<?xml version="1.0" encoding="UTF-8"?><!DOCTYPE article  PUBLIC "-//NLM//DTD Journal Publishing DTD v3.0 20080202//EN" "http://dtd.nlm.nih.gov/publishing/3.0/journalpublishing3.dtd"><article xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink" dtd-version="3.0" xml:lang="en" article-type="research article"><front><journal-meta><journal-id journal-id-type="publisher-id">JEMAA</journal-id><journal-title-group><journal-title>Journal of Electromagnetic Analysis and Applications</journal-title></journal-title-group><issn pub-type="epub">1942-0730</issn><publisher><publisher-name>Scientific Research Publishing</publisher-name></publisher></journal-meta><article-meta><article-id pub-id-type="doi">10.4236/jemaa.2010.23026</article-id><article-id pub-id-type="publisher-id">JEMAA-1548</article-id><article-categories><subj-group subj-group-type="heading"><subject>Articles</subject></subj-group><subj-group subj-group-type="Discipline-v2"><subject>Engineering</subject><subject> Physics&amp;Mathematics</subject></subj-group></article-categories><title-group><article-title>
 
 
  A New Analysis Method for Locating the Focus and for Estimating the Size of the Focus of the Backscatter Light of a LIDAR System
 
</article-title></title-group><contrib-group><contrib contrib-type="author" xlink:type="simple"><name name-style="western"><surname>ianwen</surname><given-names>Cao</given-names></name><xref ref-type="corresp" rid="cor1"><sup>*</sup></xref></contrib><contrib contrib-type="author" xlink:type="simple"><name name-style="western"><surname>Weiyuan</surname><given-names>Wang</given-names></name></contrib><contrib contrib-type="author" xlink:type="simple"><name name-style="western"><surname>Yonghua</surname><given-names>Wu</given-names></name></contrib><contrib contrib-type="author" xlink:type="simple"><name name-style="western"><surname>Fred</surname><given-names>Moshary</given-names></name></contrib><contrib contrib-type="author" xlink:type="simple"><name name-style="western"><surname>Zhongrong</surname><given-names>Chen</given-names></name></contrib><contrib contrib-type="author" xlink:type="simple"><name name-style="western"><surname>Jiansong</surname><given-names>Huang</given-names></name></contrib></contrib-group><author-notes><corresp id="cor1">* E-mail:<email>nwcao@yahoo.com.cn(IC)</email>;</corresp></author-notes><pub-date pub-type="epub"><day>12</day><month>04</month><year>2010</year></pub-date><volume>02</volume><issue>03</issue><fpage>183</fpage><lpage>188</lpage><history><date date-type="received"><day>October</day>	<month>13th,</month>	<year>2009</year></date><date date-type="rev-recd"><day>November</day>	<month>14th,</month>	<year>2009</year>	</date><date date-type="accepted"><day>November</day>	<month>19th,</month>	<year>2009.</year></date></history><permissions><copyright-statement>&#169; Copyright  2014 by authors and Scientific Research Publishing Inc. </copyright-statement><copyright-year>2014</copyright-year><license><license-p>This work is licensed under the Creative Commons Attribution International License (CC BY). http://creativecommons.org/licenses/by/4.0/</license-p></license></permissions><abstract><p>
 
 
  This paper presents a new analysis method for locating the focus and estimating the size of the focus of the backscatter light of a Lidar system. The formula for calculating the uncertainty of the location of the focus of backscatter light of a Lidar system is given, and the estimation of the size of the focus is also presented. This calculation coincides with the analysis result of ZEMAX software. By the analysis, the experiment to exactly locate the focus of the backscatter light of Lidar is carried out.
