><day>July</day>	<month>3,</month>	<year>2013</year></date></history><permissions><copyright-statement>&#169; Copyright  2014 by authors and Scientific Research Publishing Inc. </copyright-statement><copyright-year>2014</copyright-year><license><license-p>This work is licensed under the Creative Commons Attribution International License (CC BY). http://creativecommons.org/licenses/by/4.0/</license-p></license></permissions><abstract><p>
 
 
   In this paper we investigate the influence of the next-nearest-neighbor coupling on the spectrum of plasmon excitations in graphene. The nearest-neighbor tight-binding model was previously considered to calculate the plasmon spectrum in graphene [1]. We extend these results to the next-nearest-neighbor tight-binding model. As in the calculation of the nearest-neighbor model, our approach is based on the numerical calculation of the dielectric function and the loss function. We compare the plasmon spectrum of the two models and discuss the differences in the dispersion. 
 
</p></abstract><kwd-group><kwd>Graphene; Plasmon; Tight-Binding Model</kwd></kwd-group></article-meta></front><body><sec id="s1"><title>1. Introduction</title><p>Graphene, a single layer of carbon atoms arranged as a honeycomb lattice, is a semimetal with remarkable physical properties [2,3]. This is due to the band structure of the material which consists of two bands touching each other at two nodes. The electronic spectrum around these two nodes is linear and can be approximated by Dirac cones. However, calculations of many physical properties demand the knowledge of the full electron dispersion in the entire Brillouin zone, not only in the vicinity of the nodes. This statement becomes particularly relevant when we take into account the fact that graphene can be gated or doped, such that the Fermi energy can be freely tuned.</p><p>One of the main open issues in the physics of graphene is the role played by electron-electron interaction. In doped graphene long range Coulomb interaction leads to a gapless plasmon mode which can be described theoretically within the random phase approximation (RPA). Although this is a standard problem in semiconductor physics, it was studied initially in the case of graphene only in the Dirac approximation around the nodes [4-6]. The linear approximation leads to a frequency of the plasmon that is proportional to the square root of the wavevector.</p><p>Later the plasmon dispersion law was also calculated for the more realistic band structure, obtained in the framework of the tight-binding model with nearest-neighbor hopping [1,7]. This model is characterized by two symmetric bands, which implies a chiral symmetry. The latter connects the eigenstates of energy E directly with eigenstates of energy −E by a linear transformation. This symmetry, which also realizes a particle-hole symmetry, is broken by a next-nearest-neighbor hopping term. Usually, the physical properties change qualitatively under symmetry breaking. Here we would like to study the effect of particle-hole symmetry breaking due to next-nearest-neighbor hopping on the plasmon dispersion. For this purpose we extend the nearest-neighbor hopping approximation used in [<xref ref-type="bibr" rid="scirp.34754-ref1">1</xref>] by taking into account the nextnearest-neighbor hopping.</p><p>We consider an electron gas which is subject to an electromagnetic potential<img src="1-2690021\02cb3352-036c-47e1-ba6f-20bc38edaf8b.jpg" />. The response of the electron gas is to create a screening potential <img src="1-2690021\123d0a27-5102-4972-8e21-1e716be7f2dd.jpg" /> which is caused by the rearrangement of the electrons due to the external potential. Therefore, the total potential, acting on the electrons, is [<xref ref-type="bibr" rid="scirp.34754-ref8">8</xref>]</p><disp-formula id="scirp.34754-formula5134"><label>(1)</label><graphic position="anchor" xlink:href="1-2690021\ce0ec6b5-9108-47aa-b965-96ce88a408c3.jpg"  xlink:type="simple"/></disp-formula><p>can be evaluated self-consistently [<xref ref-type="bibr" rid="scirp.34754-ref9">9</xref>] and