<?xml version="1.0" encoding="UTF-8"?><!DOCTYPE article  PUBLIC "-//NLM//DTD Journal Publishing DTD v3.0 20080202//EN" "http://dtd.nlm.nih.gov/publishing/3.0/journalpublishing3.dtd"><article xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink" dtd-version="3.0" xml:lang="en" article-type="research article"><front><journal-meta><journal-id journal-id-type="publisher-id">OJAPr</journal-id><journal-title-group><journal-title>Open Journal of Antennas and Propagation</journal-title></journal-title-group><issn pub-type="epub">2329-8421</issn><publisher><publisher-name>Scientific Research Publishing</publisher-name></publisher></journal-meta><article-meta><article-id pub-id-type="doi">10.4236/ojapr.2023.111001</article-id><article-id pub-id-type="publisher-id">OJAPr-123696</article-id><article-categories><subj-group subj-group-type="heading"><subject>Articles</subject></subj-group><subj-group subj-group-type="Discipline-v2"><subject>Computer Science&amp;Communications</subject></subj-group></article-categories><title-group><article-title>
 
 
  Miniaturized Electronically Steerable Parasitic Array Antenna
 
</article-title></title-group><contrib-group><contrib contrib-type="author" xlink:type="simple"><name name-style="western"><surname>Shafaq</surname><given-names>Kausar</given-names></name><xref ref-type="aff" rid="aff1"><sup>1</sup></xref></contrib><contrib contrib-type="author" xlink:type="simple"><name name-style="western"><surname>Ahmed</surname><given-names>Kausar</given-names></name><xref ref-type="aff" rid="aff2"><sup>2</sup></xref></contrib><contrib contrib-type="author" xlink:type="simple"><name name-style="western"><surname>Hani</surname><given-names>Mehrpouyan</given-names></name><xref ref-type="aff" rid="aff1"><sup>1</sup></xref></contrib><contrib contrib-type="author" xlink:type="simple"><name name-style="western"><surname>Muhammad</surname><given-names>Hadi</given-names></name><xref ref-type="aff" rid="aff3"><sup>3</sup></xref></contrib><contrib contrib-type="author" xlink:type="simple"><name name-style="western"><surname>Salahuddin</surname><given-names>Tariq</given-names></name><xref ref-type="aff" rid="aff4"><sup>4</sup></xref></contrib></contrib-group><aff id="aff3"><addr-line>School of Engineering, Ulster University, Belfast, United Kingdom</addr-line></aff><aff id="aff1"><addr-line>Department of Electrical and Computer Engineering, Boise State University, Boise, ID, USA</addr-line></aff><aff id="aff2"><addr-line>Arts &amp;amp; Science Division at University of Toronto, Toronto, Canada</addr-line></aff><aff id="aff4"><addr-line>Department of Electrical and Computer Engineering, University of Texas at Dallas, Richardson, TX, USA</addr-line></aff><pub-date pub-type="epub"><day>16</day><month>03</month><year>2023</year></pub-date><volume>11</volume><issue>01</issue><fpage>1</fpage><lpage>10</lpage><history><date date-type="received"><day>29,</day>	<month>August</month>	<year>2022</year></date><date date-type="rev-recd"><day>13,</day>	<month>March</month>	<year>2023</year>	</date><date date-type="accepted"><day>16,</day>	<month>March</month>	<year>2023</year></date></history><permissions><copyright-statement>&#169; Copyright  2014 by authors and Scientific Research Publishing Inc. </copyright-statement><copyright-year>2014</copyright-year><license><license-p>This work is licensed under the Creative Commons Attribution International License (CC BY). http://creativecommons.org/licenses/by/4.0/</license-p></license></permissions><abstract><p>
 
 
  In this article we propose a miniaturized dual-band electronically steerable parasitic array radiator (ESPAR) antenna. The antenna can generate up to two steerable beams. The beam-steering range of the proposed antenna is 360
  &amp;#730; in the azimuth plane. The antenna’s eual-band coverage includes the frequency ranges from 2.3 GHz to 2.53 GHz and from 2.9 GHz to 3.7 GHz. The antenna consists of six folded parasitic monopole elements surrounding an active conical element. The folded monopole element design offers three times lower antenna height than that of the conventional ESPAR antennas. The active element has conical shape and it is larger in length than the parasitic monopole elements, this enables the dual-band operation. Thus, the proposed design is not only smaller than the conventional ESPAR antennas but it also achieves dual-band operation. Despite its compact design, the antenna has a peak gain of 6.3 dBi, which is equivalent to the gain of conventional ESPAR antennas. These characteristics make the antenna a good candidate for next generation communication systems.
