<?xml version="1.0" encoding="UTF-8"?><!DOCTYPE article  PUBLIC "-//NLM//DTD Journal Publishing DTD v3.0 20080202//EN" "http://dtd.nlm.nih.gov/publishing/3.0/journalpublishing3.dtd"><article xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink" dtd-version="3.0" xml:lang="en" article-type="research article"><front><journal-meta><journal-id journal-id-type="publisher-id">OJEE</journal-id><journal-title-group><journal-title>Open Journal of Energy Efficiency</journal-title></journal-title-group><issn pub-type="epub">2169-2637</issn><publisher><publisher-name>Scientific Research Publishing</publisher-name></publisher></journal-meta><article-meta><article-id pub-id-type="doi">10.4236/ojee.2022.113009</article-id><article-id pub-id-type="publisher-id">OJEE-120044</article-id><article-categories><subj-group subj-group-type="heading"><subject>Articles</subject></subj-group><subj-group subj-group-type="Discipline-v2"><subject>Engineering</subject></subj-group></article-categories><title-group><article-title>
 
 
  Experimental and Simulation Validation of Piezoelectric Road Energy Harvesting
 
</article-title></title-group><contrib-group><contrib contrib-type="author" xlink:type="simple"><name name-style="western"><surname>Andrew</surname><given-names>Sherren</given-names></name><xref ref-type="aff" rid="aff1"><sup>1</sup></xref></contrib><contrib contrib-type="author" xlink:type="simple"><name name-style="western"><surname>Kyle</surname><given-names>Fink</given-names></name><xref ref-type="aff" rid="aff1"><sup>1</sup></xref></contrib><contrib contrib-type="author" xlink:type="simple"><name name-style="western"><surname>Joshua</surname><given-names>Eshelman</given-names></name><xref ref-type="aff" rid="aff1"><sup>1</sup></xref></contrib><contrib contrib-type="author" xlink:type="simple"><name name-style="western"><surname>Luay</surname><given-names>Yassin Taha</given-names></name><xref ref-type="aff" rid="aff1"><sup>1</sup></xref></contrib><contrib contrib-type="author" xlink:type="simple"><name name-style="western"><surname>Sohail</surname><given-names>Anwar</given-names></name><xref ref-type="aff" rid="aff1"><sup>1</sup></xref></contrib><contrib contrib-type="author" xlink:type="simple"><name name-style="western"><surname>Craig</surname><given-names>Brennecke</given-names></name><xref ref-type="aff" rid="aff1"><sup>1</sup></xref></contrib><contrib contrib-type="author" xlink:type="simple"><name name-style="western"><surname>Hussein</surname><given-names>M. Abdeltawab</given-names></name><xref ref-type="aff" rid="aff1"><sup>1</sup></xref></contrib><contrib contrib-type="author" xlink:type="simple"><name name-style="western"><surname>Shihui</surname><given-names>Shen</given-names></name><xref ref-type="aff" rid="aff1"><sup>1</sup></xref></contrib><contrib contrib-type="author" xlink:type="simple"><name name-style="western"><surname>Faeze</surname><given-names>Ghofrani</given-names></name><xref ref-type="aff" rid="aff1"><sup>1</sup></xref></contrib><contrib contrib-type="author" xlink:type="simple"><name name-style="western"><surname>Cheng</surname><given-names>Zhang</given-names></name><xref ref-type="aff" rid="aff1"><sup>1</sup></xref></contrib></contrib-group><aff id="aff1"><addr-line>College of Engineering, The Pennsylvania State University, Altoona, USA</addr-line></aff><pub-date pub-type="epub"><day>06</day><month>09</month><year>2022</year></pub-date><volume>11</volume><issue>03</issue><fpage>122</fpage><lpage>141</lpage><history><date date-type="received"><day>22,</day>	<month>July</month>	<year>2022</year></date><date date-type="rev-recd"><day>23,</day>	<month>September</month>	<year>2022</year>	</date><date date-type="accepted"><day>26,</day>	<month>September</month>	<year>2022</year></date></history><permissions><copyright-statement>&#169; Copyright  2014 by authors and Scientific Research Publishing Inc. </copyright-statement><copyright-year>2014</copyright-year><license><license-p>This work is licensed under the Creative Commons Attribution International License (CC BY). http://creativecommons.org/licenses/by/4.0/</license-p></license></permissions><abstract><p>
 
 
  This project strived to develop a prototype road piezoelectric energy harvester RPEH system
   
  using five Lead Zirconate Titanate (PZT) PZT 5H modules (stacks) that are embedded in the road by means of a housing unit to harvest energy from vehicles stressing the modules. The work is an extension of our previous published work in the same journal. The design considered many factors to optimize the harvested energy. The proposed system first captures mechanical energy using a designed module that transfers the energy to the piezoelectric stacks. Then the captured energy will be converted into electrical energy by the piezoelectric phenomenon. The harvested energy is stored in a storage device, then analyzed by an oscilloscope through the acquisition of the harvested voltage, current, power, and energy. When testing the RPEH with the wheel tracking machine,
   
  varying resistor loads where connected to the output of the RPEH
   
  to address the optimum power delivered to the load. The optimum load was found to be 950
   
  k
  Ω
  , and the optimal
   
  harvested energy was recorded as 45 uJ.