 
</p></abstract><kwd-group><kwd>Backscatter Light</kwd><kwd> Focus</kwd><kwd> Telescope</kwd></kwd-group></article-meta></front><body><sec id="s1"><title>1. Introduction</title><p>In traditional Lidar systems without optical fiber application and not eye-safe, the low-optical efficiency is due to: 1) The weak optical signal, especially, the Raman return signal; 2) The background noise. In eye-safe Lidar system, the active area of infrared detector (infrared photodiode) is very small, compared with photomultiplier-tube (PMT), only several millimeters [<xref ref-type="bibr" rid="scirp.1548-ref1">1</xref>]. Therefore, to focus the backscatter light completely on the active area of the detector and remove the background noise becomes very important. The size of the field stop (aperture) of telescope at the location of the focus defines the field of view (FOV) of the telescope, dominates the background noise. Smaller field stop greatly reduces the active area of the primary mirror of a telescope [<xref ref-type="bibr" rid="scirp.1548-ref2">2</xref>]; Therefore, the smaller field stop reduces the amount of the Lidar return signal reaching the detector and results in the inefficiency of the Lidar system. Field stop coupling with the size of focus of backscatter light can optimize the optical efficiency of a Lidar system.</p><p>Optical fiber has been conveniently and widely used in Lidar measurements. For instance, optical fiber is used in conical-scanning time-correction Lidar system to easily measure wind speed in different directions [<xref ref-type="bibr" rid="scirp.1548-ref3">3</xref>]. Recently, the optical fiber is well used in multi-wavelength Raman-Lidar system for aerosol measurements in the troposphere. The existing fiber to telescope match is discussed in reference [<xref ref-type="bibr" rid="scirp.1548-ref4">4</xref>] in detail. In Lidar measurements, especially, optical fiber-based Raman Lidar measurements, how to improve the Signal to Noise Ratio is a critical issue which has been investigated by many researchers. A novel rotational Raman and Rayleigh Lidar system incorporate a fiber-based optical element to analyze the narrow Raman spectral feature [<xref ref-type="bibr" rid="scirp.1548-ref5">5</xref>]. For noncoaxial Lidar system, how to match the telescope to optic fiber is analyzed in reference [<xref ref-type="bibr" rid="scirp.1548-ref6">6</xref>].</p><p>The combination of the Numerical Aperture (NA) (NA defines the maximal acceptance cone of the optical fiber as<img src="9-9800197\343f4df2-a2fd-4d08-a528-b148489bc728.jpg" />, where <img src="9-9800197\8848d10e-c8e2-4b53-974e-30a8aa5183de.jpg" /> is the refractive index of the fiber core, and <img src="9-9800197\bc12c351-cdf9-4cc6-8608-d54a893edb11.jpg" /> is the refractive index of the fiber cladding) of optical fiber and the size of the focus of a telescope can dominate the field of view (FOV) of a telescope, therefore, the maximal couple efficiency of the optical fiber and the telescope can be obtained. Reversely, the Numerical Aperture (NA) of optical fiber can also be designed by the size of focus of telescope.</p><p>Therefore, accurately locating the focus of the backscatter light of the Lidar system and estimating the size of the focus will contribute to the improvement of the optical efficiency in traditional Lidar system, and in optical fiber coupled telescope Raman or wind Lidar system, as well as in the infrared Lidar system with infrared photodiode.