 
</p></abstract><kwd-group><kwd>5G</kwd><kwd> IoT</kwd><kwd> Antenna</kwd><kwd> Phased Array</kwd><kwd> Wifi</kwd><kwd> ESPAR</kwd><kwd> Wireless</kwd></kwd-group></article-meta></front><body><sec id="s1"><title>1. Introduction</title><p>Smart antennas have capability of adaptive beam-forming. For WLAN applications the smart antennas can improve the received signal-to-interference ratio by placing a null in the direction of interference and the maxima towards the desired signal source [<xref ref-type="bibr" rid="scirp.123696-ref1">1</xref>] . Electronically steerable parasitic array radiator antennas (ESPAR) provide a simple and cost effective beam steering solution. ESPAR antennas are typically not low profile and miniaturization is required for using such antennas in compact devices. In this paper, we propose a miniaturized ESPAR antenna with a broad bandwidth and a single/dual lobe radiation pattern. The design of the miniaturized seven element ESPAR antenna consists of a circular array of six parasitic elements around a central active element. Our design is three times smaller in height compared to a conventional ESPAR antenna [<xref ref-type="bibr" rid="scirp.123696-ref2">2</xref>] and supports single/dual lobe radiation patterns and dual band coverage.</p><p>Previously designed miniaturized/slim ESPAR antennas have resulted in lower gains [<xref ref-type="bibr" rid="scirp.123696-ref3">3</xref>] [<xref ref-type="bibr" rid="scirp.123696-ref4">4</xref>] . The proposed miniaturized ESPAR antenna is superior to miniaturized ESPAR antennas in [<xref ref-type="bibr" rid="scirp.123696-ref3">3</xref>] [<xref ref-type="bibr" rid="scirp.123696-ref4">4</xref>] in terms of gain and bandwidth. Miniaturized ESPAR antennas discussed in [<xref ref-type="bibr" rid="scirp.123696-ref3">3</xref>] [<xref ref-type="bibr" rid="scirp.123696-ref4">4</xref>] [<xref ref-type="bibr" rid="scirp.123696-ref5">5</xref>] [<xref ref-type="bibr" rid="scirp.123696-ref6">6</xref>] have limited bandwidth and support single lobe radiation pattern. The proposed design supports reconfigurable single and dual lobe radiation patterns, its dual-band coverage includes the frequency ranges 2.3 GHz - 2.53 GHz and 2.9 GHz - 3.7 GHz. Dual lobe antennas can play an important role in increasing network capacity without using additional antennas by providing beam diversity which is effective in addressing obstruction. As a result, such antennas can considerably enhance the reliability of the wireless system in non-line-of-sight links.</p><p>In the proposed model six parasitic monopoles are mounted on a skirted ground plane. The electric field of a seven element ESPAR antenna can be calculated by using the vector effective length equivalent weight vector method [<xref ref-type="bibr" rid="scirp.123696-ref7">7</xref>] .</p><p>E ( θ , ϕ ) = − j Z 0 2 λ e − j k r r ∑ m = 0 6   l e m ( θ ) i m a m ( θ , ϕ ) (1)</p><p>where Z 0 is the characteristic impedance, a m is the steering vector that is expressed as [<xref ref-type="bibr" rid="scirp.123696-ref7">7</xref>] :</p><p>a m ( θ , ϕ ) = e x p j k ( sin θ cos ϕ x m + sin θ sin ϕ y m + cos θ z m )</p><p>l e m is the vector effective length and is expressed as:</p><p>l e m = l e m 0 ( 1 − α m x m ) (2)</p><p>i m is the port current that is expressed as:</p><p>[ i 0 i 1 i 2 i 3 i 4 i 5 i 6 ] = ( [ Z m n ] + d i a g [ Z x , j X 1 , j X 2 , j X 3 , ⋯ , j X 6 ] ) − 1 [ v s 0 0 0 0 0 0 ] (3)</p><p>Here, X<sub>1</sub>, X<sub>2</sub>, X<sub>3</sub>, X<sub>4</sub>, X<sub>5</sub> and X<sub>6</sub> are reactances loaded on each parasitic element. By varying these reactances the port current varies and the antenna beam is steered. Therefore, the antenna gain can be expressed as:</p><p>D ( θ , ϕ ) = π Z 0 sin θ | ∑ m = 0 M l m i m | Z s = 0 a m ( θ , ϕ ) | 2 λ 2 | v s | 2 R e ( 1 Z i n ) (4)</p><p>The proposed design has a gain of 6.3 dBi, which is 2.3 dB higher than comparable size slim/miniaturized ESPAR antennas [<xref ref-type="bibr" rid="scirp.123696-ref3">3</xref>] . The miniaturized ESPAR antenna designed in [<xref ref-type="bibr" rid="scirp.123696-ref3">3</xref>] has a peak gain of 4 dBi. In comparison, the proposed design has 2.3 dB higher gain, and the antenna has the capability of single/dual beam forming along with dual band operation. The key differentiators of our design are:</p><p>&#183; The height of the proposed design is three times lower than conventional ESPAR antennas.