<?xml version="1.0" encoding="UTF-8"?><!DOCTYPE article  PUBLIC "-//NLM//DTD Journal Publishing DTD v3.0 20080202//EN" "http://dtd.nlm.nih.gov/publishing/3.0/journalpublishing3.dtd"><article xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink" dtd-version="3.0" xml:lang="en" article-type="research article"><front><journal-meta><journal-id journal-id-type="publisher-id">IJG</journal-id><journal-title-group><journal-title>International Journal of Geosciences</journal-title></journal-title-group><issn pub-type="epub">2156-8359</issn><publisher><publisher-name>Scientific Research Publishing</publisher-name></publisher></journal-meta><article-meta><article-id pub-id-type="doi">10.4236/ijg.2012.35116</article-id><article-id pub-id-type="publisher-id">IJG-25025</article-id><article-categories><subj-group subj-group-type="heading"><subject>Articles</subject></subj-group><subj-group subj-group-type="Discipline-v2"><subject>Earth&amp;Environmental Sciences</subject></subj-group></article-categories><title-group><article-title>
 
 
  Software to Estimate Earthquake Spectral and Source Parameters
 
</article-title></title-group><contrib-group><contrib contrib-type="author" xlink:type="simple"><name name-style="western"><surname>rjun</surname><given-names>Kumar</given-names></name><xref ref-type="aff" rid="aff1"><sup>1</sup></xref><xref ref-type="corresp" rid="cor1"><sup>*</sup></xref></contrib><contrib contrib-type="author" xlink:type="simple"><name name-style="western"><surname>Ashwani</surname><given-names>Kumar</given-names></name><xref ref-type="aff" rid="aff1"><sup>1</sup></xref></contrib><contrib contrib-type="author" xlink:type="simple"><name name-style="western"><surname>Himanshu</surname><given-names>Mittal</given-names></name><xref ref-type="aff" rid="aff1"><sup>1</sup></xref></contrib><contrib contrib-type="author" xlink:type="simple"><name name-style="western"><surname>Ashok</surname><given-names>Kumar</given-names></name><xref ref-type="aff" rid="aff1"><sup>1</sup></xref></contrib><contrib contrib-type="author" xlink:type="simple"><name name-style="western"><surname>Rakhi</surname><given-names>Bhardwaj</given-names></name><xref ref-type="aff" rid="aff1"><sup>1</sup></xref></contrib></contrib-group><aff id="aff1"><addr-line>Department of Earthquake Engineering, Indian Institute of Technology, Roorkee, India</addr-line></aff><author-notes><corresp id="cor1">* E-mail:<email>arjundeq@gmail.com(RK)</email>;</corresp></author-notes><pub-date pub-type="epub"><day>29</day><month>11</month><year>2012</year></pub-date><volume>03</volume><issue>05</issue><fpage>1142</fpage><lpage>1149</lpage><history><date date-type="received"><day>September</day>	<month>19,</month>	<year>2012</year></date><date date-type="rev-recd"><day>October</day>	<month>21,</month>	<year>2012</year>	</date><date date-type="accepted"><day>November</day>	<month>11,</month>	<year>2012</year></date></history><permissions><copyright-statement>&#169; Copyright  2014 by authors and Scientific Research Publishing Inc. </copyright-statement><copyright-year>2014</copyright-year><license><license-p>This work is licensed under the Creative Commons Attribution International License (CC BY). http://creativecommons.org/licenses/by/4.0/</license-p></license></permissions><abstract><p>
 
 
  A software (EQK_SRC_PARA) has been developed to estimate spectral parameters of earthquake source spectrum, namely: low frequency displacement spectral level (Ω
  <sub>0</sub>), corner frequency above which spectrum decays with a rate of 2 (
  f<sub>c</sub>), the cut-off frequency above which the spectrum again decays (
  f<sub>max</sub>) and the rate of decay above 
  f<sub>max</sub> (N). A Brune’s source model [1,2] that yield a fall-off of 2 beyond corner frequency is considered with high cut-off frequency factor presented by Boore [3] that fits well for frequencies greater than 
  f<sub>max</sub>. The software EQK_SRC_PARA is written in MATLAB and uses input data in Sesame ASCII Format (SAF) format. The obtained spectral parameters have been used to estimate source parameters (e.g., seismic moment, source dimension and stress drop etc.) and to develop scaling laws for the study region. The cut-off frequency “
  f<sub>max</sub>” can also be studied and interpreted to confirm about its origin.