 
</p></abstract><kwd-group><kwd>Energy Harvesting</kwd><kwd> Piezoelectric Harvesters</kwd><kwd> Road Pavement</kwd><kwd> Device Modelling</kwd></kwd-group></article-meta></front><body><sec id="s1"><title>1. Introduction</title><p>Recently, there is an increasing demand for designing and developing of smart highways and roads that harvest energy from piezoelectric harvester to control and minimize the energy consumption, save energy, and reduce cost, CO<sub>2</sub> emission, and risks [<xref ref-type="bibr" rid="scirp.120044-ref1">1</xref>].</p><p>This paper is an extension of our previous published work in the same journal [<xref ref-type="bibr" rid="scirp.120044-ref1">1</xref>], and aimed to develop a RPEH system, based on using five Lead Zirconate Titanate (PZT)PZT 5H modules (stacks) that are embedded in the road to harvest energy from the vehicles stressing the modules. The design considered many factors to optimize the harvested energy. The proposed system first captures the mechanical energy using the piezoelectric stacks. Then the captured energy will be converted into electrical energy by piezoelectric phenomenon. The harvested energy is stored in a storage device, then analyzed by a computer through the acquisition of the harvested voltage, current, power, and energy. The proposed model is simulated using SOLIDWORKS and MATLAB/SIMULINK.</p><p>The rest of this paper is organized as follows. In Section 2, an overview of the proposed RPEH Systems is briefly explained. In Section 3, we present the prototype development and testing of the proposed RPEH system. The experimental results are also demonstrated and discussed. Section 4 concludes the paper. Finally, some topics for future work are shown in Section 5.</p></sec><sec id="s2"><title>2. The Proposed RPEH System</title><p><xref ref-type="fig" rid="fig1">Figure 1</xref> illustrates the proposed road piezoelectric energy harvester (RPEH) system presented in our previous work [<xref ref-type="bibr" rid="scirp.120044-ref1">1</xref>]. When the vehicle stresses the piezoelectric module, placed underneath the road asphalt, an electrical AC signal is generated at the top-bottom sides of the piezoelectric module. The AC signal is then passed to the rectifier, and the harvested energy is stored temporally in a storage device. A data acquisition system (DAQ) and a computer are needed to capture the signals and study the harvester behaviors. Alternatively, an oscilloscope can be used to measure the output of the RPEH. However, there are concerns about the design. The main obstacle that was encountered was lab testing capacity. Therefore, the RPEH was shrunk to fit the testing equipment. The original harvester design featured an outer dimension of 9 inches. This was then shrunk to 4 inches. Additionally, the PZT stacks themselves had to be shrunk to accommodate the decreased diameter. Cost factors were also a limitation to the</p><p>design. Purchasing 5 or more pre-constructed stacks proportional to a harvester diameter of 9 inches would have exceeded the available budget for this project. Thus, our research purpose is to develop our previous design in [<xref ref-type="bibr" rid="scirp.120044-ref1">1</xref>] so that to harvest the optimized energy.</p><sec id="s2_1"><title>2.1. Mechanical Design and Solidworks 3D Model</title><p>There are three main components to a piezoelectric harvester: the piezoelectric themselves, a housing unit for the stacks, and an energy harvesting circuit. The PZT stacks used in this harvester consist of three layers of PZT-5H material with a diameter of 10 mm and thickness of 4.75 mm per layer, totaling a stack thickness of 14.25 mm. Five of these stacks are then housed in a polycarbonate unit with a 1018 AISI low carbon steel base plate. The stacks themselves are held in place using a small 3D printed stack holder made of PLA plastic. The purpose of this module is to maximize the stress distribution of the vehicle through the asphalt to the piezoelectric. The stacks are then wired in parallel and connected to an energy harvesting power electronic.</p><p><xref ref-type="table" rid="table1">Table 1</xref> illustrates the materials used for each component of the harvester. <xref ref-type="fig" rid="fig2">Figure 2</xref> shows expanded view of harvester module with part name and material identified.</p><p>Polycarbonate Plastic:</p><p>The Top and Base Plates are both made from polycarbonate plastic. This material has several desirable material properties for this design. Some of these advantages are high resistance to impact force, high electrical insulator capability, easy machinability, and high stiffness.</p><table-wrap id="table1" ><label><xref ref-type="table" rid="table1">Table 1</xref></label><caption><title> Material selection and advantages</title></caption><table><tbody><thead><tr><th align="center" valign="middle" >Material</th><th align="center" valign="middle" >Part(s) Constructed</th><th align="center" valign="middle" >Advantages</th></tr></thead><tr><td align="center" valign="middle" >Polycarbonate Plastic</td><td align="center" valign="middle" >Top Plate Base Plate</td><td align="center" valign="middle" >Impact Resistance, Electrical Insulator, Machinability, High Stiffness</td></tr><tr><td align="center" valign="middle" >PLA Plastic</td><td align="center" valign="middle" >Stack Holder</td><td align="center" valign="middle" >3D Printing Capability Electrical Insulator</td></tr><tr><td align="center" valign="middle" >1018 AISI Low Carbon Steel</td><td align="center" valign="middle" >Support Plate</td><td align="center" valign="middle" >Machinability, High Stiffness, Inexpensive</td></tr><tr><td align="center" valign="middle" >PZT-5H</td><td