</p><p>&#183; Capable of forming up to two reconfigurable beams.</p><p>&#183; Supports dual band operation (2.3 - 2.53 GHz and 2.9 - 3.7 GHz).</p><p>&#183; Antenna beam can be steered by a simple switching mechanism.</p></sec><sec id="s2"><title>2. Antenna Design Overview</title><p>In typical seven element ESPAR antennas there is an array of six parasitic monopole elements around a central active element and each monopole is λ/4 in height [<xref ref-type="bibr" rid="scirp.123696-ref8">8</xref>] [<xref ref-type="bibr" rid="scirp.123696-ref9">9</xref>] . The simulated model of the designed antenna is shown in <xref ref-type="fig" rid="fig1">Figure 1</xref>. The antenna consists of a conical active element and folded monopole passive elements. The folded monopoles consist of three arms, where each arm is λ/12 in length and all three arms of the folded monopole collectively form a length of λ/4 [<xref ref-type="bibr" rid="scirp.123696-ref10">10</xref>] . Folded monopoles are used to reduce the antenna height. The central active element is made conical in order to improve the bandwidth, the upper radius of the central conical element is 1.4 mm and the lower radius is 1 mm. The Length of the active element is set to λ/5. It has a larger height than the surrounding parasitic monopoles, which is what allows for the dual band nature of the antenna.</p><table-wrap id="table1" ><label><xref ref-type="table" rid="table1">Table 1</xref></label><caption><title> Size comparison between proposed antenna and conventional ESPAR antenna</title></caption><table><tbody><thead><tr><th align="center" valign="middle" >Design Parameter</th><th align="center" valign="middle" >Miniaturized dual-band ESPAR</th><th align="center" valign="middle" >Conventional ESPAR</th></tr></thead><tr><td align="center" valign="middle" >Folded monopole height</td><td align="center" valign="middle" >λ/12</td><td align="center" valign="middle" >λ/4</td></tr><tr><td align="center" valign="middle" >Central element length</td><td align="center" valign="middle" >λ/5</td><td align="center" valign="middle" >λ/4</td></tr><tr><td align="center" valign="middle" >Central Element geometry</td><td align="center" valign="middle" >Conical</td><td align="center" valign="middle" >Cylindrical</td></tr><tr><td align="center" valign="middle" >Ground Radius</td><td align="center" valign="middle" >λ/4</td><td align="center" valign="middle" >λ/2</td></tr></tbody></table></table-wrap><p>The height of the ground plane is λ/5 and it is skirted. The radius of the ground plane in the proposed antenna is λ/4, whereas in conventional ESPAR antennas the radius of the ground plane is λ/2. <xref ref-type="table" rid="table1">Table 1</xref> shows the size comparison between the proposed miniaturized dual-band ESPAR antenna and a conventional ESPAR antenna.</p></sec><sec id="s3"><title>3. Simulated Model and Beam Forming Configuration</title><p>Monopole antennas are generally sensitive to inductive and capacitive changes. In conventional ESPAR antennas, varactors are used to produce variable capacitive effects for beam steering [<xref ref-type="bibr" rid="scirp.123696-ref9">9</xref>] . By varying the capacitive loading of the parasitic monopole elements, the effective length is changed and the elements tend to act as reflectors or directors. In the proposed design instead of varying the capacitive loading, we open or short the parasitic monopoles thereby achieving a similar effect in a more cost effective manner. In the high frequency structure simulator (HFSS) simulations the active element is loaded with a lumped port excitation. Further, the parasitic elements are electrically shortened by using perfect electric boundaries.