</p><p>In general, the researchers estimate the size of the focus of the backscatter light of a Lidar system by the limitation of the diffraction (airy disk) of the primary mirror of the telescope to collimate backscatter light of Lidar to the active area of the detector or the optical fiber. Actually, the size of the focus of the backscatter light is much larger than the airy disk. In this case, much energy of backscatter light will be lost. To locate the focus of a telescope, researchers have considered pointing the telescope to the moon; however, it is not convenient [<xref ref-type="bibr" rid="scirp.1548-ref7">7</xref>]. Furthermore, the location of the focus is not accurate and the observed focus is blurry.</p><p>This paper presents a new analysis method and relative experiment to accurately locate the focus of the backscatter light of a Lidar system and to estimate the size of the focus.</p></sec><sec id="s2"><title>2. Theoretic Analysis for Locating the Focus and Estimating the Size of the Focus of the Backscatter Light of a Lidar System</title><p>Theoretically, the size of the focus of the backscatter light of a Lidar system is identical to the airy disk, relative to the wavelength of the backscatter light and diameter of the primary mirror of a telescope (the size of airy disk is defined as<img src="9-9800197\b19e1424-8583-4bf7-a397-59afd63dcedd.jpg" />, where <img src="9-9800197\b9605394-cae1-4004-b957-5aeabad8980c.jpg" /> is the diameter of the primary mirror, <img src="9-9800197\13d2dccc-cf76-4060-b34e-6d7a78d708a5.jpg" />is the wavelength of backscatter light, <img src="9-9800197\f4383b7b-4ef1-4dd0-9d1e-013291702aa6.jpg" />is the focus of telescope). Actually, the blurry of image (or image error) of telescope optical systems always occurs. The divergence of incident light is not zero; therefore, the field of view of a telescope is not zero. The size of the focus of a telescope is much larger than the size of airy disk; therefore, we cannot regard the actual focus as an airy disk. This paper analyzes the location uncertainty of backscatter light’s focus and the uncertainty of the focus size, according to the image optical path of a telescope.</p><p>For easy discussion, the optical path of Newtown telescope is shown in <xref ref-type="fig" rid="fig1">Figure 1</xref>. The refraction index of the object space and the image space is n; the object space and image space of Newtown telescope overlap completely; the propagation direction of incident light in object space reverses in image space. <xref ref-type="fig" rid="fig1">Figure 1</xref> shows that the image distance variation is <img src="9-9800197\3b4be1ec-d22c-421c-929e-d3f5fd97e5cf.jpg" /> and the image height variation is <img src="9-9800197\b14f94ee-73b1-4c6c-81f4-00b398251485.jpg" /> from the variation of incident angle<img src="9-9800197\2189d15e-593f-4516-984d-3f15d1a53cbf.jpg" />. <img src="9-9800197\e848c294-445f-481f-9123-2c5a5378a03c.jpg" />and <img src="9-9800197\c3e5ba90-72aa-4342-bc14-e30fcac43fc6.jpg" />will be close to zero when <img src="9-9800197\25af9d1d-060e-43e6-b38e-479cb0956073.jpg" /> is close to zero. Variation <img src="9-9800197\d03f8128-cd06-4b55-aacc-fb42f0b22f72.jpg" /> (<img src="9-9800197\1b561bca-6023-4e36-a673-a45ad0d2ee12.jpg" />) is introduced for easy discussion. From <xref ref-type="fig" rid="fig1">Figure 1</xref>, Equations (1) and (2) can be easily deducted as follows:</p><disp-formula id="scirp.1548-formula155483"><label>(1)</label><graphic position="anchor" xlink:href="9-9800197\365e918e-f04a-4c33-9496-0f2261d6efc3.jpg"  xlink:type="simple"/></disp-formula><disp-formula id="scirp.1548-formula155484"><label>(2)</label><graphic position="anchor" xlink:href="9-9800197\918b03f5-58b9-4a80-9e3f-33f4eeb5205f.jpg"  xlink:type="simple"/></disp-formula><p>Equation (3) can be obtained from the combination of Equations (1) and (2):</p><disp-formula id="scirp.1548-formula155485"><label>(3)</label><graphic position="anchor" xlink:href="9-9800197\aaf90e43-1eae-4e32-9c3a-bd9a62aa7c48.jpg"  xlink:type="simple"/></disp-formula><p><img src="9-9800197\1a96f465-82b7-4e89-83a1-66cdd8d12998.jpg" />is the image distance.