<?xml version="1.0" encoding="UTF-8"?><!DOCTYPE article  PUBLIC "-//NLM//DTD Journal Publishing DTD v3.0 20080202//EN" "http://dtd.nlm.nih.gov/publishing/3.0/journalpublishing3.dtd"><article xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink" dtd-version="3.0" xml:lang="en" article-type="research article"><front><journal-meta><journal-id journal-id-type="publisher-id">JMP</journal-id><journal-title-group><journal-title>Journal of Modern Physics</journal-title></journal-title-group><issn pub-type="epub">2153-1196</issn><publisher><publisher-name>Scientific Research Publishing</publisher-name></publisher></journal-meta><article-meta><article-id pub-id-type="doi">10.4236/jmp.2013.46120</article-id><article-id pub-id-type="publisher-id">JMP-33479</article-id><article-categories><subj-group subj-group-type="heading"><subject>Articles</subject></subj-group><subj-group subj-group-type="Discipline-v2"><subject>Physics&amp;Mathematics</subject></subj-group></article-categories><title-group><article-title>
 
 
  Theory of Low- and High-Field Transports in Metallic Single-Wall Nanotubes
 
</article-title></title-group><contrib-group><contrib contrib-type="author" xlink:type="simple"><name name-style="western"><surname>higeji</surname><given-names>Fujita</given-names></name><xref ref-type="aff" rid="aff1"><sup>1</sup></xref><xref ref-type="corresp" rid="cor1"><sup>*</sup></xref></contrib><contrib contrib-type="author" xlink:type="simple"><name name-style="western"><surname>Hung-Cheuk</surname><given-names>Ho</given-names></name><xref ref-type="aff" rid="aff2"><sup>2</sup></xref><xref ref-type="corresp" rid="cor1"><sup>*</sup></xref></contrib><contrib contrib-type="author" xlink:type="simple"><name name-style="western"><surname>Akira</surname><given-names>Suzuki</given-names></name><xref ref-type="aff" rid="aff3"><sup>3</sup></xref><xref ref-type="corresp" rid="cor1"><sup>*</sup></xref></contrib></contrib-group><aff id="aff1"><addr-line>Department of Physics, University at Buffalo, Buffalo, USA</addr-line></aff><aff id="aff3"><addr-line>Department of Physics, Faculty of Science, Tokyo University of Science, Tokyo, Japan</addr-line></aff><aff id="aff2"><addr-line>Sincere Learning Centre, Hong Kong, China</addr-line></aff><author-notes><corresp id="cor1">* E-mail:<email>fujita@buffalo.edu(HF)</email>;<email>hcho@sincerelearning.hk(HH)</email>;<email>asuzuki@rs.kagu.tus.ac.jp(AS)</email>;</corresp></author-notes><pub-date pub-type="epub"><day>13</day><month>06</month><year>2013</year></pub-date><volume>04</volume><issue>06</issue><fpage>886</fpage><lpage>897</lpage><history><date date-type="received"><day>March</day>	<month>21,</month>	<year>2013</year></date><date date-type="rev-recd"><day>April</day>	<month>22,</month>	<year>2013</year>	</date><date date-type="accepted"><day>May</day>	<month>18,</month>	<year>2013</year></date></history><permissions><copyright-statement>&#169; Copyright  2014 by authors and Scientific Research Publishing Inc. </copyright-statement><copyright-year>2014</copyright-year><license><license-p>This work is licensed under the Creative Commons Attribution International License (CC BY). http://creativecommons.org/licenses/by/4.0/</license-p></license></permissions><abstract><p>
 
 
   Individual metallic single-wall carbon nanotubes show unusual non-Ohmic transport behaviors at low and high bias fields. For low-resistance contact samples, the differential conductance  increases with increasing bias, reaching a maximum at ~100 mV. As the bias increases further,  drops dramatically [1]. The higher the bias, the system behaves in a more normal (Ohmic) manner. This low-bias anomaly is temperature-dependent (50 - 150 K). We propose a new interpretation. Supercurrents run in the graphene wall below ~150 K. The normal hole currents run on the outer surface of the wall, which are subject to the scattering by phonons and impurities. The currents along the tube length generate circulating magnetic fields and eventually destroy the supercurrent in the wall at high enough bias, and restore the Ohmic behavior. If the prevalent ballistic electron model is adopted, then the temperature-dependent scattering effects cannot be discussed. For the high bias (0.3 - 5 V), (a) the I-V curves are temperature-independent (4 - 150 K), and (b) the currents (magnitudes) saturate. The behavior (a) arises from the fact that the neutral supercurrent below the critical temperature is not accelerated by the electric field. The behavior (b) is caused by the limitation of the number of quantum-states for the “holes” running outside of the tube. 
 
</p></abstract><kwd-group><kwd>Metallic SWNT; Orthogonal Unit Cell Model; Supercurrent; Cooper Pair (Pairon); Bloch Electron Dynamics</kwd></kwd-group></article-meta></front><body><sec id="s1"><title>1. Introduction</title><p>In 2000, Yao, Kane and Dekker [<xref ref-type="bibr" rid="scirp.33479-ref1">1</xref>] reported the lowfield and high-field transports in metallic Single-Wall carbon NanoTubes (SWNT). In <xref ref-type="fig" rid="fig1">Figure 1</xref>, their I-V curves are reproduced, after Ref. [<xref ref-type="bibr" rid="scirp.33479-ref1">1</xref>], <xref ref-type="fig" rid="fig1">Figure 1</xref>. At low fields (voltage ~30 mV), the currents show temperaturedependent dips near the origin, exhibiting non-Ohmic behaviors. The original authors discussed the low-field behavior in terms of one-dimensional (1D) Luttinger liquid (LL) model. Many experiments however indicate that the electrical transports in SWNT have a two-dimensional (2D) character [<xref ref-type="bibr" rid="scirp.33479-ref2">2</xref>]. In fact, the conductivity in individual nanotubes depends on the circumference and the pitch characterizing a space-curve (2D). Hence the nanotube physics requires a 2D theory. Carbon nanotubes are discovered by Iijima [<xref ref-type="bibr" rid="scirp.33479-ref3">3</xref>]. The important questions are how the electrons or other charged particles traverse the nanotubes and whether these particles are scattered by impurities and phonons or not. To answer these questions, we need the electron energy band structures. Wigner and Seitz (WS) [<xref ref-type="bibr" rid="scirp.33479-ref4">4</xref>] developed the WS cell model to study the ground state of a metal. Starting with a given lattice, they obtain a Brillouin zone in the <img src="24-7501265\be630eba-6e77-4c3a-af70-7237ead90116.jpg" />- space and construct a Fermi surface. This method has been successful for cubic crystals including the facecentered cubic (fcc), diamond and zincblende lattices. If we apply the WS cell model to graphene, we then obtain a gapless semiconductor, which is not experimentally observed [<xref ref-type="bibr" rid="scirp.33479-ref2">2</xref>]. We will overcome this difficulty by taking a different route in Section 2.</p><p>SWNTs can be produced by rolling graphene sheets into circular cylinders of about one nanometer (nm) in diameter and microns <img src="24-7501265\db09e064-ea24-432a-85ca-3e4d0709e606.jpg" /> in length [5,6]. The electrical conduction in SWNTs depends on the circumference and pitch, and can be classified into two groups: either semiconducting or metallic [<xref ref-type="bibr" rid="scirp.33479-ref2">2</xref>]. In our previous work [<xref ref-type="bibr" rid="scirp.33479-ref7">7</xref>], we have shown that this division in two groups arises as</p><p>follows. A SWNT is likely to have an integral number of carbon hexagons around the circumference. If each pitch contains an integral number of hexagons, then the system is periodic along the tube axis, and “holes” (not “electrons”) can move along the tube length. Such a system is semiconducting and its electrical conductivity increases with the temperature (semiconductor-like), and is characterized by an activation energy <img src="24-7501265\c5750ac0-ad4a-40de-a1fb-e2ddd5d326ff.jpg" /> [<xref ref-type="bibr" rid="scirp.33479-ref8">8</xref>]. The energy <img src="24-7501265\9834c0d7-d1f2-4bfa-89f4-b730d11e073e.jpg" /> has a distribution since both pitch and circumference have distributions. The pitch angle is not controlled in the fabrication processes. There are far more numerous cases where the pitch contains an irrational number of hexagons. In these cases, the system shows a metallic behavior experimentally observed [<xref ref-type="bibr" rid="scirp.33479-ref9">9</xref>].