</p><p>The simulated antenna model has a return loss of 15.2 dB at 2.45 GHz and 43 dB at 3.25 GHz. <xref ref-type="fig" rid="fig2">Figure 2</xref> shows the return loss plot of the designed antenna. Considering S<sub>11</sub> = −10 dB as our reference point antenna bandwidth, it is 220 MHz for band 1 since S<sub>11</sub> is below −10 dB from 2.31 GHz to 2.53 GHz. Similarly, the antenna bandwidth is 800 MHz for band 2 as S<sub>11</sub> is below −10 dB from 2.9 GHz to 3.7 GHz.</p><p>Parasitic monopoles are placed at an angle of 60˚ from each other. The element along the x-axis is denoted as element 1 and all other elements are marked counterclockwise with respect to element 1, as shown in <xref ref-type="fig" rid="fig1">Figure 1</xref>. The beam is formed between two open elements as open elements act as directors and short elements act as reflectors. When element 1 and 2 are open and all other elements are shorted, the beam is formed between elements 1 and 2. Similarly, when element 2 and 3 are open and the remaining elements are shorted the beam is formed between these two elements, and so on. Mechanical shorts were used for opening and shorting the parasitic elements, but these would be replaced with solid-state components in a practical implementation. The beam control switching configurations are detailed in <xref ref-type="table" rid="table2">Table 2</xref>. The antenna main beam is steered between 0 - 360 degrees in steps of 60˚ each. <xref ref-type="fig" rid="fig3">Figure 3</xref> shows 2D radiation pattern of the designed antenna at −90˚, −30˚ and +30˚ respectively. <xref ref-type="fig" rid="fig4">Figure 4</xref> shows 2D radiation pattern of the designed antenna at 90˚, 150˚ and −150˚ respectively.</p><p>To achieve a single lobe radiation pattern two adjacent monopoles are to be opened, whereas to produce a dual lobe beam pattern two oppositely placed monopoles are opened. 2D single lobe patterns of the designed antenna are shown in <xref ref-type="fig" rid="fig3">Figure 3</xref> and <xref ref-type="fig" rid="fig4">Figure 4</xref>. Dual lobe radiation patterns are shown in <xref ref-type="fig" rid="fig5">Figure 5</xref>.</p></sec><sec id="s4"><title>4. Antenna Fabrication and Measurement Results</title><p>The monopoles and central elements are made from brass and the ground plane is made up of aluminum. The monopoles are mounted on a ground plane by</p><table-wrap id="table2" ><label><xref ref-type="table" rid="table2">Table 2</xref></label><caption><title> Beam direction and control configuration</title></caption><table><tbody><thead><tr><th align="center" valign="middle" >Angle (degrees)</th><th align="center" valign="middle" >Elem1</th><th align="center" valign="middle" >Elem2</th><th align="center" valign="middle" >Elem3</th><th align="center" valign="middle" >Elem4</th><th align="center" valign="middle" >Elem5</th><th align="center" valign="middle" >Elem6</th></tr></thead><tr><td align="center" valign="middle" >30˚</td><td align="center" valign="middle" >Open</td><td align="center" valign="middle" >Open</td><td align="center" valign="middle" >Short</td><td align="center" valign="middle" >Short</td><td align="center" valign="middle" >Short</td><td align="center" valign="middle" >Short</td></tr><tr><td align="center" valign="middle" >90˚</td><td align="center" valign="middle" >Short</td><td align="center" valign="middle" >Open</td><td align="center" valign="middle" >Open</td><td align="center" valign="middle" >Short</td><td align="center" valign="middle" >Short</td><td align="center" valign="middle" >Short</td></tr><tr><td align="center" valign="middle" >150˚</td><td align="center" valign="middle" >Short</td><td align="center" valign="middle" >Short</td><td align="center" valign="middle" >Open</td><td align="center" valign="middle" >Open</td><td align="center" valign="middle" >Short</td><td align="center" valign="middle" >Short</td></tr><tr><td align="center" valign="middle" >210˚</td><td align="center" valign="middle" >Short</td><td