 
</p></abstract><kwd-group><kwd>Spectral Parameters; Source Parameters; EQ_SRC_PARA; Garhwal; Uttarkashi</kwd></kwd-group></article-meta></front><body><sec id="s1"><title>1. Introduction</title><p>The seismic design of engineered structures depends upon a quantitative estimate of the characteristics of strong ground motion at desired site. In case recorded data are not available at that site, then simulation of ground motion is the only way for engineers to rely upon. The stochastic approach is the most popular way, which requires the knowledge of spectral and source parameters (e.g., corner frequency and stress drop) of study region and has very good results recently in both regions with and without recordings. The shape of the seismic spectrum and how it scales with earthquake size has been a topic of importance as a way of gaining insight into the character of earthquake source processes and a guide to the simulation of strong ground motion for engineering purposes [<xref ref-type="bibr" rid="scirp.25025-ref4">4</xref>]. In this direction, Aki [<xref ref-type="bibr" rid="scirp.25025-ref5">5</xref>] examined the dependence of the amplitude spectrum of seismic waves on source size and derived scaling relation of earthquake source spectra based on ω<sup>2</sup> model. Satisfactory agreement has been found with observations based on the assumption of similarity. A constant stress drop has been considered, however, it is pointed out that if the stress drop differs, the scaling law will not apply and if the stress drop varies systematically with respect to environmental factors as focal depth, orientation of the fault plane and crust-mantle structure, different scaling laws can be constructed for different environments.</p><p>Brune [1,2] modeled an earthquake source as a tangential stress pulse applied instantaneously to the interior of a dislocation surface. This model employs three independent parameters (moment, source dimension and fractional stress drop) those determine the shape of the farfield displacement spectrum of body waves. The relationship of the corner frequency to the fault radius has been constrained by assuming that the effective stress was equal to the average static stress drop. This model has been extensively used to estimate source parameters from the observational data of seismic waves [6-12].</p><p>In these models, the displacement source spectrum has a simple ω<sup>2</sup> shape, i.e., it has a flat level for frequencies below a source-corner frequency (f<sub>c</sub>) and a decay of ω<sup>−2</sup> for frequencies greater than source-corner frequency. Similarly, the acceleration the acceleration spectrum has ω<sup>2</sup> shape for frequencies below a source-corner frequency (f<sub>c</sub>) and a flat level for frequencies greater than source-corner frequency. Hanks [<xref ref-type="bibr" rid="scirp.25025-ref13">13</xref>] observed that there is another frequency called the maximum cut-off frequency f<sub>max</sub>, above which acceleration spectral amplitudes diminish abruptly. This cut-off frequency, f<sub>max</sub>, is an important parameter from earthquake engineering point as it controls the peak ground acceleration. There is a controversy about its origin. Hanks [<xref ref-type="bibr" rid="scirp.25025-ref13">13</xref>] and Anderson and Hough [<xref ref-type="bibr" rid="scirp.25025-ref14">14</xref>], among others, contend that f<sub>max</sub> is a recording site effect. However, most of the studies attribute this due to source [15-24].