</p><p>In the present work, we present a unified microscopic theory of both lowand high-field conductivities. We primarily deal with the metallic SWNTs in the present work. Before dealing with high-field transports, we briefly discuss the micro-field (~mV) transports. Tans et al. [<xref ref-type="bibr" rid="scirp.33479-ref10">10</xref>] measured the electrical currents in metallic SWNTs under bias and gate voltages. Their data from Ref. [<xref ref-type="bibr" rid="scirp.33479-ref10">10</xref>], <xref ref-type="fig" rid="fig2">Figure 2</xref>, are reproduced in <xref ref-type="fig" rid="fig2">Figure 2</xref>. The currents versus the bias voltage are plotted in <xref ref-type="fig" rid="fig2">Figure 2</xref> at three gate voltages: A (88.2 mV), B (104.1 mV), C (120.0 mV). Significant features are:</p><p>1) A non-Ohmic behavior is observed for all, that is, the currents are not proportional to the bias voltage except for high bias. The gate voltage charges the tube. The Coulomb (charging) energy of the system having charge</p><p><img src="24-7501265\4fcb1006-1b6a-4ce1-8f93-d9ba838b094d.jpg" />is represented by</p><disp-formula id="scirp.33479-formula71426"><label>(1)</label><graphic position="anchor" xlink:href="24-7501265\2416c9fd-076d-4fc9-912a-2b1c753e0548.jpg"  xlink:type="simple"/></disp-formula><p>where <img src="24-7501265\b092387a-beaa-4b4f-a558-1791ad25c97e.jpg" /> is the total capacitance of the tube.</p><p>2) The current near the origin is nearly constant for different gate voltages<img src="24-7501265\8c1a3d15-cb99-4e15-863a-95e6eb9f376c.jpg" />, (A)-(C). This feature was confirmed by later experiments [9,11]. The current does not change for small varying gate voltage in a metallic SWNT (while the current (magnitude) decreases in a semiconducting SWNT).</p><p>3) The current at gate voltage <img src="24-7501265\e559be2c-18cf-48ef-b363-bc8ac816b137.jpg" /> (A) reverts to the normal resistive behavior after passing the critical bias voltages on both (positive and negative) sides. Similar behaviors are observed for <img src="24-7501265\f1ed6b90-783c-439c-b172-d0eeebea4abb.jpg" /> (B) and <img src="24-7501265\5574b95e-8673-4b20-b23b-300cd57da46c.jpg" /> (C).</p><p>4) The flat current is destroyed for higher bias voltages (magnitudes). The critical bias voltage becomes smaller for higher gate voltages.</p><p>5) There is a restricted <img src="24-7501265\935e41ba-cb22-44d3-8e78-d7dcbee4ce23.jpg" />-range (view window) in which the horizontal stretch can be observed.</p><p>Tan et al. [<xref ref-type="bibr" rid="scirp.33479-ref10">10</xref>] interpreted the flat currents near <img src="24-7501265\715c70b2-d04c-4001-9d17-2359170c02ff.jpg" /> in <xref ref-type="fig" rid="fig2">Figure 2</xref> in terms of a ballistic electron model [<xref ref-type="bibr" rid="scirp.33479-ref2">2</xref>].</p><p>We propose a different interpretation of the data in <xref ref-type="fig" rid="fig2">Figure 2</xref> based on the Cooper pair (pairon) [<xref ref-type="bibr" rid="scirp.33479-ref12">12</xref>] carrier model. Pairons move as bosons, and hence they are produced with no activation energy factor. All features (1) - (5) can be explained simply with the assumption that the nanotube wall is in the superconducting state as explained below.</p><p>The supercurrents run without obeying Ohm’s law. This explains the feature (1). The supercurrents can run with no resistance due to the phonon and impurity scattering and with no bias voltage. Bachtold et al. [<xref ref-type="bibr" rid="scirp.33479-ref13">13</xref>] observed by scanned probe microscopy that the currents run with no voltage change along the tube in metallic SWNTs. The system is then in a superconducting ground state, whose energy <img src="24-7501265\13c7c34d-36d9-4d84-901c-a5f021fdf9a1.jpg" /> is negative relative to the ground-state energy of the Fermi liquid (electron) state. If the total energy <img src="24-7501265\5d4a39be-f105-4afd-9ad5-362c3af686f9.jpg" /> of the system is less than the condensation energy<img src="24-7501265\ff4669d7-f2c7-404d-a274-e1175830dbc5.jpg" />:</p><disp-formula id="scirp.33479-formula71427"><label>(2)</label><graphic position="anchor" xlink:href="24-7501265\c3d509a0-7a54-4862-9604-95954c19e577.jpg"  xlink:type="simple"/></disp-formula><p>where <img src="24-7501265\3df235fd-f274-4ac4-a62d-54f069033c0e.jpg" /> is the kinetic energy of the conduction electrons and the pairons, and</p><disp-formula id="scirp.33479-formula71428"><label>(3)</label><graphic position="anchor" xlink:href="24-7501265\a1191e70-8b8b-4172-a880-dae1cf3d2bfa.jpg"  xlink:type="simple"/></disp-formula><p>is the Coulomb field energy, then the system is stable. Experiments in <xref ref-type="fig" rid="fig2">Figure 2</xref> were done at 5 mK. Hence, we may drop the kinetic energy <img src="24-7501265\105ad4af-0d38-4d2f-ba80-9c74b4fb3c10.jpg" /> hereafter. The superconducting state is maintained and the currents run unchanged if the bias voltage <img src="24-7501265\4d5ecfa7-c7c2-4625-9d47-1683b0de3384.jpg" /> is not too large so that the inequality (2) holds. This explains the horizontal stretch feature (2).</p><p>If the bias voltage is high enough so that the inequality symbol in Equation (2) is reversed, then normal currents revert and exhibit the Ohmic behavior, which explains the feature (3).</p><p>The feature (4) can be explained as follows. For higher <img src="24-7501265\72b2ef6b-5a9a-495d-9fa6-81e6a162b4d4.jpg" /> there is more amount of charge, and hence the charges<img src="24-7501265\0c2d1231-e03a-4588-b6a9-bf39322ee99a.jpg" />, <img src="24-7501265\15d8bc80-2601-42c9-bb69-6ff62142f651.jpg" />, <img src="24-7501265\801f3974-6b32-4991-b122-734a38e2b0a9.jpg" />for the three cases (A, B, C) satisfy the inequalities:</p><disp-formula id="scirp.33479-formula71429"><label>(4)</label><graphic position="anchor" xlink:href="24-7501265\8fcee41f-50f6-4b0f-bad5-0dfae8a075b3.jpg"  xlink:type="simple"/></disp-formula><p>The horizontal stretches are longer for smaller bias voltages. At the end of the stretch <img src="24-7501265\60ba9ecf-9d88-4c33-8556-42cdd2e5b74b.jpg" /> the system energy equals the condensation energy<img src="24-7501265\d8b4d3a8-d30c-4f7f-8278-65118970f17d.jpg" />. Hence, we obtain from Equation (1.2) after dropping the kinetic energy <img src="24-7501265\290fa7c7-6a31-44f6-b7e9-4686a158832c.jpg" /></p><disp-formula id="scirp.33479-formula71430"><label>(5)</label><graphic position="anchor" xlink:href="24-7501265\f81337f5-d2a3-4844-be4a-3de2a1802650.jpg"  xlink:type="simple"/></disp-formula><p>Using Equation (1.4), we then obtain</p><disp-formula id="scirp.33479-formula71431"><label>(6)</label><graphic position="anchor" xlink:href="24-7501265\4a6603ef-ca99-452d-9f11-3799eee7ec51.jpg"  xlink:type="simple"/></disp-formula><p>which explains the feature (iv).</p><p>The horizontal stretch becomes shorter as the gate voltage <img src="24-7501265\7a7fdf41-6f45-4b7f-8b8d-e3101326c655.jpg" /> is raised; it vanishes when <img src="24-7501265\cc09f6a8-d645-428b-995f-fa4388799da2.jpg" /> is a little over 120.0 mV. The limit is given by</p><disp-formula id="scirp.33479-formula71432"><label>(7)</label><graphic position="anchor" xlink:href="24-7501265\d8186ac5-38e5-4210-90bc-6f800220a3ec.jpg"  xlink:type="simple"/></disp-formula><p>If the charging energy <img src="24-7501265\d025bbfc-dc2d-4c6d-ae7a-fa2754c50dde.jpg" /> exceeds the condensation energy<img src="24-7501265\8ec42b06-4aa9-429a-9531-d4391c44e109.jpg" />, then there are no more supercurrents, which explains the feature (v). Clearly the important physical property in our pairon model is the condensation energy<img src="24-7501265\ee88f967-a593-49c7-8b7f-bc9694839482.jpg" />.</p><p>In the currently prevailing theory [<xref ref-type="bibr" rid="scirp.33479-ref2">2</xref>], it is argued that the electron (fermion) motion becomes ballistic at a certain quantum condition. But all fermions are subject to scattering. It is difficult to justify the reason why the ballistic electron is not scattered by impurities and phonons, which naturally exist in nanotubes. Yao, Kane and Dekker [<xref ref-type="bibr" rid="scirp.33479-ref1">1</xref>] emphasized the importance of phonon scattering effects in their analysis of their data in <xref ref-type="fig" rid="fig1">Figure 1</xref>. The Cooper pairs [<xref ref-type="bibr" rid="scirp.33479-ref12">12</xref>] in supercurrents, as is known, can run with no resistance (due to impurities and phonons). The experiments on the currents shown in <xref ref-type="fig" rid="fig1">Figure 1</xref> are visibly temperature-dependent, indicating the importance of the electron-phonon scattering effect. If the ballistic electron model is adopted, then the phonon scattering cannot be discussed within the model’s framework. We must go beyond the ballistic electron model.</p><p>Yao et al. [<xref ref-type="bibr" rid="scirp.33479-ref1">1</xref>] extended the I-V measurements up to 5 V as shown in <xref ref-type="fig" rid="fig3">Figure 3</xref>, reproduced from Ref. [<xref ref-type="bibr" rid="scirp.33479-ref1">1</xref>], <xref ref-type="fig" rid="fig2">Figure 2</xref>. The resistance R versus the bias voltage V shows a relation:</p><disp-formula id="scirp.33479-formula71433"><label>(8)</label><graphic position="anchor" xlink:href="24-7501265\37084a57-bc4b-4668-9c09-e8458c79b515.jpg"  xlink:type="simple"/></disp-formula><p>where <img src="24-7501265\a7129061-99d6-457f-9ad0-a556cafc860e.jpg" /> and <img src="24-7501265\a40ea52d-c5d4-40e0-8031-267f77ecf6d6.jpg" /> are constants. Strikingly, the I-V curves at great bias measured at different temperatures between 4 K and room temperatures overlap with each other. From the shape of the I-V curves, it is clear that the trend of decreasing conductance continues to high bias. Extrapolating the measured I-V curves to higher voltage would lead to a current saturation, that is, a vanishing conductance.