align="center" valign="middle" >Short</td><td align="center" valign="middle" >Short</td><td align="center" valign="middle" >Open</td><td align="center" valign="middle" >Open</td><td align="center" valign="middle" >Short</td></tr><tr><td align="center" valign="middle" >270˚</td><td align="center" valign="middle" >Short</td><td align="center" valign="middle" >Short</td><td align="center" valign="middle" >Short</td><td align="center" valign="middle" >Short</td><td align="center" valign="middle" >Open</td><td align="center" valign="middle" >Open</td></tr><tr><td align="center" valign="middle" >330˚</td><td align="center" valign="middle" >Open</td><td align="center" valign="middle" >Short</td><td align="center" valign="middle" >Short</td><td align="center" valign="middle" >Short</td><td align="center" valign="middle" >Short</td><td align="center" valign="middle" >Open</td></tr></tbody></table></table-wrap><p>using SMA connectors. <xref ref-type="fig" rid="fig6">Figure 6</xref> and <xref ref-type="fig" rid="fig7">Figure 7</xref> show front view and side view of fabricated antenna. RF shorts are used for opening/shorting of the antenna monopoles for beam steering.</p><p>The designed antenna was tested in an anechoic chamber and the measured results aligned well with HFSS simulated results. However, the simulated S<sub>11</sub> value was better as compared to measured one because the antenna elements were considered perfect electric conductor in the HFSS antenna simulations. <xref ref-type="fig" rid="fig8">Figure 8</xref> shows S<sub>11</sub> plot when element 1, 2, 3 and 4 are shortened and <xref ref-type="fig" rid="fig9">Figure 9</xref> shows S<sub>11</sub> plot when element 2, 3, 4 and 5 are shortened.</p><p>The radiation pattern of the designed antenna was measured in an anechoic chamber and the measured results show complete 360˚ beam steering in azimuth plane. <xref ref-type="fig" rid="fig1">Figure 1</xref>0, and <xref ref-type="fig" rid="fig1">Figure 1</xref>1 show the measured radiation patterns of the designed antenna at 90˚, 165˚ and 195˚, respectively. These measured results are aligned well with simulated results.</p></sec><sec id="s5"><title>5. Conclusion</title><p>This paper presented the design of a miniaturized dual-band and dual-lobe</p><p>ESPAR antenna with enhanced bandwidth for WLAN applications. The height of the proposed antenna is three times lower than that of conventional ESPAR antennas. The proposed antenna offers dual bandwidth characteristics and covers the bands from 2.3 - 2.53 GHz and 2.9 GHz - 3.7 GHz. The proposed antenna is capable of replacing standard ESPAR antennas as it has a more compact structure, dual-band coverage, and both single and dual lobe radiation pattern</p><p>options. The switching mechanism used for beam steering is cost effective and easy to implement while allowing sufficient angular resolution in beam steering. The achieved peak gain was 6.3 dBi, and it is anticipated that similar structures can be implemented at mm-Wave frequencies. Future prospects of the proposed design include gain enhancement for applications requiring high gain. Gain can be increased by phase combining two or more circular monopole arrays.</p></sec><sec id="s6"><title>Conflicts of Interest</title><p>The authors declare no conflicts of interest regarding the publication of this paper.</p></sec><sec id="s7"><title>Cite this paper</title><p>Kausar, S., Kausar, A., Mehrpouyan, H., Hadi, M. and Tariq, S. (2023) Miniaturized Electronically Steerable Parasitic Array Antenna. Open Journal of Antennas and Propagation, 11, 1-10. https://doi.org/10.4236/ojapr.2023.111001</p></sec></body><back><ref-list><title>References</title><ref id="scirp.123696-ref1"><label>1</label><mixed-citation publication-type="other" xlink:type="simple">Dai, L.L., Wang, B.C., Wang, M., Yang, X., Tan, J.B., et al. (2020) Reconfigurable Intelligent Surface-Based Wireless Communications: Antenna Design, Prototyping, and Experimental Results. 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