</p><p>The refraction index in object space is identical to that in image space, Equation (4) exists.</p><disp-formula id="scirp.1548-formula155486"><label>(4)</label><graphic position="anchor" xlink:href="9-9800197\497c4cef-f78f-43ba-8335-eb1eecea2b07.jpg"  xlink:type="simple"/></disp-formula><p>Combine differential calculation of Equations (4) and (3), Equation (5) or (6) is obtained at <img src="9-9800197\97fcb9c5-b299-40dc-8fc6-7bacbb4bf00b.jpg" /></p><disp-formula id="scirp.1548-formula155487"><label>(5)</label><graphic position="anchor" xlink:href="9-9800197\0a8c6c46-ab03-4797-b79d-e5a1a7098957.jpg"  xlink:type="simple"/></disp-formula><disp-formula id="scirp.1548-formula155488"><label>(6)</label><graphic position="anchor" xlink:href="9-9800197\2cc9a54e-d10c-43b1-96f0-eba64be00f62.jpg"  xlink:type="simple"/></disp-formula><p>Take <img src="9-9800197\fa96ebb9-0e26-437f-86c8-469b91fe34f3.jpg" /> into account, Equation (7) can be obtained:</p><disp-formula id="scirp.1548-formula155489"><label>(7)</label><graphic position="anchor" xlink:href="9-9800197\ecfa1e8e-2eb8-44c7-910c-93c5504bd42c.jpg"  xlink:type="simple"/></disp-formula><p>where <img src="9-9800197\7eab0614-67f1-4ed0-82b2-852ac77a2782.jpg" /> is the object distance,</p><disp-formula id="scirp.1548-formula155490"><label>(8)</label><graphic position="anchor" xlink:href="9-9800197\39ece6ce-331b-493f-97db-59ef5d27d24c.jpg"  xlink:type="simple"/></disp-formula><p><img src="9-9800197\5ca055be-d5b0-4861-8c9f-4af2d4fa30f2.jpg" />is amplification ratio of the image.</p><p>Equation (9) is obtained from the combination of (7) and (8).</p><disp-formula id="scirp.1548-formula155491"><label>(9)</label><graphic position="anchor" xlink:href="9-9800197\ef0ac109-2916-4edb-9213-19f65e9490c0.jpg"  xlink:type="simple"/></disp-formula><p>when the object distance is very large, the amplification ratio of the image very small and we can assume it is zero. In this case, <img src="9-9800197\8eafe5d3-bf2d-47a0-a8d9-f4781a0e3c53.jpg" />occurs. It can be seen in Equation (9) that <img src="9-9800197\dd90f8cf-e54e-4b3b-94e2-dd2a11ac9637.jpg" />is identical to a certain value when <img src="9-9800197\48ea7771-9991-4919-81f7-a29fcb912ed3.jpg" /> is very small. (Incident beam is parallel.) It means that the parallel beam will be focused by telescope.</p><p>Equation (10) can be obtained by (2):</p><disp-formula id="scirp.1548-formula155492"><label>(10)</label><graphic position="anchor" xlink:href="9-9800197\3cdde6db-9ea6-4e25-b056-25dd68b40cbb.jpg"  xlink:type="simple"/></disp-formula><p>(11) is obtained with consideration of (9):</p><disp-formula id="scirp.1548-formula155493"><label>(11)</label><graphic position="anchor" xlink:href="9-9800197\c486b4d8-38b6-4f5b-b100-53890c743b63.jpg"  xlink:type="simple"/></disp-formula><p>Combine Equations (1) and (11), we get Equation (12):</p><disp-formula id="scirp.1548-formula155494"><label>(12)</label><graphic position="anchor" xlink:href="9-9800197\8478bd85-9cfa-4e41-ba93-dc1e7891c454.jpg"  xlink:type="simple"/></disp-formula><p>From the geometrical relationships of <xref ref-type="fig" rid="fig1">Figure 1</xref>, we have:</p><disp-formula id="scirp.1548-formula155495"><label>(13)</label><graphic position="anchor" xlink:href="9-9800197\c5f873a0-515f-441f-b053-e52fc4c86151.jpg"  xlink:type="simple"/></disp-formula><p>According to Equations (9–13), we have Equation (14):</p><disp-formula id="scirp.1548-formula155496"><label>(14)</label><graphic position="anchor" xlink:href="9-9800197\90b461de-fa59-4909-af9b-1186bdcdd7d6.jpg"  xlink:type="simple"/></disp-formula><p>According to the above equations, we build the curve showing the relationship between<img