</p><p>In the present work, we present a quantum statistical theory of the transports, starting with the crystal structure, establishing the electron energy bands, electron-phonon interaction, the BCS-like Hamiltonian and calculating everything steps by steps.</p><p>If the SWNT is unrolled, then we have a graphene sheet, which can be superconducting at a finite temperature. We first study the conduction behavior of graphene in Section 2, starting with the honeycomb lattice and</p><p>introducing “electrons” and “holes” based on the orthogonal unit cell. Phonons are generated based on the same orthogonal unit cell. In Section 3, we treat phonons and phonon-exchange attraction. In Section 4, we construct a Hamiltonian suitable for the formation of the Cooper pairs. We derive, in Section 5, the linear dispersion relation for the center-of-mass motion of the pairons. The pairons moving with a linear dispersion relation undergoes a Bose-Einstein condensation (BEC) in 2D, which is shown in Section 6. Low-bias anomaly is discussed in Section 7. Current saturation and the temperature behavior are discussed in Section 8. Summary and discussion are given in Section 9.</p></sec><sec id="s2"><title>2. Graphene</title><p>Following Ashcroft and Mermin [<xref ref-type="bibr" rid="scirp.33479-ref14">14</xref>], we adopt the semiclassical model of electron dynamics in solids. In the semiclassical (wave packet) theory, it is necessary to introduce a <img src="24-7501265\9bd79e28-288d-4328-b9e6-7777d9aa9a52.jpg" />-vector:</p><disp-formula id="scirp.33479-formula71434"><label>(9)</label><graphic position="anchor" xlink:href="24-7501265\a9f2c05a-ddac-4279-8b9b-e4f3686e36f1.jpg"  xlink:type="simple"/></disp-formula><p>where<img src="24-7501265\03262231-feca-4817-81a9-0ef36d91abe7.jpg" />, <img src="24-7501265\9dd5234b-f7f4-42ce-ac96-cb352d638623.jpg" />and <img src="24-7501265\d56a34a0-d3d9-4773-a36d-62ac39ccfa08.jpg" /> are Cartesian orthonormal vectors since the <img src="24-7501265\67451098-c3bd-4165-a5ac-1f5b0ca2ebf8.jpg" />-vectors are involved in the semiclassical equation of motion:</p><disp-formula id="scirp.33479-formula71435"><label>(10)</label><graphic position="anchor" xlink:href="24-7501265\a6141034-0b4a-44fb-a9c2-0110db7e3fa0.jpg"  xlink:type="simple"/></disp-formula><p>where <img src="24-7501265\537c104e-c4c9-4fd1-a004-e2573c30897f.jpg" /> and <img src="24-7501265\8c3f3f0a-a4fc-4db1-8576-5e71881e5602.jpg" /> are the electric and magnetic fields, respectively, and the vector</p><disp-formula id="scirp.33479-formula71436"><label>(11)</label><graphic position="anchor" xlink:href="24-7501265\e1172af2-d9b4-40dc-951a-0ce96178325b.jpg"  xlink:type="simple"/></disp-formula><p>is the electron velocity where <img src="24-7501265\539a983e-8838-474c-ad30-a41c31368f00.jpg" /> is the energy. The 2D crystals such as graphene can also be treated similarly, only the <img src="24-7501265\6c83062f-2e07-4717-a40d-747cbe3d71d1.jpg" />-components being dropped. The choice of the Cartesian axes and the unit cell is obvious for the cubic crystals. We must choose an orthogonal unit cell also for the honeycomb lattice, as shown below.</p><p>Graphene forms a 2D honeycomb lattice. The WS unit cell is a rhombus shown in <xref ref-type="fig" rid="fig4">Figure 4</xref>(a). The potential energy <img src="24-7501265\060e7a8a-feb7-45bc-878b-7cef16b0ed8f.jpg" /> is lattice-periodic:</p><disp-formula id="scirp.33479-formula71437"><label>(12)</label><graphic position="anchor" xlink:href="24-7501265\e77c8672-ed12-4b36-806e-991c417f4c67.jpg"  xlink:type="simple"/></disp-formula><p>where</p><disp-formula id="scirp.33479-formula71438"><label>(13)</label><graphic position="anchor" xlink:href="24-7501265\a0f1c673-078b-465d-af8d-1581c5bb81be.jpg"  xlink:type="simple"/></disp-formula><p>are Bravais vectors with the primitive vectors <img src="24-7501265\6fbb9832-745f-4d20-8af2-433947e6fe0c.jpg" /> and integers<img src="24-7501265\b1dc6d09-6ff3-41cf-a7ea-ced69f2f617f.jpg" />. In the field theoretical formulation, the field point <img src="24-7501265\a8ecd3ba-09c1-4dbb-a693-60bd0321878d.jpg" /> is given by</p><disp-formula id="scirp.33479-formula71439"><label>(14)</label><graphic position="anchor" xlink:href="24-7501265\8c4060f7-c02c-456f-bc30-6278bbb6055d.jpg"  xlink:type="simple"/></disp-formula><p>where <img src="24-7501265\677f1d73-a160-44f7-8b0c-b497c83bd782.jpg" /> is the point defined within the standard unit cell. Equation (12) describes the 2D lattice periodicity but does not establish the <img src="24-7501265\99d7ac32-42ad-4288-97b9-e0df162eb1b9.jpg" />-space, which is explained below.</p><p>To see this clearly, we first consider an electron in a simple square (sq) lattice. The Schr&#246;dinger wave equation is</p><disp-formula id="scirp.33479-formula71440"><label>(15)</label><graphic position="anchor" xlink:href="24-7501265\3a15bd96-cef6-4c98-bcea-84e65958f7dc.jpg"  xlink:type="simple"/></disp-formula><p>where <img src="24-7501265\5b592ad1-f2de-4df3-9992-365758465bbe.jpg" /> is the effective electron mass. The Bravais vector for the sq lattice, <img src="24-7501265\45fcf9e1-54d3-44b2-8c02-2bfbf97432a3.jpg" />, is</p><disp-formula id="scirp.33479-formula71441"><label>(16)</label><graphic position="anchor" xlink:href="24-7501265\22c75c93-6500-42ca-8407-1664ad99ef5f.jpg"  xlink:type="simple"/></disp-formula><p>The system is lattice periodic:</p><disp-formula id="scirp.33479-formula71442"><label>(17)</label><graphic position="anchor" xlink:href="24-7501265\6869b845-0d2d-4ff8-940b-d062ea081e02.jpg"  xlink:type="simple"/></disp-formula><p>If we choose a set of Cartesian coordinates <img src="24-7501265\36d321f2-ac32-4a16-ab57-da7dd21593c6.jpg" /> along the sq lattice, then the Laplacian term in Equation (15) is given by</p><disp-formula id="scirp.33479-formula71443"><label>(18)</label><graphic position="anchor" xlink:href="24-7501265\f181ac69-9c3b-47ed-9728-9807bd0f0b31.jpg"  xlink:type="simple"/></disp-formula><p>If we choose a periodic square boundary with the side length<img src="24-7501265\86c3f555-1c95-49e3-88da-5297a4e54fdf.jpg" />, <img src="24-7501265\9c89bee0-b603-4f95-bbdb-612886674428.jpg" />integer, then there are 2D Fourier transforms and (2D) <img src="24-7501265\edf120a6-902d-4c27-aa0f-68909de8eadb.jpg" />-vectors.</p><p>We now go back to the original graphene system. If we choose the <img src="24-7501265\11600d9a-fb7c-4108-832d-0f8381d7815f.jpg" />-axis along either <img src="24-7501265\7f5df7d7-14f0-4ccd-a913-82df246e7035.jpg" /> or<img src="24-7501265\40c21a5f-dfc8-41ff-829d-5f4f8b280230.jpg" />, then the potential energy field <img src="24-7501265\88a43d31-4f6c-4215-bd86-105bd57201ab.jpg" /> is periodic in the x-direction, but it is aperiodic in the <img src="24-7501265\b64574a7-e0c6-477a-9c46-ee17b5107db6.jpg" />-direction. For an infinite lattice the periodic boundary is the only acceptable boundary condition for the Fourier transformation. Then, there is no 2D <img src="24-7501265\d4c918c4-d8b1-4f66-abd7-5d200c7be5ec.jpg" />-space spanned by 2D <img src="24-7501265\89b00580-fe4b-4f42-bc21-9a1872c2f206.jpg" />-vectors. If we omit the kinetic energy term, then we can still use Equation (12) and obtain the ground state energy (except the zero point energy).</p><p>We now choose the orthogonal unit cell shown in <xref ref-type="fig" rid="fig4">Figure 4</xref>(b). The unit has side lengths</p><disp-formula id="scirp.33479-formula71444"><label>(19)</label><graphic position="anchor" xlink:href="24-7501265\c6ef8c44-fa26-4b9b-b714-6c6c6efc17ff.jpg"  xlink:type="simple"/></disp-formula><p>where <img src="24-7501265\89161c3e-c95c-41eb-a613-f859a5dbf33a.jpg" /> is the nearest neighbor distance between two C’s. The unit cell contains 4 C’s. The system is lattice-periodic in the <img src="24-7501265\71679b1c-d140-4b09-9e04-4553e4bcb7e2.jpg" />- and <img src="24-7501265\7696b8d5-5c37-4cbf-8609-b8940727e14d.jpg" />-directions, and hence there are 2D <img src="24-7501265\9a0d1189-1244-4dd6-b655-5fbb369c47da.jpg" />-space.</p><p>The “electron” (“hole”) is defined as a quasi-electron that has an energy higher (lower) than the Fermi energy <img src="24-7501265\8c04392d-e144-4027-8adb-8607a0614225.jpg" /> and “electrons” (“holes”) are excited on the positive (negative) side of the Fermi surface with the convention that the positive normal vector at the surface points in the energy-increasing direction.</p><p>The “electron” (wave packet) may move up or down along the <img src="24-7501265\273bec61-c0d0-4ce8-ab5f-d4ab746f7478.jpg" />-axis to the neighboring hexagon sites passing over one C<sup>+</sup>. The positively charged C<sup>+</sup> acts as a welcoming (favorable) potential valley for the negatively charged “electron”, while the same C<sup>+</sup> acts as a hindering potential hill for the positively charged “hole”. The “hole”, however, can move horizontally along the x-axis without meeting the hindering potential hills. Thus the easy channel directions for the “electrons” (“holes”) are along the y-(x-)axes.