is expressed via the dielectric function. Then the total potential reads [<xref ref-type="bibr" rid="scirp.34754-ref8">8</xref>]</p><disp-formula id="scirp.34754-formula5135"><label>(2)</label><graphic position="anchor" xlink:href="1-2690021\437cb485-557d-4a70-9a1a-60c6dd69b59a.jpg"  xlink:type="simple"/></disp-formula></sec><sec id="s2"><title>2. Nearest and Next-Nearest Hopping Model</title><p>The tight-binding Hamiltonian for electrons in graphene with both nearest and next-nearest-neighbor hopping has the form [<xref ref-type="bibr" rid="scirp.34754-ref2">2</xref>] (we use units such that h = 1)</p><disp-formula id="scirp.34754-formula5136"><label>(3)</label><graphic position="anchor" xlink:href="1-2690021\b5e644b6-3309-4a65-9380-7c9b00e19202.jpg"  xlink:type="simple"/></disp-formula><p>where <img src="1-2690021\1a26e62b-bd56-4ea3-b3fd-a4570e016e12.jpg" /> annihilates (creates) an electron with spin <img src="1-2690021\2b9c9e45-deb9-4b9a-bf0f-97001e5736b3.jpg" /> on site R<sub>i</sub> on sublattice A (an equivalent definition is used for sublattice B), <img src="1-2690021\4053e465-96e1-4f68-82c2-6c770ce87df5.jpg" />is the nearest-neighbor hopping energy (hopping between different sublattices), and <img src="1-2690021\50baa00e-9c2a-48eb-be9c-f5d9069afd08.jpg" /> is the next nearest-neighbor hopping integral (hopping in the same sublattice). The value of <img src="1-2690021\2d6558ec-b730-4e8d-8d6e-42fec76a6452.jpg" /> is not well known but ab initio calculations find <img src="1-2690021\771e0306-2633-433c-b822-e7e5e40f69d4.jpg" /> depending on the tight-binding parametrization [<xref ref-type="bibr" rid="scirp.34754-ref2">2</xref>].</p><p>The matrix representation of the Hamiltonian is</p><disp-formula id="scirp.34754-formula5137"><label>(4)</label><graphic position="anchor" xlink:href="1-2690021\3ce9e917-0a8d-4ff2-a544-7ce038b41f60.jpg"  xlink:type="simple"/></disp-formula><p>The non-diagonal terms in the Hamiltonian correspond to the nearest-neighbor hopping [<xref ref-type="bibr" rid="scirp.34754-ref1">1</xref>]:</p><disp-formula id="scirp.34754-formula5138"><label>(5)</label><graphic position="anchor" xlink:href="1-2690021\e5d161ee-4a4d-4ac4-bd37-cb4ee6d8c1ba.jpg"  xlink:type="simple"/></disp-formula><p>where b<sub>1,2,3</sub> are the nearest-neighbor vectors on the honeycomb lattice:</p><p><img src="1-2690021\be0bdc2e-ac73-43d7-b629-3ec474457f96.jpg" /></p><p>and is the lattice constant (<img src="1-2690021\b5f08b6e-551d-4de2-b923-152f9f6c0357.jpg" />&#197;) the diagonal terms correspond to next-nearest-neighbor hopping:</p><disp-formula id="scirp.34754-formula5139"><label>(6)</label><graphic position="anchor" xlink:href="1-2690021\e675392b-1231-4768-a1ce-760368e7c3e7.jpg"  xlink:type="simple"/></disp-formula><p>where, <img src="1-2690021\44436b13-afb4-4632-b52a-c72cec91586d.jpg" /></p><p>the energy bands derived from this Hamiltonian have the form [<xref ref-type="bibr" rid="scirp.34754-ref2">2</xref>]</p><disp-formula id="scirp.34754-formula5140"><label>(7)</label><graphic position="anchor" xlink:href="1-2690021\3eedeb3f-7d19-41b4-92e7-74de39d5a2ab.jpg"  xlink:type="simple"/></disp-formula><p>where the plus sign applies to the upper (π or conduction) and the minus sign the lower (π<sup>*</sup> or valence) band. It should be noticed that the presence of <img src="1-2690021\f571f246-b056-4437-8bd6-ba95c9f1753d.jpg" /> shifts the position of the Dirac point in energy and it breaks electron-hole symmetry. In both cases, nearest-neighbor and next nearest-neighbor hopping, the electronic dispersion is an even function [<xref ref-type="bibr" rid="scirp.34754-ref1">1</xref>]</p><disp-formula id="scirp.34754-formula5141"><label>(8)</label><graphic position="anchor" xlink:href="1-2690021\2b859f4d-27ec-481b-a69f-16136f39cab4.jpg"  xlink:type="simple"/></disp-formula><p>The dispersion law for next nearest-neighbor hopping is presented on <xref ref-type="fig" rid="fig1">Figure 1</xref>, and the eigenvectors of the Hamiltonian read</p><disp-formula id="scirp.34754-formula5142"><label>(9)</label><graphic position="anchor" xlink:href="1-2690021\6a55771d-3ffc-4e84-bce7-361771a544a5.jpg"  xlink:type="simple"/></disp-formula><p>where the first eigenvector is for the upper band and the second eigenvector for the lower band.