src="9-9800197\ac09d75a-a433-4499-8203-0ba6f075fd30.jpg" />, the divergence, and the object distance, as well as the relationship between<img src="9-9800197\a4ed875f-164b-4d2d-b64d-2fd0bbddfd23.jpg" />, the divergence, and the objective distance. <xref ref-type="fig" rid="fig2">Figure 2</xref> shows the relationship between <img src="9-9800197\bfa68fb2-801f-42f3-a201-034f8221a00f.jpg" /> and the divergence. The uncertainty of image distance <img src="9-9800197\c335fae6-7893-4c2e-a08c-695fab23c644.jpg" /> is proportional to the divergence of the incident beam; as a result, <img src="9-9800197\ffb296a8-4e84-4358-8ebe-bb5950c7713a.jpg" />becomes larger when the divergence of the incident beam becomes larger. And <img src="9-9800197\00e55543-94a7-4a5a-98b2-a1d9578392e8.jpg" /> is also relative to object distance. <img src="9-9800197\2cc19076-b5b5-414a-b123-013457e66a01.jpg" />becomes smaller at larger object distance. When object distance is 1000m (assume it is possible that the axis of the incident beam is parallel to the axis of telescope)，uncertainty of image distance <img src="9-9800197\7d6ba96c-188e-41cc-851b-374127d4872f.jpg" /> is 1 millimeter at divergence of 1 mrad; if object distance is larger than 1000m, <img src="9-9800197\879d2cc4-a20d-4002-b59f-20eab1a96151.jpg" />is less than 1 millimeter. <img src="9-9800197\2a2fba45-2896-4a35-b226-46a98aaf27ac.jpg" />is close to zero at object distance at<img src="9-9800197\ac0be5d5-589c-4e19-a42c-8f74a6a99e10.jpg" />. <xref ref-type="fig" rid="fig3">Figure 3</xref> shows the relationship between the uncertainty of the size of image disk (<img src="9-9800197\4c311485-7997-4cac-b803-5c42a455c240.jpg" />) and divergence of the</p><p>incident beam. <img src="9-9800197\0536d560-069b-45af-916a-35263c1d54c7.jpg" />is relative to object distance and is proportional to divergence of incident beam. <img src="9-9800197\ec1b3431-7411-45c7-903a-3300d8faf197.jpg" />becomes larger at larger divergence of incident beam and becomes smaller at larger object distance.</p></sec><sec id="s3"><title>3. Focus Size of Backscatter Light of a Lidar System</title><p>According to Equation (14), we can assume that the axis of the incident beam is parallel to the axis of the telescope in the case of<img src="9-9800197\63ec9430-332d-4a11-97a8-62d635654aa7.jpg" />, <img src="9-9800197\1d2182a9-504a-42e8-af29-661535783734.jpg" />is the divergence of the incident beam. In the case of large object distance (<img src="9-9800197\43636744-d888-4f2b-a5a4-be19b19c48bc.jpg" />is close to infinite), we put <img src="9-9800197\23b99735-1e20-4baf-8e3b-8fb9af897dd0.jpg" /> into (14) to obtain<img src="9-9800197\3d39dfd6-652f-4b0f-9531-6d5426b8a06c.jpg" />. This indicates that the location of focus does not vary with the variation of divergence of incident beam. In this case, we obtain <img src="9-9800197\1a7d620b-31d2-41ba-b147-4f06c9535433.jpg" /> by Equation (12), the uncertainty of the size of focus is double of focal length times divergence of incident beam. The size of focus is 0.3 millimeter at divergence of 0.1 mrad (mili-radian) at<img src="9-9800197\80985aae-0fb8-480d-aab4-e175fb24b5ad.jpg" />. According to diffraction limitation (airy disk), the diffraction angle is about 10<sup>-5</sup> rad (radian) if the diameter of laser beam is 10 millimeter, and the radius of the airy disk is about 0.015 milimeter. The actual size of focus is much larger than that of the airy disk; it is about 10~200 times of the airy disk.