</p><p>Let us consider the system (graphene) at 0 K. If we put an electron in the crystal, then the electron should occupy the center O of the Brillouin zone, where the lowest energy lies. Additional electrons occupy points neighboring the center O in consideration of Pauli’s exclusion principle. The electron distribution is lattice-periodic over the entire crystal in accordance with the Bloch theorem [<xref ref-type="bibr" rid="scirp.33479-ref14">14</xref>].</p><p>Carbon (C) is a quadrivalent metal. The first few lowlying energy bands are completely filled. The uppermost partially filled bands are important for the transport properties discussion. We consider such a band. The Fermi surface, which defines the boundary between the filled and unfilled k-spaces (area) is not a circle since the x-y symmetry is broken. The “electron” effective mass is lighter in the y-direction than perpendicular to it. Hence the electron motion is intrinsically angle-dependent (anisotropic). The negatively charged “electron” is near the positive ions C<sup>+</sup> and the “hole” is farther away from C<sup>+</sup>. Hence, the gain in the Coulomb interaction is greater for the “electron”. That is, the “electron” is more easily activated. Thus, the “electrons” are the majority carriers at zero gate voltage.</p><p>We may represent the activation energy difference by [<xref ref-type="bibr" rid="scirp.33479-ref7">7</xref>]</p><disp-formula id="scirp.33479-formula71445"><label>(20)</label><graphic position="anchor" xlink:href="24-7501265\2fbf155d-fd0e-4bc8-a5fe-089dc767312b.jpg"  xlink:type="simple"/></disp-formula><p>The thermally-activated (or excited) electron densities are given by</p><disp-formula id="scirp.33479-formula71446"><label>(21)</label><graphic position="anchor" xlink:href="24-7501265\19a00632-ec30-4bd8-b931-f7283103fbd3.jpg"  xlink:type="simple"/></disp-formula><p>where <img src="24-7501265\bad9031c-9480-47c1-9e99-37592da3e73a.jpg" /> and 2 denote the “electron” and “hole”, respectively. The prefactor <img src="24-7501265\0fbede88-8846-4445-b67a-fe229d985fa3.jpg" /> is the density at the high-temperature limit.</p></sec><sec id="s3"><title>3. Phonons and Phonon Exchange Attraction</title><p>Phonons are bosons corresponding to the running normal modes of the lattice vibrations. They are characterized by the energy<img src="24-7501265\eb6d80e8-43ef-4e92-9b60-0a2024b705a0.jpg" />, where <img src="24-7501265\b9a80e07-db10-4395-af49-1d89b5f8a412.jpg" /> is the angular frequency, and the momentum vector<img src="24-7501265\343d06d6-b4a0-44ee-967e-b93d12728f12.jpg" />, whose magnitude is <img src="24-7501265\5b37cfec-c6c2-473f-9a9f-2d930793badd.jpg" /> times the wave numbers. The q-vector for phonons is similar to the k-vector for the conduction electrons. The phonon with <img src="24-7501265\965a2e52-48db-49d4-a235-3a97b14f972c.jpg" /> represents a plane-wave proceeding in the <img src="24-7501265\c6ccf1d0-0538-4e94-a1cc-8cbaa9d8960f.jpg" />-direction. The frequency <img src="24-7501265\db3923cf-af34-4557-9200-12c1aa2b437b.jpg" /> is connected with the q-vector through the dispersion relation:</p><disp-formula id="scirp.33479-formula71447"><label>(22)</label><graphic position="anchor" xlink:href="24-7501265\6b10d8d1-4203-4859-b25d-1f9703757e7f.jpg"  xlink:type="simple"/></disp-formula><p>The excitation of the phonons can be discussed based on the same rectangular unit cell introduced for the conduction electrons. We note that phonons can be discussed naturally based on the orthogonal unit cells. [It is difficult to describe phonons in the WS cell model.] For example, longitudinal (transverse) phonons proceeding upwards are generated by imagining a set of plates each containing a number of rectangular cells executing small oscillations vertically (horizontally). A longitudinal wave proceeding in the crystal axis<img src="24-7501265\6442548b-9bb8-437b-bbb6-131103a764f4.jpg" />, is represented by</p><disp-formula id="scirp.33479-formula71448"><label>(23)</label><graphic position="anchor" xlink:href="24-7501265\488beeba-4ec3-4ebe-afe4-d3038c40b8d6.jpg"  xlink:type="simple"/></disp-formula><p>where <img src="24-7501265\8493d3fb-7fe3-422d-a70f-a53eb7a5692e.jpg" /> is the displacement in the x-direction. If we imagine a set of parallel plates containing a great number of ions fixed in each plate, then we have a realistic picture of the lattice vibration mode. The density of ions changes in the x-direction. Hence, the longitudinal modes are also called the density-wave modes. The transverse wave mode can also be pictured by imagining a set of parallel plates containing a great number of ions fixed in each plate executing the transverse displacements. Notice that this mode generates no charge-density variation.</p><p>The Fermi velocity <img src="24-7501265\e756452d-1951-42dd-83c6-e4d54722b9b8.jpg" /> in a typical metal is of the order <img src="24-7501265\2f2768a2-cf61-433d-a3e3-9927ed9860a3.jpg" /> while the speed of sound is of the order<img src="24-7501265\b1b462b5-4421-4e7d-8811-6c6236a11b8b.jpg" />. The electrons are likely to move quickly to negate any electric field generated by the density variations associated with the lattice wave. In other words, the electrons may follow the lattice waves instantly. Given a traveling normal wave mode in Equation (21), we may assume an electron density variation of the form:</p><disp-formula id="scirp.33479-formula71449"><label>(24)</label><graphic position="anchor" xlink:href="24-7501265\608702f9-425d-452f-9572-82d44a9c8ec5.jpg"  xlink:type="simple"/></disp-formula><p>Since electrons follow phonons immediately for all<img src="24-7501265\0fe697e9-1269-4edf-b1a5-ab22a55d8655.jpg" />, the coefficient <img src="24-7501265\a3ecd9f4-b3f3-413e-9dcd-46bfdc1d272b.jpg" /> can be regarded as independent of<img src="24-7501265\17c72bba-c288-47a8-bbd6-5db2b333d957.jpg" />. If we further assume that the deviation is linear in the scalar product <img src="24-7501265\288e288b-536c-47a7-bbe3-3777f1141cc8.jpg" /> and again in the electron density<img src="24-7501265\2fc7e8ad-d2f2-4356-af65-e096f5052083.jpg" />, we then obtain</p><disp-formula id="scirp.33479-formula71450"><label>(25)</label><graphic position="anchor" xlink:href="24-7501265\2aaeca5a-6628-472b-a00a-15f9becf4915.jpg"  xlink:type="simple"/></disp-formula><p>This is called the deformation potential approximation [<xref ref-type="bibr" rid="scirp.33479-ref15">15</xref>]. The dynamic response factor <img src="24-7501265\3fc91989-697c-486a-91b2-faf1bd9f706c.jpg" /> is necessarily complex since the traveling wave is represented by the exponential form. Complex conjugation of Equation (24) yields<img src="24-7501265\16d5ed4c-97ce-4aa3-960f-c77f53b9a3e7.jpg" />. Using this form we can reformulate the electron’s response, but the physics must be the same. From this consideration, we obtain</p><disp-formula id="scirp.33479-formula71451"><label>(26)</label><graphic position="anchor" xlink:href="24-7501265\e5f58571-d2fa-48e8-a9f4-8e8614e0ee5a.jpg"  xlink:type="simple"/></disp-formula><p>Each normal mode corresponds to a harmonic oscillator characterized by<img src="24-7501265\465eb5d1-c9ba-483a-adca-979de76852bf.jpg" />. The displacements <img src="24-7501265\d958b193-6fcb-4501-9c02-40e8880ade9b.jpg" /> can be expressed as</p><disp-formula id="scirp.33479-formula71452"><label>(27)</label><graphic position="anchor" xlink:href="24-7501265\5fe5bdd8-8ef5-4f68-93ba-f76ce8b910f7.jpg"  xlink:type="simple"/></disp-formula><p>where <img src="24-7501265\801c6b6b-ecc7-4539-8d94-fef59546e69b.jpg" /> are operators satisfying the Bose commutation rules:</p><disp-formula id="scirp.33479-formula71453"><label>(28)</label><graphic position="anchor" xlink:href="24-7501265\16eccddd-8f8d-4743-8ec9-4f4fc51d847b.jpg"  xlink:type="simple"/></disp-formula><p>Let us now construct an interaction Hamiltonian<img src="24-7501265\2a5bfa7d-eec9-4797-8c65-bbf5dc32e447.jpg" />, which has the dimensions of an energy and which is Hermitian. Using Equations (22) and (23), we obtain</p><disp-formula id="scirp.33479-formula71454"><label>(29)</label><graphic position="anchor" xlink:href="24-7501265\541c14e9-6dfe-4c32-9b8d-4681398ed253.jpg"  xlink:type="simple"/></disp-formula><p>where h.c. denotes the Hermitian conjugate. This Hamiltonian <img src="24-7501265\41c1a1c4-fb08-4cc3-9019-d11ab0e8e172.jpg" /> can be expressed as</p><disp-formula id="scirp.33479-formula71455"><label>(30)</label><graphic position="anchor" xlink:href="24-7501265\2c54933c-ac30-47a8-bcff-d311a2d29e53.jpg"  xlink:type="simple"/></disp-formula><p>where<img src="24-7501265\785ed64d-976d-4c77-b3bb-3bf0f3dabd03.jpg" />, and<img src="24-7501265\0c0f4ceb-d493-4d3e-ad49-be30eec60e70.jpg" />, <img src="24-7501265\8861391d-e8c5-453a-be1a-1fdbd3119ff7.jpg" />are electron operators satisfying the Fermi anticommutation rules:</p><disp-formula id="scirp.33479-formula71456"><label>(31)</label><graphic position="anchor" xlink:href="24-7501265\1e3ac3de-baf1-4705-a213-21d64f321d60.jpg"  xlink:type="simple"/></disp-formula><p>The <img src="24-7501265\7a039283-189b-4750-b24f-b4113aa73267.jpg" /> in Equation (30) is the Fr&#246;hlich Hamiltonian [<xref ref-type="bibr" rid="scirp.33479-ref16">16</xref>]. In the process of deriving Equation (30), we found that the <img src="24-7501265\3261cb28-ed45-444d-8c47-24807af4a21a.jpg" /> is applicable for the longitudinal phonons only. As noted earlier, the transverse lattice normal modes generate no charge density variations, making its contribution to <img src="24-7501265\dcc032f7-1d42-4d54-9b87-998319ed4286.jpg" /> negligible.