align="center" valign="middle" >Piezo Stacks</td><td align="center" valign="middle" >Low Stiffness, High Piezoelectric-Performance</td></tr><tr><td align="center" valign="middle" >Neoprene Rubber</td><td align="center" valign="middle" >Spacer</td><td align="center" valign="middle" >Low Stiffness, High Elasticity High Fatigue Life Water Resistant</td></tr></tbody></table></table-wrap><p>It is critical for these parts to be rigid. Any deflection in these parts will result in a loss of harvested energy. Therefore, a material with high stiffness is needed. Vehicles will be passing over the Top Plate at potentially high speed. This can create a high impact on our module, so the material must be impact resistant to prevent damage. To prevent possible electrical shorts from the piezos, an electrically insulating material is desired. Not only is polycarbonate a good insulator, but it is less expensive and lighter than the same-sized steel. Since both the Top and Base Plate need to be CNC machined, machinability is a quality crucial for success which Polycarbonate is. <xref ref-type="table" rid="table2">Table 2</xref> details the numerical values of polycarbonate material properties.</p><p>PLA Plastic:</p><p>The Stack Holder is made of Polylactic Acid (PLA) Plastic. This material was selected because of its use in 3D printing manufacturing. The Stack Holder does not have any applied forces to it, so its structural integrity is not critical. The piezo stacks will be housed in the Stack Holder, so to prevent potentially electrical shorts, a material that is an electric insulator is desired.</p><p>1018 AISI Low Carbon Steel:</p><p>The Support Plate is made from AISI 1018 low-carbon steel. This type of steel offers a good balance of toughness, strength, and ductility. The main function of the Support Plate is to add rigid support to the Base Plate and enclose the</p><table-wrap id="table2" ><label><xref ref-type="table" rid="table2">Table 2</xref></label><caption><title> Polycarbonate material properties [<xref ref-type="bibr" rid="scirp.120044-ref2">2</xref>]</title></caption><table><tbody><thead><tr><th align="center" valign="middle" >Mechanical Properties</th><th align="center" valign="middle" >Value</th><th align="center" valign="middle" >Units</th></tr></thead><tr><td align="center" valign="middle" >Tensile Strength</td><td align="center" valign="middle" >6.55</td><td align="center" valign="middle" >MPa</td></tr><tr><td align="center" valign="middle" >Tensile Modulus of Elasticity</td><td align="center" valign="middle" >2.38</td><td align="center" valign="middle" >GPa</td></tr><tr><td align="center" valign="middle" >Tensile Elongation</td><td align="center" valign="middle" >%</td><td align="center" valign="middle" >135</td></tr><tr><td align="center" valign="middle" >Flexural Strength</td><td align="center" valign="middle" >93</td><td align="center" valign="middle" >MPa</td></tr><tr><td align="center" valign="middle" >Flexural Modulus of Elasticity</td><td align="center" valign="middle" >2.38</td><td align="center" valign="middle" >GPa</td></tr><tr><td align="center" valign="middle" >Compressive Strength</td><td align="center" valign="middle" >86.2</td><td align="center" valign="middle" >MPA</td></tr></tbody></table></table-wrap><p>wires/fasteners. The Support Plate is also CNC machined, so machinability is crucial.</p><p>PZT-53HD:</p><p>The Piezo Stacks are the most essential component of the harvester. The stacks are made of zirconate titanate piezoelectric (PZT) ceramics. The specific material used for these stacks is PZT-53HD, manufactured by He-Shuai in China. PZT ceramics are preferred for their physical strength, chemical passivity, as well as their high operating temperature. These are highly desirable properties when considering the working conditions of the harvester. The properties of this material are specified in <xref ref-type="table" rid="table3">Table 3</xref>.</p><p>Neoprene Rubber:</p><p>The Spacer is made of neoprene rubber. Neoprene was selected due to its high elasticity, low stiffness, high fatigue life, and water resistance. High elasticity and low stiffness are desired to allow the Top Plate to “float” and return to its original position without permanently absorbing energy. The neoprene Spacer functions like a return spring. High fatigue life is important, so the Spacer does not wear out over time when loaded. Another function of the Spacer is to act as a gasket to prevent water from entering; therefore, high-water resistivity is desired.</p><p>Manufacturability:</p><p>The materials used to construct the harvester were chosen not only for their desired properties but their easy manufacturability. The 1018 AISI steel used in the support plate of the harvester provides a good balance of toughness, strength, and ductility. Additionally, steel was easily manufactured to the design specifications using a CNC (Computer Numerical Control) machine. This is the same reason why polycarbonate plastic was used for the toplayer and base plate. Polycarbonate is a strong, tough, and lightweight material and is easy to work with. A CNC machine was used to machine this plastic as well, shaping the material to the design specifications.</p><p>For the stack holder, PLA plastic and a 3D printer were used to manufacture the part. PLA plastic allows for a quick, cheap, and easy way to manufacture a part. This allows for easy redesigns if the part does not properly fit the PZT stacks, which have variations from the manufacturing process.