</p><p><xref ref-type="fig" rid="fig4">Figure 4</xref> presents the uncertainty of the location and the size of the focus. <xref ref-type="fig" rid="fig5">Figure 5</xref> corresponds to <xref ref-type="fig" rid="fig4">Figure 4</xref>, it is image disk at different image distance analyzed by ZEMAX software which is powerful, accurate and affordable software for all aspects of optical system design. The middle image disk 3 TSA (min) (Transverse spherical aberration) corresponds to the focus of the laser beam [<xref ref-type="bibr" rid="scirp.1548-ref5">5</xref>]. Compared <xref ref-type="fig" rid="fig3">Figure 3</xref> to Figures 4 and 5, <xref ref-type="fig" rid="fig3">Figure 3</xref> is analysis result by the above optical path, it shows the size of image disk relative to object distance; the image disk is smaller if the object distance larger; the smallest image disk is the size of focus, corresponding to object distance at infinity. From Figures 4 and 5, we can see that the image disk 3 is smaller than image disk 1, 2, 4, and 5; the image disk 3 correspond to the smallest Transverse spherical aberration, the focus spot. <xref ref-type="fig" rid="fig3">Figure 3</xref> coincides with Figures 4 and 5 analyzed by ZEMAX software.</p></sec></body><back><ref-list><title>References</title><ref id="scirp.1548-ref1"><label>1</label><mixed-citation publication-type="other" xlink:type="simple">N. W. Cao, R. L. Collins, and C. F. Cahill, “An eye-safe Lidar for studies of urban ice fog,” A Report Prepared under the Program, University Partnering for Operational Support (UPOS), Geophysical Institute, University of Alaska Fairbanks, January 2003.</mixed-citation></ref><ref id="scirp.1548-ref2"><label>2</label><mixed-citation publication-type="other" xlink:type="simple"> 
Y. Suematsu, S. Tsuneta, K. Ichimoto, T. Shimizu, M. Otsubo, Y. Katsukawa, M. Nakagiri, M. Noguchi, T. Tamura, Y. Kato, H. Hara, M. Kubo, I. Mikami, H. Saito, T. Matsushita, N. Kawaguchi, T. Nakaoji, K. Nagae, S. Shimada, N. Takeyama, and T. Yamamuro, “The solar optical telescope of solar-B (Hinode): The optical telescope assembly,” Solar Physics, No. 249, pp. 197–220, 2008.</mixed-citation></ref><ref id="scirp.1548-ref3"><label>3</label><mixed-citation publication-type="other" xlink:type="simple"> 
I. Matsui, N. Sugimoto, Y. Sasano, and H. Shimizu, “Wind profiling by a conical-scanning time-correction Lidar,” Japanese Journal of Applied Physics, Vol. 29, No. 2, pp. 441–444, February 1990.</mixed-citation></ref><ref id="scirp.1548-ref4"><label>4</label><mixed-citation publication-type="other" xlink:type="simple"> 
P. Kokkalis, G. Georgoussis, A. Papayannis, D. Hatzidimitriou, J. Porteneuve, R. E. Mamouri, and G. Tsaknakis, “Optimization-through optical design-of a multi-wavelength fiber-based Raman-Lidar system in the near field for vertical aerosol measurements in the troposphere,” Proceedings of the 8th International Symposium on Tropospheric Profiling, The Netherlands, October 2009.</mixed-citation></ref><ref id="scirp.1548-ref5"><label>5</label><mixed-citation publication-type="other" xlink:type="simple"> 
G. Andersen, J. K. Brasseur, R. J. Knize, and P. Haris, “Raman and Rayleigh holographic Lidar,” Applied Optics, Vol. 41, No. 9, pp. 1798–1804, 2002.</mixed-citation></ref><ref id="scirp.1548-ref6"><label>6</label><mixed-citation publication-type="other" xlink:type="simple"> 
G. Chourdakis, A. Papayannis, and J. Porteneuve, “Analy- sis of the receiver response for a noncoaxial Lidar system with fiber-optic output,” Applied Optics, Vol. 41, No. 15, pp. 2715–2723, 2002.</mixed-citation></ref><ref id="scirp.1548-ref7"><label>7</label><mixed-citation publication-type="other" xlink:type="simple"> 
http://www.answerbag.com/articles/how-to-view-the-moon- with-a-telescope/32b45360-b7f0-f3f8-5c5d-ccec6e59fba0</mixed-citation></ref><ref id="scirp.1548-ref8"><label>8</label><mixed-citation publication-type="other" xlink:type="simple"> 
K. X. Yu and T. L. Jiang, “Laser theory and technology,” Beijing Technology University Book Concern, pp. 195– 196.</mixed-citation></ref></ref-list></back></article>