</p></sec><sec id="s4"><title>4. The Full Hamiltonian</title><p>Bardeen, Cooper and Schrieffer (BCS) published a historic theory of superconductivity in 1957 [<xref ref-type="bibr" rid="scirp.33479-ref17">17</xref>]. Following BCS, Fujita and his collaborators developed a quantum statistical theory of superconductivity in a series of papers [18-22]. Following this theory, we construct a generalized BCS Hamiltonian in this section.</p><p>In the ground state there are no currents for any system. To describe a supercurrent, we must introduce moving pairons, that is, pairons with finite center-of-mass (CM) momenta. Creation operators for “electron” (1) and “hole” (2) pairons are defined by</p><disp-formula id="scirp.33479-formula71457"><label>(32)</label><graphic position="anchor" xlink:href="24-7501265\3e14fc87-26f2-4255-9ebe-74dd2c6b1c73.jpg"  xlink:type="simple"/></disp-formula><p>We calculate the commutators among <img src="24-7501265\4ddb7580-d88a-47e4-a9a3-008ad4d68d7c.jpg" /> and<img src="24-7501265\c6fc1cb9-7091-4c2d-9484-407c515c3d8b.jpg" />, and obtain</p><disp-formula id="scirp.33479-formula71458"><label>(33)</label><graphic position="anchor" xlink:href="24-7501265\745da339-ffe9-46da-a293-0b64f926095a.jpg"  xlink:type="simple"/></disp-formula><disp-formula id="scirp.33479-formula71459"><label>(34)</label><graphic position="anchor" xlink:href="24-7501265\873db042-7b76-44b4-8e86-37facf898723.jpg"  xlink:type="simple"/></disp-formula><p>Pairon operators of different types <img src="24-7501265\54672d8b-5619-4a44-8fb1-b500741e06b9.jpg" /> always commute:</p><disp-formula id="scirp.33479-formula71460"><label>(35)</label><graphic position="anchor" xlink:href="24-7501265\989c7fd0-0bf1-4866-828a-37be1c24fca8.jpg"  xlink:type="simple"/></disp-formula><p>and</p><disp-formula id="scirp.33479-formula71461"><label>(36)</label><graphic position="anchor" xlink:href="24-7501265\105cdcf7-0aa8-41a7-aca3-5abcf6e1290d.jpg"  xlink:type="simple"/></disp-formula><p>represent the number operators for “electrons” <img src="24-7501265\088af371-4854-410c-9da5-3e3e9905ca99.jpg" />and “holes”<img src="24-7501265\a88584ef-15be-4a6f-a641-6ad6036fdcde.jpg" />.</p><p>Let us now introduce the relative and net momenta <img src="24-7501265\8e5cff99-294b-461c-8c1b-11c2133ded8c.jpg" /> such that</p><disp-formula id="scirp.33479-formula71462"><label>(37)</label><graphic position="anchor" xlink:href="24-7501265\6ece6357-b575-49c5-92fa-76c728ae7389.jpg"  xlink:type="simple"/></disp-formula><p>Alternatively we can represent pairon annihilation operators by</p><disp-formula id="scirp.33479-formula71463"><label>(38)</label><graphic position="anchor" xlink:href="24-7501265\b26bc06f-cd30-4cd1-a5a4-34d46826db8b.jpg"  xlink:type="simple"/></disp-formula><p>The prime on <img src="24-7501265\596aa50f-1aff-4bd6-9f0b-a70cb56365bf.jpg" /> will be dropped hereafter. In the k-q representation the commutation relations in Equations (33) and (34) are re-expressed as</p><disp-formula id="scirp.33479-formula71464"><label>(39)</label><graphic position="anchor" xlink:href="24-7501265\33f4d298-6fd3-4424-bdd7-bc2b1da144a3.jpg"  xlink:type="simple"/></disp-formula><disp-formula id="scirp.33479-formula71465"><label>(40)</label><graphic position="anchor" xlink:href="24-7501265\36c55bf5-99c2-4c2f-bdfc-7422389533cd.jpg"  xlink:type="simple"/></disp-formula><p>Using the new notations, we can write the full Hamiltonian as</p><disp-formula id="scirp.33479-formula71466"><label>(41)</label><graphic position="anchor" xlink:href="24-7501265\3cd72240-b55c-493b-901e-a118f7d43e22.jpg"  xlink:type="simple"/></disp-formula><p>This is the full Hamiltonian for the system, which can describe moving pairons as well as stationary pairons. Here, the prime on the summations indicates the restriction arising from the phonon exchange attraction, see below. The connection with BCS Hamiltonian [<xref ref-type="bibr" rid="scirp.33479-ref17">17</xref>] will be discussed in Section 6.</p></sec><sec id="s5"><title>5. Moving Pairons</title><p>The phonon exchange attraction is in action for any pair of electrons near the Fermi surface. In general the bound pair has a net momentum, and hence it moves. The energy <img src="24-7501265\67683c5d-67d3-4ec9-9123-6678b9dfe587.jpg" /> of a moving pairon can be obtained from:</p><disp-formula id="scirp.33479-formula71467"><label>(42)</label><graphic position="anchor" xlink:href="24-7501265\44d9ba90-6f57-46a0-8617-e16c9621e740.jpg"  xlink:type="simple"/></disp-formula><p>which is Cooper’s equation, Equation (1) of his 1956 Physical Review Letter [<xref ref-type="bibr" rid="scirp.33479-ref12">12</xref>]. The prime on the <img src="24-7501265\53092b7c-04f3-419b-9ab4-64c5f2f9b4fb.jpg" />- integral means the restriction on the integration domain arising from the phonon exchange attraction, see below. We note that the net momentum <img src="24-7501265\ea708b6e-6d7d-4dfd-938a-53a2cb9a8321.jpg" /> is a constant of motion, which arises from the fact that the phonon exchange attraction is an internal force, and hence cannot change the net momentum. The pair wavefunctions <img src="24-7501265\f0a9a939-7474-42d5-be4f-0538b83d744f.jpg" /> are coupled with respect to the other variable<img src="24-7501265\b30279af-768b-4fd7-997f-f6d4f71b795d.jpg" />, meaning that the exact (or energy-eigenstate) pairon wavefunctions are superpositions of the pair wavefunctions<img src="24-7501265\860d5091-39e9-4c97-ac80-883eb56e0fc6.jpg" />.</p><p>Equation (42) can be solved as follows. We assume that the energy <img src="24-7501265\78ca03bc-1342-4043-95ab-ccf336285738.jpg" /> is negative:</p><disp-formula id="scirp.33479-formula71468"><label>(43)</label><graphic position="anchor" xlink:href="24-7501265\72272451-4c95-45d9-9d0d-b387218b64d6.jpg"  xlink:type="simple"/></disp-formula><p>Then,</p><disp-formula id="scirp.33479-formula71469"><label>(44)</label><graphic position="anchor" xlink:href="24-7501265\33a609a6-cede-46d4-a6fb-3da0c6390a25.jpg"  xlink:type="simple"/></disp-formula><p>Rearranging the terms in Equation (1.42) and dividing by<img src="24-7501265\93c9c7ca-6f04-47ce-80a0-12b9a6f860bc.jpg" />, we obtain</p><disp-formula id="scirp.33479-formula71470"><label>(45)</label><graphic position="anchor" xlink:href="24-7501265\5f6b2d05-d6fb-456b-8150-38cc79cff388.jpg"  xlink:type="simple"/></disp-formula><p>where</p><disp-formula id="scirp.33479-formula71471"><label>(46)</label><graphic position="anchor" xlink:href="24-7501265\f0a7d0dc-bc20-4670-bcce-c116e393f082.jpg"  xlink:type="simple"/></disp-formula><p>which is k-independent.</p><p>Introducing Equation (45) in Equation (42), and dropping the common factor<img src="24-7501265\3b606095-7e4c-4067-bd26-eb3d92300c8f.jpg" />, we obtain</p><disp-formula id="scirp.33479-formula71472"><label>(47)</label><graphic position="anchor" xlink:href="24-7501265\2baaa167-0cc6-46db-af98-8eda50217322.jpg"  xlink:type="simple"/></disp-formula><p>We now assume a free electron moving in 3D. The Fermi surface is a sphere of the radius (momentum)</p><disp-formula id="scirp.33479-formula71473"><label>(48)</label><graphic position="anchor" xlink:href="24-7501265\53b31d94-c205-4f6b-9cee-1e35f8937711.jpg"  xlink:type="simple"/></disp-formula><p>where <img src="24-7501265\4478bf38-c9e3-4ba0-b926-1baa5cbcc926.jpg" /> represents the effective mass of an electron. The energy <img src="24-7501265\9a561f0c-95bb-43cf-9d31-1667a2a44a60.jpg" /> is given by</p><disp-formula id="scirp.33479-formula71474"><label>(49)</label><graphic position="anchor" xlink:href="24-7501265\4ff31576-361b-42e3-9a28-7bf9d2eb331f.jpg"  xlink:type="simple"/></disp-formula><p>The prime on the <img src="24-7501265\73dd7d71-eccf-437c-a889-f9001dd3736e.jpg" />-integral in Equation (47) means the restriction:</p><disp-formula id="scirp.33479-formula71475"><label>(50)</label><graphic position="anchor" xlink:href="24-7501265\2201d588-bb28-47f7-945b-6539fc78e543.jpg"  xlink:type="simple"/></disp-formula><p>We may choose the polar axis along q as shown in <xref ref-type="fig" rid="fig5">Figure 5</xref>. The integration with respect to the azimuthal angle simply yields the factor<img src="24-7501265\822ef338-c334-49fc-a050-14dc3844ce35.jpg" />. The <img src="24-7501265\67b639d9-9771-4841-83e3-fe8398c56f84.jpg" />-integral can then be expressed by</p><disp-formula id="scirp.33479-formula71476"><label>(51)</label><graphic position="anchor" xlink:href="24-7501265\4f403e26-75c8-4cf8-a3e1-22509d65e974.jpg"  xlink:type="simple"/></disp-formula><disp-formula