</p><p>A software has been developed employing Brune’s source model [1,2] and a high-cut filter presented by Boore [<xref ref-type="bibr" rid="scirp.25025-ref3">3</xref>] to estimate spectral parameters of source spectrum, namely: low frequency displacement spectral level (Ω<sub>0</sub>), corner frequency above which spectrum decays with a rate of 2 (f<sub>c</sub>), the frequency above which the spectrum again decays (f<sub>max</sub>) and the rate of decay above f<sub>max</sub> (N). These spectral parameters are used to estimate source parameters and to develop scaling laws. The source parameters of an earthquake of 21st September 2009 (Mw 4.7) that occurred near Uttarkashi have been estimated by this software as an example.</p></sec><sec id="s2"><title>2. Methodology</title><p>The time histories are first corrected for instrument response and then rotated to obtained SH-component of ground motion. The SH-spectrum is corrected for attenuation due to path. In this study Brune’s source model [1, 2] that yield a fall-off of 2 beyond corner frequency is considered with high frequency dimunition factor, a Butterworth high-cut filter presented by Boore [<xref ref-type="bibr" rid="scirp.25025-ref3">3</xref>] that fits well for frequencies greater than f<sub>max</sub> is fitted in observed acceleration spectrum as</p><disp-formula id="scirp.25025-formula38054"><label>(1)</label><graphic position="anchor" xlink:href="15-2800371\cfa63e87-0c9e-4f96-b451-ffdb42a421a4.jpg"  xlink:type="simple"/></disp-formula><p>And for displacement spectrum</p><disp-formula id="scirp.25025-formula38055"><label>(2)</label><graphic position="anchor" xlink:href="15-2800371\3f56d668-3d8a-4053-b314-c2d212a73ad6.jpg"  xlink:type="simple"/></disp-formula><p>The software automatically picks the spectral parameters:</p><p>1) low frequency displacement spectral level, Ω<sub>0</sub>2) corner frequency above which spectrum decays with a rate of 2, f<sub>c</sub>3) the frequency above which the spectrum again decays, f<sub>max</sub> and 4) the rate of decay above f<sub>max</sub>, N.</p><p>A brief explanation to the technique has been presented here with an example data of Srikot (SRIK) station for 21st September 2009 earthquake (Mw = 4.7) that occurred near Uttarkashi. The time histories are first corrected for instrument response using transfer function estimated from zero-poles values and then rotated about azimuth to obtained SH-component of ground motion. A typical example of selected SH-component of time history obtained after applying instrument response and rotation about azimuth is shown in <xref ref-type="fig" rid="fig1">Figure 1</xref>.</p><p>The Fast Fourier Transform (FFT) of selected SHcomponent of time history is performed to obtain spectrum of SH-component. A frequency dependent attenua-</p><p>tion correction, Q<sub>c</sub> = 110f<sup>1.02</sup> [<xref ref-type="bibr" rid="scirp.25025-ref25">25</xref>] has been applied to spectrum of SH-component to account for path effect. An estimate of f<sub>c</sub> is obtained from velocity spectrum; it is a value of frequency where the velocity spectrum has a peak. This is shown in log-log plot in <xref ref-type="fig" rid="fig2">Figure 2</xref>(a), however, this peak on log-linear scale becomes more clear as shown in <xref ref-type="fig" rid="fig2">Figure 2</xref>(b).</p><p>Then a value of f<sub>max</sub> is estimated from snap (double differential of acceleration, snap (f) = ω<sup>2</sup> A (f)), it is approximately a value of frequency where spectral snap has a peak. This is shown in <xref ref-type="fig" rid="fig3">Figure 3</xref>(a) log-log plot and for more clarity in <xref ref-type="fig" rid="fig3">Figure 3</xref>(b) log-linear scale.