</p><table-wrap id="table3" ><label><xref ref-type="table" rid="table3">Table 3</xref></label><caption><title> PZT-53HD (5H, Navy VI) material properties [<xref ref-type="bibr" rid="scirp.120044-ref3">3</xref>]</title></caption><table><tbody><thead><tr><th align="center" valign="middle" >Material Property</th><th align="center" valign="middle" >Symbol</th><th align="center" valign="middle" >Units</th><th align="center" valign="middle" >Value</th></tr></thead><tr><td align="center" valign="middle" >Diameter</td><td align="center" valign="middle" >D</td><td align="center" valign="middle" >mm</td><td align="center" valign="middle" >10</td></tr><tr><td align="center" valign="middle" >Thickness</td><td align="center" valign="middle" >h</td><td align="center" valign="middle" >mm</td><td align="center" valign="middle" >5</td></tr><tr><td align="center" valign="middle" >Density</td><td align="center" valign="middle" >p</td><td align="center" valign="middle" >kg/m<sup>3 </sup></td><td align="center" valign="middle" >7900</td></tr><tr><td align="center" valign="middle" >Yield Strength</td><td align="center" valign="middle" >Y</td><td align="center" valign="middle" >N/m<sup>2 </sup></td><td align="center" valign="middle" >150 &#215; 10<sup>6 </sup></td></tr><tr><td align="center" valign="middle" >Piezoelectric Coefficient/Modulus</td><td align="center" valign="middle" >d<sub>33 </sub></td><td align="center" valign="middle" >C/N</td><td align="center" valign="middle" >680 &#215; 10<sup>−12</sup></td></tr><tr><td align="center" valign="middle" >Relative Permeability</td><td align="center" valign="middle" >s<sub>33</sub></td><td align="center" valign="middle" >/</td><td align="center" valign="middle" >3850</td></tr><tr><td align="center" valign="middle" >Electro-Mechanical Coupling Factor</td><td align="center" valign="middle" >k<sub>33 </sub></td><td align="center" valign="middle" >/</td><td align="center" valign="middle" >0.74</td></tr><tr><td align="center" valign="middle" >Youngs Modulus</td><td align="center" valign="middle" >Y<sub>33</sub></td><td align="center" valign="middle" >N/m<sup>2</sup></td><td align="center" valign="middle" >8.9 &#215; 10<sup>10</sup></td></tr><tr><td align="center" valign="middle" >Piezoelectric Capacitance</td><td align="center" valign="middle" >Cp</td><td align="center" valign="middle" >F</td><td align="center" valign="middle" >5.3 &#215; 10<sup>−10</sup></td></tr></tbody></table></table-wrap><p>Harvester Shape:</p><p>When conducting the literature review, it was apparent that most RPEHs are circular in design. This includes the harvester designs presented in [<xref ref-type="bibr" rid="scirp.120044-ref4">4</xref>] [<xref ref-type="bibr" rid="scirp.120044-ref5">5</xref>] [<xref ref-type="bibr" rid="scirp.120044-ref6">6</xref>]. The latter paper [<xref ref-type="bibr" rid="scirp.120044-ref6">6</xref>] tests both a square and circular harvester design. This paper concludes that a square design will produce more energy. However, this design was tested with the top of the harvester exposed and flushed with the road surface. When the harvester is installed under the asphalt, as is in this design manufactured for this project, the stress distribution from the tire through the road will be in a cone shape, this is discussed in a later section. Therefore, to maximize the harvested energy the harvester shape should be circular to match the conical stress distribution.</p><p>Burger’s Model Asphalt Simulation:</p><p>Simulating asphalt in SIMULINK proved to be a difficult challenge. Developing a realistic mathematical model of asphalt is a complicated problem due to the complicated nature of asphalt mixtures which are susceptible to time-dependency, temperature, plastic flow in the binder, friction among particles, and the coupling of all these effects [<xref ref-type="bibr" rid="scirp.120044-ref7">7</xref>]. To formulate a constitutive description of viscoelastic materials one can also use differential formulation based on mechanical models. Mechanical models consisting of springs and dampers provide some physical insight into the viscoelastic behavior of materials. A widely used model of viscoelastic behavior for asphaltic materials is the Burgers model, shown in <xref ref-type="fig" rid="fig3">Figure 3</xref> [<xref ref-type="bibr" rid="scirp.120044-ref7">7</xref>]. The parameters of the Burger’s model are shown in <xref ref-type="table" rid="table4">Table 4</xref>, when simulating the model, the average values were used and multiplied by the thickness of the asphalt to obtain the N/m and N/(m/s) units needed to input in the SIMULINK spring and damper blocks.</p><p>Determining Optimal Harvester Dimensions:</p><p>It is essential to optimize the diameter of the RPEH module, so the maximum amount of stress is applied. The optimal harvester diameter is directly related to the thickness of asphalt. The process below was used to determine the optimal</p><table-wrap id="table4" ><label><xref ref-type="table" rid="table4">Table 4</xref></label><caption><title> Parameters of the Burger’s model [<xref ref-type="bibr" rid="scirp.120044-ref7">7</xref>]</title></caption><table><tbody><thead><tr><th align="center" valign="middle" >20˚C</th><th align="center" valign="middle" >E<sub>1</sub>, Mpa</th><th align="center" valign="middle" >E<sub>2</sub>, Mpa</th><th align="center" valign="middle" >η<sub>1</sub>, Mpa&#183;s</th><th align="center" valign="middle" >η<sub>2</sub>, Mpa∙s</th></tr></thead><tr><td align="center" valign="middle" >20 kN</td><td align="center" valign="middle" >247.77</td><td align="center" valign="middle" >6178.92</td><td align="center" valign="middle" >785.76</td><td align="center" valign="middle" >186.31</td></tr><tr><td align="center" valign="middle" >35 kN</td><td align="center" valign="middle" >461.25</td><td align="center" valign="middle" >2861.27</td><td align="center" valign="middle" >752.50</td><td align="center" valign="middle" >106.14</td></tr><tr><td align="center" valign="middle" >60 kN</td><td align="center" valign="middle" >229.30</td><td align="center" valign="middle" >2302.24</td><td align="center" valign="middle" >360.60</td><td align="center" valign="middle" >128.56</td></tr><tr><td align="center" valign="middle" >75 kN</td><td align="center" valign="middle" >286.91</td><td align="center" valign="middle" >2766.66</td><td align="center" valign="middle" >445.04</td><td align="center" valign="middle" >121.38</td></tr><tr><td align="center" valign="middle" >Avg.