id="scirp.33479-formula71477"><label>(52)</label><graphic position="anchor" xlink:href="24-7501265\1a589793-8945-4327-8c6b-2da66f3c41ec.jpg"  xlink:type="simple"/></disp-formula><p>After performing the integration and taking the small-q and small-<img src="24-7501265\7bff5927-094a-4d97-83f9-454b030b8b20.jpg" /> limits, we obtain</p><disp-formula id="scirp.33479-formula71478"><label>(53)</label><graphic position="anchor" xlink:href="24-7501265\dd3cb3e6-1811-4534-a251-ebb91981c76e.jpg"  xlink:type="simple"/></disp-formula><p>where the pairon ground-state energy <img src="24-7501265\26a28a9c-2c76-4bfc-a43f-c5639ea583a2.jpg" /> is given by</p><disp-formula id="scirp.33479-formula71479"><label>(54)</label><graphic position="anchor" xlink:href="24-7501265\bece470c-f296-4e17-8fc3-15f7ccf6bd5a.jpg"  xlink:type="simple"/></disp-formula><p>As expected, the zero-momentum pairon has the lowest energy<img src="24-7501265\03a6ed10-bb27-4991-b353-fa8cdc3ae105.jpg" />. The excitation energy is continuous with no energy gap. Equation (53) was first obtained by Cooper (unpublished), and it is recorded in Schrieffer’s book [<xref ref-type="bibr" rid="scirp.33479-ref23">23</xref>], Equation (15). The energy <img src="24-7501265\a04744f7-c55d-4235-9162-410ccead9059.jpg" /> increases linearly with momentum (magnitude) <img src="24-7501265\c2d4c64d-49e1-42ed-a689-2f7fed7abfa6.jpg" />for small<img src="24-7501265\1a1815ac-b6eb-4e48-896b-997e618e35c8.jpg" />. This behavior arises from the fact that the density of states is strongly reduced with the increasing momentum<img src="24-7501265\037ce480-4712-4567-85ae-5314d8967c28.jpg" />, and dominates the <img src="24-7501265\aeda9243-996c-4033-a56e-808105420252.jpg" /> increase of the kinetic energy. The linear dispersion relation means that a pairon moves likes a massless particle with a common speed<img src="24-7501265\f2b84bad-f127-49fe-b7ae-8c948f2fee22.jpg" />. This relation plays a vital role in the B-E condensation of pairons (see next section).</p><p>Such a linear energy-momentum relation is valid for pairons moving in any dimension (D). However, the coefficients slightly depend on the dimensions; in fact</p><disp-formula id="scirp.33479-formula71480"><label>(55)</label><graphic position="anchor" xlink:href="24-7501265\2b528216-5eff-4efa-ac3a-516ed714e661.jpg"  xlink:type="simple"/></disp-formula><p><img src="24-7501265\e42f6315-cbba-440d-bb82-07d41ff86f4b.jpg" />and <img src="24-7501265\ba28fe07-c1b1-44d6-b514-1f0df896e08f.jpg" /> for 3D and 2D, respectively.</p></sec><sec id="s6"><title>6. The Bose-Einstein Condensation of Pairons</title><p>In Section 4, we saw that the pair operators <img src="24-7501265\9d1e7623-56a2-46a5-a37a-8b80be055c08.jpg" /> appearing in the full Hamiltonian <img src="24-7501265\75c5322f-988c-407b-a2f5-12f6a754ebfc.jpg" /> in Equation (41) satisfy rather complicated commutator relations in &#160;&#160;&#160;Equations (39) and (40). In particular part of Equation (39)</p><disp-formula id="scirp.33479-formula71481"><label>(56)</label><graphic position="anchor" xlink:href="24-7501265\f4f268ae-b37d-4190-aef3-2df2bc91ecb8.jpg"  xlink:type="simple"/></disp-formula><p>reflect the fermionic natures of the constituting electrons. Here, <img src="24-7501265\ef6a6cf8-e310-45ee-a3f3-6fbea41e4bcf.jpg" />represents creation operator for zero momentum pairons. BCS [<xref ref-type="bibr" rid="scirp.33479-ref17">17</xref>] studied the ground-state of a superconductor, starting with the reduced Hamiltonian<img src="24-7501265\826a4b01-9995-4a09-851c-0de3e635e8a8.jpg" />, which is obtained from the Hamiltonian <img src="24-7501265\ee888f1f-f6fa-4333-88cd-45e4986c2bdf.jpg" /> in Equation (41) by retaining the zero momentum pairons with<img src="24-7501265\efe69fa5-c1b7-4947-ab77-0fe941165605.jpg" />, written in terms of <img src="24-7501265\299309c2-7960-4444-bc03-fc785de4bf38.jpg" /> by letting <img src="24-7501265\b9f1d36c-5c10-4593-a1a3-fd13672824b1.jpg" />,</p><disp-formula id="scirp.33479-formula71482"><label>(57)</label><graphic position="anchor" xlink:href="24-7501265\68cba0dd-f146-4929-9684-60ab20c093aa.jpg"  xlink:type="simple"/></disp-formula><p>Here, we expressed the “electron” and “hole” kinetic energies in terms of pairon operators. The reduced Hamiltonian <img src="24-7501265\a656feb4-6bff-480b-bf44-f6ed620d287b.jpg" /> is bilinear in pairon operators<img src="24-7501265\8c0cb07c-e2e9-4b09-94dc-dd0416c65e9e.jpg" />, and can be diagonalized exactly. BCS obtained the groundstate energy <img src="24-7501265\68ad54ae-8a14-4703-82fe-447278fa3ce8.jpg" /> as</p><disp-formula id="scirp.33479-formula71483"><label>(58)</label><graphic position="anchor" xlink:href="24-7501265\d7e336af-8ca9-4914-b15c-59fb8796f916.jpg"  xlink:type="simple"/></disp-formula><p>where <img src="24-7501265\8928478a-dac0-4824-917c-b69ebc2e0c71.jpg" /> is the density of states at the Fermi energy. The <img src="24-7501265\ba7fc9a7-339e-403e-8ef7-f463e4f30cc5.jpg" /> is the ground-state energy of the pairon, see Equation (54). Equation (58) means simply that the ground state energy equals the numbers of pairons times the ground-state energy <img src="24-7501265\124780a2-06db-4f82-bf1f-8c63cf974820.jpg" /> of the pairon. Our Hamiltonian <img src="24-7501265\1490494d-ccd0-4230-ac58-e772124dbaa4.jpg" /> in Equation (41) is reduced to the original BCS Hamiltonian (see Ref. [<xref ref-type="bibr" rid="scirp.33479-ref17">17</xref>], Equation (24)). There is an important difference in the definition of “electron” and “hole” here. BCS called the quasi-electron whose energy is higher (lower) than the Fermi energy<img src="24-7501265\1c20a686-4010-4971-afce-025bcf662a2f.jpg" />, the “electron” (“hole”). In our theory the “electrons” (“holes”) are defined as quasiparticles generated above (below) the Fermi energy and circulates counterclockwise (clockwise) viewed from the tip of an external magnetic field vector<img src="24-7501265\19b420c1-77e4-4a74-a593-451d8165bcb7.jpg" />. They are generated, depending on the energy contour curvature signs. For example, only “electrons” (“holes”) are generated for a circular Fermi surface with negative (positive) curvature whose inside (outside) is filled with electrons. Since the phonon has no charge, the phonon exchange cannot change the net charge. The pairing interaction terms in Equation (41) conserve the charge. The term<img src="24-7501265\96a36b3d-0095-40ce-827b-bb610f38f675.jpg" />, where<img src="24-7501265\25086802-a979-444a-95be-c377a59f43e9.jpg" />, <img src="24-7501265\5151fe89-8403-4ceb-84fe-45c99f960fe9.jpg" />sample area, generates a transition in the “electron” states. Similarly, the exchange of a phonon generates a transition in the “hole” states, represented by<img src="24-7501265\470cbdde-15cd-4c9d-bf2e-2ab9f7817682.jpg" />. The phonon exchange can also pair-create or pair-annihilate “electron” (“hole”) pairons, and the effects of these processes are represented by<img src="24-7501265\1bf71e3f-05e3-4cdb-9fe6-02c593a24be1.jpg" />, <img src="24-7501265\537c2b23-867e-4b7a-948f-e3db54accb33.jpg" />, as shown in Feynman diagrams in Figures 6(a) and (b). At 0 K the system must have equal numbers of – (+) zero-momentum (ground) pairons.</p><p>To describe a supercurrent, we must introduce moving pairons. We now show that the center-of-masses of the pairons move as bosons. That is, the number operator of pairons having net momentum <img src="24-7501265\44df2439-5fb7-455e-ab8e-513697afe9d6.jpg" /></p><disp-formula id="scirp.33479-formula71484"><label>(59)</label><graphic position="anchor" xlink:href="24-7501265\7e854a37-99b1-4a81-88a7-f86bc0f359a1.jpg"  xlink:type="simple"/></disp-formula><p>have the eigenvalues</p><disp-formula id="scirp.33479-formula71485"><label>(60)</label><graphic position="anchor" xlink:href="24-7501265\ca738362-a14c-4e3d-a613-951e8e086e11.jpg"  xlink:type="simple"/></disp-formula><p>The number operator for the pairons in the state <img src="24-7501265\c4172e38-462b-467f-b429-53e465ab8875.jpg" /> is</p><disp-formula id="scirp.33479-formula71486"><label>(61)</label><graphic position="anchor" xlink:href="24-7501265\e3d5118d-d302-40a4-a480-02bbe7fa00ad.jpg"  xlink:type="simple"/></disp-formula><p>where we omitted the spin indices. Its eigenvalues are limited to zero or one:</p><disp-formula id="scirp.33479-formula71487"><label>(62)</label><graphic position="anchor" xlink:href="24-7501265\1e403389-d88f-4ed4-be8e-eb8467202ba8.jpg"  xlink:type="simple"/></disp-formula><p>To explicitly see this property in Equation (60), we introduce</p><disp-formula id="scirp.33479-formula71488"><label>(63)</label><graphic position="anchor" xlink:href="24-7501265\46bf8318-e4a7-4123-8361-ab8d2e68d2ae.jpg"  xlink:type="simple"/></disp-formula><p>and obtain</p><disp-formula id="scirp.33479-formula71489"><label>(64)</label><graphic position="anchor" xlink:href="24-7501265\9297dc52-2433-4407-a3f3-188e83762387.jpg"  xlink:type="simple"/></disp-formula><p>Although the occupation number <img src="24-7501265\7f77e155-4136-462d-bbe6-318b125bd4dd.jpg" /> is not connected with <img src="24-7501265\60e2920e-059f-40a2-bf9d-1690912e8d23.jpg" /> as<img src="24-7501265\4879a672-27f6-4027-9d2a-2510e0062a00.jpg" />, the eigenvalues <img src="24-7501265\55086f7c-f2ef-47f3-bd4b-825a9a4a75c0.jpg" /> of <img src="24-7501265\aa4dfbb7-84d6-49c8-a599-d4988a43b564.jpg" /> satisfying Equation (64) can be shown straightforwardly to yield [<xref ref-type="bibr" rid="scirp.33479-ref24">24</xref>]</p><disp-formula id="scirp.33479-formula71490"><label>(65)</label><graphic position="anchor" xlink:href="24-7501265\aa415157-1589-4179-b752-dc2f884d0522.jpg"  xlink:type="simple"/></disp-formula><p>with the eigenstates</p><disp-formula id="scirp.33479-formula71491"><label>(66)</label><graphic position="anchor" xlink:href="24-7501265\622901d5-5995-4c8c-b098-30d31dc4f012.jpg"  xlink:type="simple"/></disp-formula><p>In summary, pairons with both <img src="24-7501265\ec7fe15c-5c56-47c9-87da-8a45df38614f.jpg" /> and <img src="24-7501265\ea0b3e0b-6beb-4a5e-95dc-a39fb69023a4.jpg" /> specified are subject to the Pauli exclusion principle, see Equation (62). Yet, the occupation numbers <img src="24-7501265\c86c9839-077c-4ce4-afd1-7e1c641fb48f.jpg" /> of pairons having a CM momentum <img src="24-7501265\1e1df2a0-987c-4ca9-b3a6-d0c4c48869a5.jpg" /> are<img src="24-7501265\ab5355c4-8735-45b2-ab11-771166b0f197.jpg" />.