</p><p>Glassmoyer and Borcherdt [<xref ref-type="bibr" rid="scirp.25025-ref26">26</xref>] related “f<sub>c</sub>” is to the constant spectral levels of displacement “<img src="15-2800371\0de0408d-aaa6-4448-bf4f-a1db4c98870b.jpg" />” and acceleration “<img src="15-2800371\43b01418-a98a-4799-be27-1a55c97a7e7b.jpg" />” as given below:</p><disp-formula id="scirp.25025-formula38056"><label>(3)</label><graphic position="anchor" xlink:href="15-2800371\9ddd852b-41ee-4012-9842-4fbcf7058731.jpg"  xlink:type="simple"/></disp-formula><p>Glassmoyer and Borcherdt [<xref ref-type="bibr" rid="scirp.25025-ref26">26</xref>] considered “<img src="15-2800371\d25e2194-f1b8-47ee-a3bd-84999d4e7809.jpg" />” flat or constant spectral level for acceleration spectrum above f<sub>c</sub>. However in this study, “<img src="15-2800371\78eeb298-a893-4a9c-ab43-4ef6b13d1ca8.jpg" />” shown in <xref ref-type="fig" rid="fig4">Figure 4</xref>(a) is a flat or constant spectral level of acceleration amplitude spectrum for intermediate frequencies between f<sub>c</sub> and f<sub>max</sub>. This leads to the approximation of “<img src="15-2800371\2865e4e7-ae68-49a2-a033-4a06ac3f9b2d.jpg" />” shown in <xref ref-type="fig" rid="fig4">Figure 4</xref>(b) thorough the value of acceleration’s constant amplitude spectral level “<img src="15-2800371\46d787e4-f8ca-4aa9-9f78-ba2dc117929b.jpg" />” as:</p><disp-formula id="scirp.25025-formula38057"><label>(4)</label><graphic position="anchor" xlink:href="15-2800371\9c53c3b2-fd90-4a35-85a4-a62ce02966a4.jpg"  xlink:type="simple"/></disp-formula><p>The source model for acceleration spectrum given by Equation (1) is fitted to observed spectrum with different values of f<sub>c</sub> between f<sub>1</sub> and f<sub>max</sub>, and for f<sub>max</sub> between f<sub>c</sub> and f<sub>Ny</sub> (Nyquest frequency) and its value is obtained from observed and modeled spectra based on root mean square error (rmse). Plot in <xref ref-type="fig" rid="fig5">Figure 5</xref>(a) shows the values of f<sub>c</sub> between f<sub>1</sub> and f<sub>max</sub> and the difference in observed and modeled spectra, the value for f<sub>c</sub> is considered where the root mean square error (rmse) is minimum. Similary <xref ref-type="fig" rid="fig5">Figure 5</xref>(b) shows the values of f<sub>max</sub> between f<sub>c</sub> and f<sub>Nq</sub> and the difference in observed and modeled spectra; the value for f<sub>max</sub> is considered where the root mean square error (rmse) is least.</p><p>Then the corrected value of Ω<sub>0</sub> is obtained from relation (4). Finally, values of N between 2 to 10 are given and</p><p>the value of N having least difference between the considered model and observed spectrum is obtained (<xref ref-type="fig" rid="fig6">Figure 6</xref>).</p><p>A flowchart of the procedure is given in <xref ref-type="fig" rid="fig7">Figure 7</xref>.</p><p>The seismic moment is estimated from the value of Ω<sub>0</sub> following Kellis-Borok [<xref ref-type="bibr" rid="scirp.25025-ref27">27</xref>] as:</p><disp-formula id="scirp.25025-formula38058"><label>(5)</label><graphic position="anchor" xlink:href="15-2800371\2df26c99-94db-44c3-a898-32a13be80820.jpg"  xlink:type="simple"/></disp-formula><p>Here <img src="15-2800371\62389232-f25c-4f80-b95f-e6ea4382fadf.jpg" /> is the average density (=2.67 g/cm<sup>3</sup>), <img src="15-2800371\363548a7-e78b-4b9c-aefc-3cd3ff075069.jpg" />is shear wave velocity in the source zone (=3.2 km/s), <img src="15-2800371\e83f29ab-cb28-47bb-8c7b-487c4f957639.jpg" />is the hypocentral distance, <img src="15-2800371\df9a65af-fc69-4950-acd6-56fb0abbc370.jpg" />is the average radiation pattern (=0.63), <img src="15-2800371\02b0d344-8507-4471-9fed-06291443a6fd.jpg" />is free surface amplification (=2).