</td><td align="center" valign="middle" >306.31</td><td align="center" valign="middle" >3527.27</td><td align="center" valign="middle" >585.98</td><td align="center" valign="middle" >135.60</td></tr></tbody></table></table-wrap><p>diameter. <xref ref-type="fig" rid="fig4">Figure 4</xref> shows a diagram of the stress distribution cone through a specified thickness of asphalt [<xref ref-type="bibr" rid="scirp.120044-ref8">8</xref>].</p><p>In this work, the values of t<sub>A</sub> and D<sub>T</sub> were selected as follows:</p><p>t A = 5   cm (1)</p><p>D T = 12.7   cm (2)</p><p>From <xref ref-type="fig" rid="fig4">Figure 4</xref>, (1), and (2), the stress distribution diameter, defined by D<sub>B</sub>, can be computed as follows:</p><p>D B = 2 t A + D T = 22.7   cm (3)</p><p>Theoretical Stress on Stacks:</p><p>Once the optimal diameter was determined, the theoretical stress applied to the stacks can be determined using the process below. These calculations are important to make sure the piezos are not overstressed. The yield strength of the PZT-5H material is 150 MPa which is greater than the calculated theoretical stack stress of 1.45 MPa with a 1500 kg car input. The same calculations were made with a 36,000 kg car input, approximately the weight of a fully-loaded semitruck, this resulted in a 14 MPa theoretical stress, still underneath the 150 Mpa yield strength of the PZT-5H material.</p><p>Optimal Module Diameter = 22.7 cm (from (3))</p><p>Defining the following parameters:</p><p>Testing Capacity Diameter = 10.16 cm</p><p>A<sub>tire</sub> = Tire footprint area = 0.0161 m<sup>2 </sup></p><p>W = average vehicle weight per tire</p><p>σ<sub>T</sub> = Stress on top of asphalt</p><p>σ<sub>B</sub> = Stress below asphalt</p><p>N<sub>Stack</sub> = Number of stacks in module</p><p>F<sub>Module</sub> = Resultant Force on top of Module</p><p>F<sub>Stack</sub> = Resultant Force per Stack</p><p>σ<sub>Stack</sub> = Stress Applied to Surface of Stacks</p><p>D<sub>Stack</sub> = Diameter of Piezo Stack</p><p>A<sub>Stack</sub> = Area of Stack</p><p>A<sub>Module</sub> = Area of Module = 10.17 cm</p><p>Testing Module = 10.16 cm diameter:</p><p>Car Input (mass): 1500 kg</p><p>σ T = W A t i r e = 3679   N 0.0161 = 228.5   kPa (4)</p><p>σ B = σ T D T 2 D B 2 = 228500 0.127 2 0.2286 2 = 70.5   kPa (5)</p><p>F M o d u l e = σ B A M o d u l e = 70500 &#215; π 4 &#215; 0.1016 2 = 572   N (6)</p><p>F S t a c k = F M o d u l e N S t a c k = 572 5 = 114   N (7)</p><p>σ S t a c k = F S t a c k A S t a c k = 114 π 4 &#215; 0.010 2 = 1.45   MPa (8)</p><p>Semi-Truck Input: 36,000 kg</p><p>σ T = W A t i r e = 35000   N 0.023 = 1.5   MPa (9)</p><p>σ B = σ T D T 2 D B 2 = 1500000 0.153 2 0.2286 2 = 0.7   Mpa (10)</p><p>F M o d u l e = σ B A M o d u l e = 700000 &#215; π 4 &#215; 0.1016 2 = 5.7   kN (11)</p><p>F S t a c k = F M o d u l e N S t a c k = 5700 5 = 1.1   kN (12)</p><p>σ S t a c k = F S t a c k A S t a c k = 1100 π 4 &#215; 0.010 2 = 14   MPa (13)</p></sec><sec id="s2_2"><title>2.2. Energy Conversion Principles of Piezoelectric</title><p>The main factors that affect the power output of a piezoelectric transducer are the piezoelectric material properties, the applied force, loading frequency, and the resistance of the connected load.</p><p>It can be proven from [<xref ref-type="bibr" rid="scirp.120044-ref4">4</xref>] that the output voltage V<sub>p</sub> and the energy W produced by the piezo stack are given by</p><p>V p = α F h d 33 n A p ε r (14)</p><p>W = d 33 2 α 2 F 2 h 2 n A p ε r (15)</p><p>where d<sub>33</sub> is the piezoelectric strain constant, α is the force attenuation coefficient of the road, F is the vertical load stress, h is the thickness of piezoelectric ceramics.</p><p>It is clear from (1) and (2) that V<sub>p</sub> and W are altered by both mechanical and electrical properties of the piezoelectric material. Optimization is required to address the device parameters that produce the maximum energy and voltage.</p></sec><sec id="s2_3"><title>2.3. Optimization Using MATLAB/SIMULINK Simulation</title><p>SIMULINK and MATLAB were the primary programs used to simulate the RPEH. MATLAB was used to write a simple code that would allow the user to enter the harvester variables in the SIMULINK diagram. These input variables were then used in a SIMULINK block diagram, shown in <xref ref-type="fig" rid="fig5">Figure 5</xref>(a). SIMULINK also has a premade piezoelectric stack block in its library. This block allows the user to easily change the number of layers, layer thickness, and diameter of the PZT stack. The layers in the PZT stack are connected in parallel. The stacks themselves are also connected in parallel. SIMULINK allows the user to generate a mechanical pulse, which is then converted into voltage through the PZT stack block. The mechanical pulse simulates the car tires driving over the</p><p>harvester. The RPEH Block diagram uses the burgers asphalt model, shown in <xref ref-type="fig" rid="fig3">Figure 3</xref>, to simulate the asphalt layer above the RPEH. Inside the circuitry subsystem (<xref ref-type="fig" rid="fig5">Figure 5</xref>(b)) is a Synchronized Switch Harvesting on Inductor (SSHI) rectifying circuit. This circuit serves as a high-efficiency rectifier, which converts the AC voltage produced by the PZT stacks into a DC voltage. The SSHI technique is based on the resonant circuit that is created by the internal capacitor of the piezoelectric stack and an external inductor which flips the capacitor voltage instantly to nullify the effect of the capacitive term. In this way, the energy used to charge the internal capacitor to conduct the diode bridge, which would have been wasted, is now harvested [<xref ref-type="bibr" rid="scirp.120044-ref9">9</xref>].