</p><p>The most important signature of many bosons is the Bose-Einstein Condensation (BEC). Earlier we showed that the pairon moves in 2D with the linear dispersion relation, see (53):</p><disp-formula id="scirp.33479-formula71492"><label>(67)</label><graphic position="anchor" xlink:href="24-7501265\91b98e0f-c072-47ed-b347-d7d6d34cd631.jpg"  xlink:type="simple"/></disp-formula><p>where we designated the pairon net momentum (magnitude) by the more familiar <img src="24-7501265\b7db19ef-d024-4d1c-8071-542eca08fc02.jpg" /> rather than<img src="24-7501265\ff07311b-1d03-4f77-ba7d-58da94ae4762.jpg" />.</p><p>Let us consider a 2D system of free bosons having a linear dispersion relation:<img src="24-7501265\8e109e46-ac95-453e-8f7b-817cf7c40bb6.jpg" />,<img src="24-7501265\290abe84-7fda-4eb8-ae04-1c976637f596.jpg" />. The number of bosons, <img src="24-7501265\5f46e0ec-91e0-4950-abb6-dd4667148daa.jpg" />, and the Bose distribution function</p><disp-formula id="scirp.33479-formula71493"><label>(68)</label><graphic position="anchor" xlink:href="24-7501265\9e5715e6-5c74-4649-8955-acd43dc0a7d6.jpg"  xlink:type="simple"/></disp-formula><p>are related by</p><disp-formula id="scirp.33479-formula71494"><label>(69)</label><graphic position="anchor" xlink:href="24-7501265\a278d127-71c3-41d6-bb9c-97ae29271ece.jpg"  xlink:type="simple"/></disp-formula><p>where <img src="24-7501265\6b44ff1c-b2be-4aaf-906b-28662b6741cc.jpg" /> is the chemical potential, <img src="24-7501265\5e45e1fb-4259-49b4-9d98-c1c21da71d68.jpg" />, and</p><disp-formula id="scirp.33479-formula71495"><label>(70)</label><graphic position="anchor" xlink:href="24-7501265\7e5a2ac5-ec9d-4c9a-8ed0-de57c4ac8402.jpg"  xlink:type="simple"/></disp-formula><p>is the number of zero-momentum bosons. The prime on the summation in Equation (69) indicates the omission of the zero-momentum state. For notational convenience, we write</p><disp-formula id="scirp.33479-formula71496"><label>(71)</label><graphic position="anchor" xlink:href="24-7501265\75f22007-9b86-4bb8-bb7f-bcb572691c27.jpg"  xlink:type="simple"/></disp-formula><p>We divide Equation (69) by the normalization area<img src="24-7501265\3dd86801-755f-4f37-895d-9a399376e66f.jpg" />, and take the bulk limit:</p><disp-formula id="scirp.33479-formula71497"><label>(72)</label><graphic position="anchor" xlink:href="24-7501265\932d5ac5-914c-477e-a2eb-e385c7fd6aef.jpg"  xlink:type="simple"/></disp-formula><p>We then obtain</p><disp-formula id="scirp.33479-formula71498"><label>(73)</label><graphic position="anchor" xlink:href="24-7501265\a66974c0-cd54-4186-9459-6ce96bdf8649.jpg"  xlink:type="simple"/></disp-formula><p>where <img src="24-7501265\930614cf-7000-479d-817b-0194dc7794ee.jpg" /> is the number density of zero-momentum bosons and <img src="24-7501265\68b70c20-5f46-4555-aa59-67b9f188a12a.jpg" /> the total boson density. After performing the angular integration and changing integration variables, we obtain from Equation (73):</p><disp-formula id="scirp.33479-formula71499"><label>(74)</label><graphic position="anchor" xlink:href="24-7501265\02884dfe-9160-490d-a03a-b028683dafaa.jpg"  xlink:type="simple"/></disp-formula><p>where the fugacity</p><disp-formula id="scirp.33479-formula71500"><label>(75)</label><graphic position="anchor" xlink:href="24-7501265\cb15eeb0-019e-4bb0-918e-e123134e0562.jpg"  xlink:type="simple"/></disp-formula><p>is less than unity for all temperatures. After expanding the integrand in Equation (74) in powers of<img src="24-7501265\720894f8-ddc5-4c4c-8e44-36ef20b07ae8.jpg" />, and carrying out the x-integration, we obtain</p><disp-formula id="scirp.33479-formula71501"><label>(76)</label><graphic position="anchor" xlink:href="24-7501265\478b947b-253d-42ca-b93f-0524a2b4adb9.jpg"  xlink:type="simple"/></disp-formula><disp-formula id="scirp.33479-formula71502"><label>(77)</label><graphic position="anchor" xlink:href="24-7501265\cc03bfe5-61f4-48ee-ac1e-4b8c136c4b2f.jpg"  xlink:type="simple"/></disp-formula><p>Equation (76) gives a relation among<img src="24-7501265\deda4242-bb50-462c-ab5d-6afbb0db5eda.jpg" />, <img src="24-7501265\357c65d1-705b-4694-98b0-48f9d0f18ef5.jpg" />, and<img src="24-7501265\a08638f9-8731-431b-bb88-bbc059ebc968.jpg" />.</p><p>The function <img src="24-7501265\35066523-6139-4e95-9b2a-edef5514501e.jpg" /> monotonically increases from zero to the maximum value</p><disp-formula id="scirp.33479-formula71503"><label>(78)</label><graphic position="anchor" xlink:href="24-7501265\57c8dfd7-7fc5-4c02-865a-2bf63e98ed29.jpg"  xlink:type="simple"/></disp-formula><p>as <img src="24-7501265\f963bf77-46a5-4f93-852a-166b9fef2b35.jpg" /> is raised from zero to one. In the low-temperature limit, <img src="24-7501265\dfff34ca-5bdd-4a7d-b905-0d3be586d72a.jpg" />, <img src="24-7501265\da3c7da7-c57d-4390-853c-eb45b0ff0b9a.jpg" />, and the density of excited bosons, <img src="24-7501265\c85a4b90-53eb-4939-8e52-b4b10aa84e91.jpg" />, varies as <img src="24-7501265\65d2ef88-0b17-420a-b57c-c54e72198a23.jpg" /> as seen from Equation (76). This temperature behavior of <img src="24-7501265\c7c4ec2f-f108-4222-8845-c6844c7d1971.jpg" /> persists as long as the right-hand-side (r.h.s.) of Equation (76) is smaller than<img src="24-7501265\9cdb6764-a068-4e61-a5b6-48a341e50181.jpg" />; the critical temperature <img src="24-7501265\dfe3f37f-8063-42b5-892e-71230c4e2b1f.jpg" /> occurs at<img src="24-7501265\8b78ecb2-b252-469c-8fdd-f7043638154b.jpg" />. Solving this, we obtain</p><disp-formula id="scirp.33479-formula71504"><label>(79)</label><graphic position="anchor" xlink:href="24-7501265\9650f6b5-4cff-42c3-a093-15c722f6e5b2.jpg"  xlink:type="simple"/></disp-formula><p>The BEC of pairons moving in 2D occurs at a finite temperature. This appears to contradict with Hohenberg’s theorem (no long range order in 2D). But this theorem is proved under the assumption of the f-sum rule arising from the mass conservation. The pairons move massless with the linear dispersion relation [see Equation (71)], and hence they are not subject to Hohenberg’s theorem [<xref ref-type="bibr" rid="scirp.33479-ref25">25</xref>].</p><p>If the temperature is raised beyond<img src="24-7501265\0dd1f65a-4e14-4231-8695-c2e2727043a8.jpg" />, the density of zero momentum bosons, <img src="24-7501265\57babeac-7886-4e9a-b0a6-1ad68e044e73.jpg" />, becomes vanishingly small, and the fugacity <img src="24-7501265\763a9a43-8fec-47a3-9563-2160772a900c.jpg" /> can be determined from</p><disp-formula id="scirp.33479-formula71505"><label>(80)</label><graphic position="anchor" xlink:href="24-7501265\dd02baa6-1374-4d3e-9905-4710e949ec34.jpg"  xlink:type="simple"/></disp-formula><p>In summary, the fugacity <img src="24-7501265\90fab578-1345-4533-b792-0a2f7d8b7834.jpg" /> is equal to unity in the condensed region:<img src="24-7501265\ce385af9-b9e6-4925-be2d-c35bf950f7d4.jpg" />, and it becomes smaller than unity for<img src="24-7501265\00da9c7a-d290-4a11-884e-80ca5a8aacbf.jpg" />, where its value is determined from Equation (80).