TITLE:
Arbitration on Unauthorized Trading by the Trading Member of Indian Stock Exchange: An Empirical Study
AUTHORS:
Bezawada Brahmaiah
KEYWORDS:
Arbitration, Unauthorized Trading, Applicant, Respondent, Stock Exchange
JOURNAL NAME:
Theoretical Economics Letters,
Vol.8 No.14,
October
19,
2018
ABSTRACT: The paper investigates the unauthorized trading
indulged in client’s accounts by the trading members of the stock exchanges.
Trading systems, misuses and abuses of the securities market by trading members
have been identified and analyzed. It finds how some trading members violate
trading rules, misinterpret regulatory compliances and indulge unauthorized
trading. The findings and conclusions provide inputs for the development of
appropriate regulatory framework for the securities market. However, the
results may be generalized in the emerging markets environment. Hence, researchers
are advised to study trading practices, stock market operations, appreciate the
dynamics of stock market and apply the same in their future research in India
and abroad.