</p><p>In this simulation, the DC voltage is then sent to a storage capacitor (470 μF), where the energy harvested per car was measured using the SIMULINK oscilloscope. It was based on this parameter that the optimum size of the PZT stacks was determined.</p><p>When determining the optimum thickness and number of layers per stack, a standard 15 mm total thickness was used, as well as a static 10 mm diameter. <xref ref-type="table" rid="table5">Table 5</xref> shows the results of the optimization after simulation. The highlighted values indicate the PZT stack size and layers that were used in this design.</p><p>Based off the SIMULINK results, the optimal stack dimensions are a diameter of 10 mm with 3 stack layers, each layer 4.75 mm thick. The resulting waveforms are shown in <xref ref-type="fig" rid="fig6">Figure 6</xref>. The voltage waveform was obtained by taking the voltage</p><table-wrap id="table5" ><label><xref ref-type="table" rid="table5">Table 5</xref></label><caption><title> Results of the optimization after simulation</title></caption><table><tbody><thead><tr><th align="center" valign="middle" >No. of Layers</th><th align="center" valign="middle" >Thickness (mm)</th><th align="center" valign="middle" >Total Thickness (mm)</th><th align="center" valign="middle" >Diameter (mm)</th><th align="center" valign="middle" >V<sub>cap</sub> (V)</th><th align="center" valign="middle" >E<sub>cap</sub> (mJ)</th></tr></thead><tr><td align="center" valign="middle" >15</td><td align="center" valign="middle" >1</td><td align="center" valign="middle" >15</td><td align="center" valign="middle" >10</td><td align="center" valign="middle" >19.90</td><td align="center" valign="middle" >0.0938</td></tr><tr><td align="center" valign="middle" >5</td><td align="center" valign="middle" >3</td><td align="center" valign="middle" >15</td><td align="center" valign="middle" >10</td><td align="center" valign="middle" >19.80</td><td align="center" valign="middle" >0.0920</td></tr><tr><td align="center" valign="middle" >3</td><td align="center" valign="middle" >5</td><td align="center" valign="middle" >15</td><td align="center" valign="middle" >10</td><td align="center" valign="middle" >20.10</td><td align="center" valign="middle" >0.0949</td></tr><tr><td align="center" valign="middle" >2</td><td align="center" valign="middle" >7.5</td><td align="center" valign="middle" >15</td><td align="center" valign="middle" >10</td><td align="center" valign="middle" >19.83</td><td align="center" valign="middle" >0.0924</td></tr><tr><td align="center" valign="middle" >1</td><td align="center" valign="middle" >15</td><td align="center" valign="middle" >15</td><td align="center" valign="middle" >10</td><td align="center" valign="middle" >19.94</td><td align="center" valign="middle" >0.0936</td></tr></tbody></table></table-wrap><p>across the load resistor and thus the parallel load capacitor. The harvested electrical energy W stored in the capacitance C was then calculated as follows:</p><p>W = 1 2 &#215; C &#215; V c 2 (16)</p><p>where V<sub>c</sub> is the voltage across the capacitor.</p></sec></sec><sec id="s3"><title>3. Prototype Development and Testing</title><p><xref ref-type="fig" rid="fig7">Figure 7</xref> shows the completed RPEH with a fully assembled view and an inside view with the PZT stacks wired in parallel. <xref ref-type="fig" rid="fig8">Figure 8</xref> alternatively shows a deconstructed view of the harvester with labeled parts.</p><p>The manufacture of the harvester went smoothly, with only minimal modifications needed. The Top Plate, Base Plate, and Support Plate were all manufactured using the CNC machine. This allowed for the harvester parts to be manufactured to the exact design specifications.</p><p>The neoprene spacer was manufactured by shearing the teeth off two-hole saws, creating a sharp edge, with outer diameters of 10.48 cm and 9.53 cm respectively. A sheet of neoprene was then placed underneath the hole saw in a hydraulic press to cut out a circle of neoprene. This process was repeated for the smaller hole saw with the neoprene circle to create the neoprene ring.</p><p>The PZT stack holder was manufactured by using a 3D printer. Small metal threads were embedded into the PLA plastic stack holder by use of a soldering iron. These threads allowed for the stack holder to be bolted to the base plate.</p><p>Once the stack holder was fastened to the base plate the PZT stacks were fit into the slots, and the wire leads of the stacks were soldered in parallel. The stack wires were then soldered to a larger wire with two leads. The exposed stack wires were then wrapped in a heat shrinking plastic.</p><p>Modifications:</p><p>The stack holder had to be 3D printed multiple times while adjusting the piezo hole diameters. This hole diameter is crucial to allow for proper fitment of the PZT stacks. If the hole diameter is too large, the stacks will be able to rotate, which is undesirable. If the holes if too small, then the stacks won’t fit. It is also difficult to get all piezo stacks to fit identical with part diameter variation from the supplier.