</p><p>Formula (79) for the critical temperature <img src="24-7501265\8daff810-cc9c-49f2-a1a6-6e72c3d5daa3.jpg" /> is distinct from the famous BCS formula</p><disp-formula id="scirp.33479-formula71506"><label>(81)</label><graphic position="anchor" xlink:href="24-7501265\25348038-1b69-4f13-b040-b5a3bd55d62e.jpg"  xlink:type="simple"/></disp-formula><p>where <img src="24-7501265\22da01cb-859c-4a54-9462-098fcd6aeecb.jpg" /> is the zero temperature electron energy gap in the weak coupling limit. The electron energy gap <img src="24-7501265\6a066866-000c-490a-b7d3-0bf86fcaff65.jpg" /> and the pairon ground-state energy <img src="24-7501265\19cae2dc-e332-49e9-80a5-6f538b3e175b.jpg" /> both depend on the phonon-exchange coupling energy parameter<img src="24-7501265\936d2ed5-0fd4-4389-9b99-4e4c0382acbe.jpg" />, which appears in the starting Hamiltonian H in Equation (41). The energy <img src="24-7501265\47f0a77d-bc28-4df5-9c26-db40b589c836.jpg" /> is negative (bound-state energy). Hence, this <img src="24-7501265\1d5ceb67-a6a3-4f49-91b7-9524f3dc2daa.jpg" /> cannot be obtained by the perturbation theory. The connection between <img src="24-7501265\2d94ac33-ee8d-40a8-bfdb-c6d0d98ef779.jpg" /> and <img src="24-7501265\b3581b66-41d5-4f5a-a02d-ec8257e0e44e.jpg" /> is very complicated. This makes it difficult to discuss the critical temperature <img src="24-7501265\9f968f17-6203-4dd5-8b1c-71e7b62e1bbc.jpg" /> based on the BCS relation (81). Unlike the BCS formula, formula (79) is directly connected with the measurable quantities: the pairon density <img src="24-7501265\0503be0f-9564-4dfa-8241-6b902ef49627.jpg" /> and the Fermi speed<img src="24-7501265\aa5b1113-2971-4a7a-ab14-7b29fc005a2c.jpg" />.</p><p>We emphasize here that both formulas (79) and (81) were derived, starting with the Hamiltonian <img src="24-7501265\a499b276-72ec-4782-97fb-2308780db7df.jpg" /> in Equation (41) and following statistical mechanical calculations, see the reference [<xref ref-type="bibr" rid="scirp.33479-ref27">27</xref>] for details.</p></sec><sec id="s7"><title>7. Low Bias Anomaly</title><p>The unusual current-dips at zero bias in <xref ref-type="fig" rid="fig1">Figure 1</xref> may be called the low bias anomaly (LBA). This effect is clearly seen in (a) low resistance contacts LRC sample. The differential conductance <img src="24-7501265\551e722e-a64c-4031-92c9-5cf8882711c6.jpg" /> increases with increasing bias, reaching a maximum at<img src="24-7501265\09756eb5-690a-4337-bb4b-9edc4fe1e69b.jpg" />. With a further bias increase, <img src="24-7501265\fb8c2aeb-25d1-4c95-9a68-63c059994f2f.jpg" />drops dramatically. See (a), the upper panel in <xref ref-type="fig" rid="fig1">Figure 1</xref>. We will show that the LBA arises from the break-down of the superconducting state of the system.</p><p>With no bias, the nanotube’s wall below 150 K is in a superconducting state. If a small bias is applied, then the system is charged, positively or negatively depending on the polarity of the external bias. The applied bias field will not affect the neutral supercurrent but can accelerate the charges at the outer side of the carbon wall. The resulting normal currents carried by conduction electrons are scattered by impurities and phonons. The phonon population changes with temperature, and hence the phonon scattering is temperature-dependent. The normal electric currents along the tube length generate circulating magnetic fields, which eventually destroy the supercurrent running in the wall at a high enough bias. Thus, the current <img src="24-7501265\f0985ce5-ed29-4196-8ea9-bd141dda558a.jpg" /> <img src="24-7501265\a928d971-1511-47e7-b2f5-e5a860bec927.jpg" /> versus the voltage <img src="24-7501265\883e1919-c1b2-4437-8b03-b08e3b0603c6.jpg" /> (mV) is non-linear near the origin because of the supercurrents running in the wall. The differential conductance <img src="24-7501265\9a5ef6e0-9deb-4f85-a1c9-ef6e858f5041.jpg" /> is very small and nearly constant (superconducting) for <img src="24-7501265\a1cbd078-32da-4edb-8903-adfdc41a00f1.jpg" /> in the HRC sample, see the lower panel in <xref ref-type="fig" rid="fig1">Figure 1</xref>. We stress that if the ballistic electron model [<xref ref-type="bibr" rid="scirp.33479-ref2">2</xref>] is adopted, then the scatterings by phonons cannot be discussed. The non-linear <img src="24-7501265\c1c6861c-5d65-463c-8c68-a65ebf7ad907.jpg" /> curves below 150 K mean that the carbon wall is superconducting. Thus, the clearly visible temperature effects for both LRC and HRC samples arise from the phonon scattering. We assumed that the system is superconducting below<img src="24-7501265\a4316ac4-ef55-4f4c-9e63-104dee770cb2.jpg" />. The LBA arises only from the superconducting state. The superconducting critical temperature <img src="24-7501265\45dc29b3-2c6c-4dc0-b53b-889ee9965087.jpg" /> must then be higher than 150 K. An experimental check of <img src="24-7501265\0704494b-caab-46f5-92b0-7e9b94591792.jpg" /> is highly desirable.</p></sec><sec id="s8"><title>8. Temperature Behavior and Current Saturation</title><p>The high-bias I-V curves in <xref ref-type="fig" rid="fig3">Figure 3</xref> is temperature-independent. This temperature behavior is consistent with our picture that the superconducting state of the metallic SWNT continued throughout the temperature range measured. Thus, the superconducting temperature <img src="24-7501265\1b7c7798-4f19-4bba-9e9b-8dba483cf44b.jpg" /> must be higher than 200 K.</p><p>The current saturation observed in <xref ref-type="fig" rid="fig3">Figure 3</xref> may arise as follows. When the bias is raised from zero, the system will be charged with “holes” and the resulting “hole” currents run on the outer side of the tube, making an extra contribution to the current<img src="24-7501265\f13e010d-2b2e-4c4e-9bdc-c9b9db66175d.jpg" />. The number of the running “holes” will grow as the bias voltage is raised. “Holes” obey the Fermi-Dirac statistics. At 0 K the number of “holes” is twice the number of the “hole” quantum states outside of the carbon wall, which is considerably smaller than the number of the orthogonal unit cells in the carbon wall. The number of the running “holes” cannot exceed twice the number of the quantum states because of Heisenberg’s uncertainty principle and Pauli’s exclusion principle. Thus, the “hole” current density calculated by</p><disp-formula id="scirp.33479-formula71507"><label>(82)</label><graphic position="anchor" xlink:href="24-7501265\b52c641b-24c8-4375-9432-070577fc233a.jpg"  xlink:type="simple"/></disp-formula><p>must saturate to the maximum number <img src="24-7501265\2f4db663-a0f6-4de5-9256-b6ee1d8be34f.jpg" /> as the bias is raised further.</p></sec><sec id="s9"><title>9. Summary</title><p>The unusual non-Ohmic transport behaviors at low (zero) bias anomaly, observed in metallic SWNT are explained in terms of a two-currents model. Supercurrents run in the graphene wall below 150 K. The normal “hole” currents on the outer-side of the tube are subject to scattering by phonons and impurities. The currents along the tube length generate circulating magnetic fields, which eventually destroy the supercurrent in the wall at high enough bias, and restore the Ohmic behavior. The lowcurrent anomaly is temperature-dependent since the phonon population changes with the temperature.</p><p>The I-V curves for the high bias (0.3 - 5 V) are temperature-independent (4 - 150 K), which arises from the fact that the neutral supercurrent running in the tube wall is not accelerated by the bias below the superconducting (critical) temperature. It is highly desirable to find the critical temperature by performing experiments above 150 K (experimental temperature).</p><p>The current saturation above 0.5 V observed arises from the limitation of the quantum-state sites for the “holes” running on the outer surface of the tube. If the tube’s circumference size is raised, then the saturation current should increase.</p><p>In the course of our calculations we uncover several significant facts as follows:</p><p>• To establish a 2D <img src="24-7501265\66cdcb79-e51c-45f5-95f9-c8d49aadaeba.jpg" />-space for graphene we must introduce a rectangular unit cell distinct from the WS unit cell (rhombus).</p><p>• Electrons and phonons run anisotropically in graphene.</p><p>• Electrons and phonons are generated based on the same rectangular unit cells. This is important when dealing with the electron-phonon scattering and the phonon-exchange attraction.</p><p>• Phonons (bosonic quanta) representing the running plane-wave modes of the lattice oscillations are generated.</p><p>• The so-called Fr&#246;hlich interaction Hamiltonian <img src="24-7501265\65fb97d2-2fc8-4179-a6b2-3bf8ea17bf78.jpg" /> was derived, with the assumption that the electrons move in the perturbing density waves generated by the longitudinal phonons. The transverse phonons do not contribute to the Fr&#246;hlich interaction.</p><p>• “Electrons” and “holes” move as wave packets whose sizes are of the orthogonal unit cells.</p><p>• Phonons’ average size is much greater than the electron size. The average phonon energy is much smaller than the conduction electron energy.</p><p>• The BEC temperature for moving pairons is regarded as the superconducting temperature<img src="24-7501265\aec1341a-17b4-4a84-8a14-14a4e89a65f0.jpg" />. Finding <img src="24-7501265\a09a946b-07df-4683-af0b-11a74a48c0b7.jpg" /> for metallic SWNT which is greater than 150 K from the studied experiments [<xref ref-type="bibr" rid="scirp.33479-ref1">1</xref>] is highly desirable.</p></sec><sec id="s10"><title>REFERENCES</title></sec></body><back><ref-list><title>References</title><ref id="scirp.33479-ref1"><label>1</label><mixed-citation publication-type="other" xlink:type="simple">Z. Yao, C. L. Kane and C. 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