</p><p>The moment magnitude is obtained following Hanks and Kanamori [<xref ref-type="bibr" rid="scirp.25025-ref28">28</xref>] as:</p><disp-formula id="scirp.25025-formula38059"><label>(6)</label><graphic position="anchor" xlink:href="15-2800371\3e540fb3-4fde-429b-90f3-485b44d7e9b2.jpg"  xlink:type="simple"/></disp-formula><p>Following Brune [1,2] the source radius and stress drop can be estimated as:</p><disp-formula id="scirp.25025-formula38060"><label>(7)</label><graphic position="anchor" xlink:href="15-2800371\faaa83db-2ece-4155-aa81-896b454bd211.jpg"  xlink:type="simple"/></disp-formula><disp-formula id="scirp.25025-formula38061"><label>(8)</label><graphic position="anchor" xlink:href="15-2800371\767bff5f-1ee5-47e0-8e94-1cfc63de6d88.jpg"  xlink:type="simple"/></disp-formula></sec><sec id="s3"><title>3. Estimation of Source Parameters</title><p>The data collected from two networks in the Garhwal Himalaya (<xref ref-type="fig" rid="fig8">Figure 8</xref>): Strong motion network (GSR-18, sampling rate 200 Hz) available on www.pesmos.in [<xref ref-type="bibr" rid="scirp.25025-ref29">29</xref>] and 12-stations seismological network (Guralp, CMG 40T-1, sampling rate 100 Hz) has been used for estimation of source parameters. Figures 9 and 10 show the rotated time histories and the selected part of SH-com-</p><p>ponent used for analysis from seismogram (Vinakhal) and strong motion instrument (Dhanolti). The acceleration and displacement spectra along with the fitted model are also shown below in respective figures.</p><p>The spectral parameters obtained from the velocity and acceleration records at various sites are given along with</p><p>estimated source parameters in Appendix 1.</p><p>The seismic moment for this event has been found to be of the order of (107 &#177; 0.19) &#215; 10<sup>23</sup> dyne.cm and the moment magnitude has been calculated 4.7 &#177; 0.09 at different stations. The stress drop is found to be 76.3 &#177; 11.5 bars, while source radius for the earthquake is estimated to be (850.0 &#177; 38.0) m. The value of f<sub>max</sub> for this earthquake is 9.1 &#177; 1.7 Hz obtained from records at various stations of different site conditions. A change in spectral fall-off above f<sub>max</sub> has been observed in short period instruments while strong motion instruments has same value. This may be due to different band-width of recording instruments.</p></sec><sec id="s4"><title>4. Conclusions</title><p>The software EQK_SRC_PARA has been written in MATLAB and is based on Brune’s source model (1970) and high cut-off frequency factor of Boore (1983). It uses input data in Sesame ASCII Format (SAF) format. The software automatically picks the spectral parameters: low frequency displacement spectral level (Ω<sub>0</sub>), corner frequency above which spectrum decays with a rate of 2 (f<sub>c</sub>), the cut-off frequency above which the spectrum again decays (f<sub>max</sub>) and the rate of decay above f<sub>max</sub> (N). The obtained spectral parameters have been used to estimate source parameters (e.g., seismic moment, source dimension and stress drop etc.) and to develop scaling laws. The cut-off frequency “f<sub>max</sub>” can also be studied and interpreted to find clues about its origin.</p><p>The estimated stress drop for this event is 76.3 &#177; 11.5 bars that is higher than the stress drop of 52.6 &#177; 5.9 bars for Uttarkashi earthquake (Mw 6.7) of 1991 and an average of about 60 bars for Garhwal-Kumaon Himalayan earthquakes (Kumar, 2011). The difference in focal depth may be the cause of higher stress drop in this earthquake.</p></sec><sec id="s5"><title>5. Acknowledgements</title><p>The author (Arjun Kumar) is profusely thankful to Ministry of Human Resources Development (MHRD) for providing fellowship. The authors are also thankful to Ministry of Earth Sciences (MoES) and Tehri Hydropower Development Corporation (THDC) for funding projects under which data was collected.</p></sec><sec id="s6"><title>REFERENCES</title></sec><sec id="s7"><title>NOTES</title></sec></body><back><ref-list><title>References</title><ref id="scirp.25025-ref1"><label>1</label><mixed-citation publication-type="other" xlink:type="simple">J. N. Brune, “Tectonic Stress and the Spectra of Seismic Shear Waves from Earthquakes,” Journal of Geophysical Research, Vol. 75, No. 26, 1970, pp. 4997-5009.  
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