</p><p>The Hamiltonian H in Equation (4) has a chiral symmetry for h<sub>0</sub> = 0:</p><disp-formula id="scirp.34754-formula5143"><label>(10)</label><graphic position="anchor" xlink:href="1-2690021\0d006be7-b1a5-4d42-b6ea-acae4fd32747.jpg"  xlink:type="simple"/></disp-formula><p>which connects eigenstates of energy −E with eigenstates of energy E by</p><disp-formula id="scirp.34754-formula5144"><label>(11)</label><graphic position="anchor" xlink:href="1-2690021\c64010d1-826b-482a-8e04-a3ffe3d74fa4.jpg"  xlink:type="simple"/></disp-formula><p>this is not the case after we have broken the chiral symmetry by the next-nearest-neighbor hopping term h<sub>0</sub>.</p></sec><sec id="s3"><title>3. Dielectric Function</title><p>The longitudinal dielectric function in calculated in RPA [9,10]:</p><disp-formula id="scirp.34754-formula5145"><label>(12)</label><graphic position="anchor" xlink:href="1-2690021\1bed92ef-9fc8-4390-a503-6676c2a851cc.jpg"  xlink:type="simple"/></disp-formula><p>where κ is a dielectric constant and χ is a polarizability.</p><p>For polarizability we used the Lindhard formula [<xref ref-type="bibr" rid="scirp.34754-ref10">10</xref>], which in our case after some straightforward calculations can be reduced to the expression</p><disp-formula id="scirp.34754-formula5146"><label>(13)</label><graphic position="anchor" xlink:href="1-2690021\3d4ae47a-e537-452d-a91f-3d3bd35155ed.jpg"  xlink:type="simple"/></disp-formula><p>with the intraband contribution</p><disp-formula id="scirp.34754-formula5147"><label>(14)</label><graphic position="anchor" xlink:href="1-2690021\6a4c0915-a34c-4ef2-a5cb-8031869db9cb.jpg"  xlink:type="simple"/></disp-formula><p>and the interband contribution</p><disp-formula id="scirp.34754-formula5148"><label>(15)</label><graphic position="anchor" xlink:href="1-2690021\6b91e51f-e065-42aa-a2c6-fd5514b31947.jpg"  xlink:type="simple"/></disp-formula><p>where</p><disp-formula id="scirp.34754-formula5149"><label>(16)</label><graphic position="anchor" xlink:href="1-2690021\94a8ff32-9ef5-4900-8e65-38b98a45dd7e.jpg"  xlink:type="simple"/></disp-formula><p><img src="1-2690021\7aab5208-42de-49b1-a9cc-b4f1024cacae.jpg" />is the Fermi-Dirac distribution function, <img src="1-2690021\52be8555-a425-481c-b360-774a127a9a96.jpg" />, is a chemical potential. The energies are defined as</p><disp-formula id="scirp.34754-formula5150"><label>(17)</label><graphic position="anchor" xlink:href="1-2690021\cc568b78-509e-437b-8535-107ceb6f8617.jpg"  xlink:type="simple"/></disp-formula><p>if we take <img src="1-2690021\ee5db2a6-58c4-4b22-8f94-d3e15cbb286f.jpg" /> the integral yields the same polarizability formula as that found in the nearest-neighbor model’s polarizability [1,7].</p></sec><sec id="s4"><title>4. Plasmons in Graphene</title><p>In a first approximation, we can consider plasmons as collective excitations of electrons, where the dielectric function vanishes [<xref ref-type="bibr" rid="scirp.34754-ref8">8</xref>]:</p><disp-formula id="scirp.34754-formula5151"><label>(18)</label><graphic position="anchor" xlink:href="1-2690021\dbffa994-17e6-4184-b33c-c66618471347.jpg"  xlink:type="simple"/></disp-formula><p>in general, however, the dielectric function is complex due to poles in the integrals (14) and (15). This implies that (18) has no solution, unless we only request that the real part of the dielectric function vanishes:</p><disp-formula id="scirp.34754-formula5152"><label>(19)</label><graphic position="anchor" xlink:href="1-2690021\c2fa636e-17a7-4a69-9131-0ca1998e40c5.jpg"  xlink:type="simple"/></disp-formula><p>assuming a real function <img src="1-2690021\754facfd-2284-4fe3-80fd-3d66e57af90d.jpg" /> as the plasmon dispersion.