</p><p>After installing the PZT stacks, the clearance must be set between the top of the stacks and the contact area of the Top Plate. This is important because the PZT stacks must be in contact with the Top Plate when the bolts are tightened while simultaneously allowing enough crush in the neoprene spacer to provide a sufficient seal. An additional 0.040 of material had to be removed from the Top Plate to allow more crushing of the Neoprene Spacer. The Top Plate modification can be viewed in <xref ref-type="fig" rid="fig9">Figure 9</xref>.</p><p>The piezo stack connection where all stacks were soldered together was initially done outside the module. This was done to easily check connection joints if troubleshooting was needed. This, however, was a bad idea because solder connections broke when tamping the asphalt down during installation due to the stiffness of the solder. To correct this error, the connections were resoldered and relocated inside the module. This offered protection to the joints, so no stress was applied.</p><sec id="s3_1"><title>3.1. Wheel Tracking Asphalt Testing</title><p>The RPEH was tested using a Hamburg Wheel Tracking machine. This machine is used in AASHTO-T324 asphalt testing to simulate road loading conditions and to test the permanent deformation resistance of the asphalt layer. The wheel tracking machine applied a force of approximately 700N to the asphalt at a speed of 1.6 km/h. The 700N force would be divided amongst the five stacks to total an approximate force of 140N per stack.</p><p>The RPEH was embedded in “Aquaphalt” which is a cold compacting asphalt mix used in driveway repairs. Cold compacting asphalt was used in this test as the harvester cannot be embedded in a hot mix of asphalt. The embedding process is shown in <xref ref-type="fig" rid="fig1">Figure 1</xref>0.</p><p>After the RPEH was embedded in the Aquaphalt, it was left to cure for 24+ hours to allow the mix to stiffen. Once the RPEH was installed into the mold and underneath “Aquaphalt” it was then put into the Hamburg Wheel Tracking machine. The wheel tracking machine, with the embedded RPEH, is shown in <xref ref-type="fig" rid="fig1">Figure 1</xref>1. The RPEH then was tested with an open circuit and with a load R<sub>L</sub> equals to 10 kΩ, 100 kΩ, 500 kΩ, 600 kΩ, 900 kΩ, 1 MΩ and 10 MΩ. The peak voltage V<sub>L</sub> across R<sub>L</sub> is recorded. Then, the peak instantaneous power P<sub>L</sub><sub>(</sub><sub>peak</sub><sub>)</sub> delivered to the load is given by:</p><p>P L ( p e a k ) = V L 2 R L (17)</p></sec><sec id="s3_2"><title>3.2. Results</title><p>After running the tests using the wheel tracking machine, <xref ref-type="fig" rid="fig1">Figure 1</xref>2 shows the results. This includes the instantaneous peak voltage for each tested resistor, as well as the peak instantaneous power. These are visualized by the blue bar graph, and the orange line plot, respectively. Additionally, an estimated power curve was included on the graph in orange. During testing, connecting a 900 kΩ resistor to the RPEH yielded the highest power output; however, a value of 950 kΩ would most likely yield a slightly higher value, as predicted by the curve.</p><p>Additionally, the oscilloscope data obtained during the asphalt test was imported into MATLAB to calculate the transient energy harvested per one loading pass. This was accomplished by using the “xlsread” function to import the oscilloscope “.csv” files into MATLAB. Following that the “trapz” function was used to calculate the area under the power curve, energy. These values were then</p><p>plotted in <xref ref-type="fig" rid="fig1">Figure 1</xref>3. The process was done to obtain results that could be compared more easily to the SIMULINK simulation results. The plot implies that at a resistor load of 600 kΩ a max energy of 45 uJ was harvested.</p></sec><sec id="s3_3"><title>3.3. Discussion: Simulations Vs Experimental</title><p>The SIMULINK simulation, used to optimize the PZT stacks, best represents the RPEH in actual road conditions because of the force applied to the harvester, as well as the Burger’s asphalt model. These results show an approximate 20 V collected in the storage capacitor, equating in 0.0949 J of energy. This simulation was run using the SSHI rectifier circuit as explained in Section 2.2.</p><p>The wheel tracking asphalt test was conducted to observe if the RPEH would function underneath asphalt, which it succeeded in. When testing the RPEH</p><p>with the wheel tracking machine, varying resistor loads where connected to the output of the RPEH, this was done to observe the power curve, and determine the optimum resistor load. This was determined to be 950 kΩ. Additionally, MATLAB was used to calculate the energy harvested by the RPEH with each resistor attached. A max energy for this test was obtained from the 600 kΩ resistor connected to the RPEH, totaling in 45 μJ harvested. This value is much lower than the simulated energy output of 94.9 mJ, however, there are varying factors</p><p>that could have affected this change. Chiefly, the force used in the simulation was much higher than that of the asphalt test, approximately 700N compared to approximately 140N, respectively. This force was also applied at a greater speed in the simulations, about 120 km/h compared to the 1.6 km/h of the wheel tracking machine.</p><p>Therefore, a second SIMULINK simulation was run with input variables to match that of the wheel tracking machine. This included a load of 140N per stack at a speed of 1.6 km/h. <xref ref-type="fig" rid="fig1">Figure 1</xref>4 shows the stored energy inside the load capacitor after a single pass.