</p><p>For a numerical evaluation of the integrals it is more convenient to consider the loss function [6,8,10]</p><disp-formula id="scirp.34754-formula5153"><label>(20)</label><graphic position="anchor" xlink:href="1-2690021\66d94759-ed49-45ba-9b15-d623cde1a0d5.jpg"  xlink:type="simple"/></disp-formula><p>whose broadened peak indicates the plasmon. Here a complex solution <img src="1-2690021\9cb49481-a548-4b92-937a-5e89a6fdb42c.jpg" /> gives both the dispersion from the real part and the decay of the plasmons from the imaginary part.</p><p>In the present paper the polarizability of grapheme χ is evaluated numerically and the corresponding dielectric function is obtained from Equation (12) for different values of the real frequency ω, the wave vector <img src="1-2690021\c28a49f0-c4d4-4052-a0cb-1485092d3d0b.jpg" /> and chemical potential (Fermi energy) μ. Moreover, we assume κ = 4. The chemical potential level μ is selected to be relative to Dirac points whose existence is not affected by a variation of the parameter <img src="1-2690021\4decf75c-e05f-45d1-826b-f065f564e788.jpg" /> but are shifted by <img src="1-2690021\48c3b98d-5e2e-4b71-8e68-155b9a5fc15a.jpg" /> ([<xref ref-type="bibr" rid="scirp.34754-ref11">11</xref>]), as shown in <xref ref-type="fig" rid="fig2">Figure 2</xref>.</p><p>Our results for plasmon dispersion law are shown in Figures 3 and 4.</p><p>For each figure we have selected two values for<img src="1-2690021\77778aaf-a09d-46c3-9400-0171dcb6fa77.jpg" />, namely <img src="1-2690021\ac14f7cd-252e-40aa-baaf-cb32efa35652.jpg" /> and<img src="1-2690021\ebc010d4-e094-4ea9-8882-171bc94f17cc.jpg" />. The original chemical potentials μ that appear in Figures 3 and 4 are taken from the previous paper [<xref ref-type="bibr" rid="scirp.34754-ref1">1</xref>] and are modified by the value<img src="1-2690021\1f0aefd6-6bce-415f-89d0-dae5041ac28a.jpg" />.</p><p>The influence of next-nearest hopping parameter <img src="1-2690021\c2c6b102-6465-446e-b057-fa5bd6cf3a38.jpg" /> is insignificant for the plasmon dispersion law when the chemical potential is above Dirac point, as depicted in Figures 3 and 4. The shape of the plasmon dispersion law in <xref ref-type="fig" rid="fig3">Figure 3</xref> does not change significantly by a varia-</p><p>tion of the parameter<img src="1-2690021\9152f8cb-d746-4dbe-9b6d-c1415ccccc44.jpg" />. On the other hand, the result is quite different when the chemical potential is below the Dirac point. <xref ref-type="fig" rid="fig4">Figure 4</xref> shows that for different values of hopping parameter <img src="1-2690021\87108d5d-e6e8-4a91-a3b1-f20e0e1b713a.jpg" /> and for a negative chemical potential the shape of dispersion law changes strongly and the dispersion curve is much sharper when the value of the hopping parameter is larger. In general, our calculations of the plasmon dispersion law show that there is almost no change of the plasmon dispersion with <img src="1-2690021\179de490-86d3-43c2-9773-24ccea661e95.jpg" /> when chemical potential is above the Dirac point.</p></sec><sec id="s5"><title>5. Conclusions</title><p>In conclusion we have investigated the 2D tight-binding hamiltonian model under the influence of the next nearest-neighbour coupling (constant) and we theoretically obtained analytic expression for improved graphene polarizability expression. Our work is extension to previous results obtained by [<xref ref-type="bibr" rid="scirp.34754-ref1">1</xref>] where only nearest-neighbor constant model is used. This work improves the previous results for graphene plasmon’s dispersion law.</p><p>The research of next-nearest hopping tight-binding model gave the possibility to investigate the plasmon’s dispersion law near Dirac point in the case of low values of chemical potential relative to Dirac point, by using analytical calculations and numerically to show that dispersion’s laws in two cases (nearest-neighbor and nextnearest tight binding model) are almost the same as predicted theoretically.</p></sec><sec id="s6"><title>REFERENCES</title></sec></body><back><ref-list><title>References</title><ref id="scirp.34754-ref1"><label>1</label><mixed-citation publication-type="other" xlink:type="simple">A. Hill, S. A. Mikhailov and K. 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