</p><p>The results of this simulation show an output of 500 μJ per car pass, this value is still larger than the 45 μJ calculated energy output during asphalt testing. However, there are a few factors that could differentiate the two outputs. First, the simulation was once again conducted using an efficient SSHI rectifying circuit, while the actual asphalt testing only applied varying resistor loads to the RPEH. Secondly, the simulation does not factor in the material properties of the neoprene spacer, this is most likely the cause of differing outputs as some energy had to be lost through this part. And lastly, the simulation uses the Burger’s asphalt model to simulate asphalt, during testing “Aquaphalt” was used in place of traditional asphalt found in a road. It is unclear which of these factors contributed the most to this lowered output, but it is apparent that these are the reasons.</p></sec></sec><sec id="s4"><title>4. Conclusions</title><p>This project achieved its goal of proving the theory that piezoelectric energy harvesting is achievable. The prototype RPEH successfully harvested mechanically induced stresses through the asphalt from simulated road traffic and converted this energy into usable low-power electrical energy. This project, however, needs more research to carry out the feasibility in real-world applications.</p><p>The mechanical design was thoroughly completed; however, a custom power electronic for the RPEH was unable to be completed. Due to the time limitations, a custom circuit couldn’t be designed, so an off-the shelf-energy harvester board was purchased. This board worked great to show the charge pumping theory and usability of the harvested energy.</p><p>To conclude, this project was successful in developing and testing a prototype Road-Compatible Piezoelectric Energy Harvesting device, despite missteps. A research paper was written on the work conducted during the fall semester and recently published [<xref ref-type="bibr" rid="scirp.120044-ref1">1</xref>]. The prototype RPEH was presented and demonstrated at the Penn State Altoona Undergraduate Research Fair, placing 2nd in engineering, as well as 3rd for the sustainability award. This project shows that piezoelectric energy harvesting is a good low power, green energy source; and sets the stage for future work to be conducted for this project.</p></sec><sec id="s5"><title>5. Future work</title><p>For future work, it is recommended to test a full-size harvester underneath real asphalt to simulate the true working conditions of the RPEH. To accomplish this, the prototype harvester presented in this report should be up scaled to a diameter of 9 inches to make full use of the stress distribution cone while under 2 inches of asphalt. This will also require the PZT stack sizes to be reoptimized to match the increased harvester diameter.</p><p>Also, a suggestion for future works is to create another module made from a high temp resistant and high stiffness epoxy instead of using polycarbonate plastic. This will provide better energy transfer because of the increased hardness and allow us to use hot mix asphalt during testing.</p><p>Along with the increased RPEH size, it is also recommended that a custom power electronic with a rectifier and DC/DC converter be developed to increase the harvesting capabilities of the RPEH. This would aid in the RPEH’s efficiency in harvesting electrical energy, as well as powering a low-power electronic.</p><p>A major issue for future work would be the actual implementation of the device, as obtaining permission to install the harvester under the asphalt could prove difficult. Proper permission to test the RPEH in a roadway would have to be obtained well before testing begins.</p><p>To simulate the actual road implementation of the RPEH designed in this report, an analysis of the average daily traffic values for some of the busiest routes in Pennsylvania was conducted. This data was collected during 2020 and is provided by the Pennsylvania Department of Transportation [<xref ref-type="bibr" rid="scirp.120044-ref10">10</xref>]. <xref ref-type="fig" rid="fig1">Figure 1</xref>5 shows the highest average daily traffic (ADT) values for routes in Pennsylvania, and the corresponding power harvested per day, in watt-hours. Additionally, I99 has been included to act as a reference point, and Route 119 has the lowest traffic volume and power harvested per day. The results of these graphs clearly state that a road with a higher traffic volume will produce a greater power yield per day.</p><p>To calculate the total daily watt hours harvested, the results from the SIMULINK simulation were used, as they best simulate the force of a car applied to the RPEH. The total energy collected for one RPEH after one car pass (two-wheel passes) was 0.0949 J. This value was multiplied by 2 as there would be an RPEH for each side of the car. The following Equation (18) was then used to calculate the total energy in watt-hours collected per day.</p><p>Total   Daily   Watthours = ( Total Energy per Car ) ( ADT ) 3600   seconds (18)</p></sec><sec id="s6"><title>Acknowledgements</title><p>This work is funded by Pennsylvania State University, under the undergraduate</p><p>research grant (URG) and the research development grant (RDG).</p></sec><sec id="s7"><title>Conflicts of Interest</title><p>The authors declare no conflicts of interest regarding the publication of this paper.</p></sec><sec id="s8"><title>Cite this paper</title><p>Sherren, A., Fink, K., Eshelman, J., Taha, L.Y., Anwar, S., Brennecke, C., Abdeltawab, H.M., Shen, S.H., Ghofrani, F. and Zhang, C. (2022) Experimental and Simulation Validation of Piezoelectric Road Energy Harvesting. 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